1 ============================ 2 LINUX KERNEL MEMORY BARRIERS 3 ============================ 4 5By: David Howells <dhowells@redhat.com> 6 Paul E. McKenney <paulmck@linux.ibm.com> 7 Will Deacon <will.deacon@arm.com> 8 Peter Zijlstra <peterz@infradead.org> 9 10========== 11DISCLAIMER 12========== 13 14This document is not a specification; it is intentionally (for the sake of 15brevity) and unintentionally (due to being human) incomplete. This document is 16meant as a guide to using the various memory barriers provided by Linux, but 17in case of any doubt (and there are many) please ask. Some doubts may be 18resolved by referring to the formal memory consistency model and related 19documentation at tools/memory-model/. Nevertheless, even this memory 20model should be viewed as the collective opinion of its maintainers rather 21than as an infallible oracle. 22 23To repeat, this document is not a specification of what Linux expects from 24hardware. 25 26The purpose of this document is twofold: 27 28 (1) to specify the minimum functionality that one can rely on for any 29 particular barrier, and 30 31 (2) to provide a guide as to how to use the barriers that are available. 32 33Note that an architecture can provide more than the minimum requirement 34for any particular barrier, but if the architecture provides less than 35that, that architecture is incorrect. 36 37Note also that it is possible that a barrier may be a no-op for an 38architecture because the way that arch works renders an explicit barrier 39unnecessary in that case. 40 41 42======== 43CONTENTS 44======== 45 46 (*) Abstract memory access model. 47 48 - Device operations. 49 - Guarantees. 50 51 (*) What are memory barriers? 52 53 - Varieties of memory barrier. 54 - What may not be assumed about memory barriers? 55 - Address-dependency barriers (historical). 56 - Control dependencies. 57 - SMP barrier pairing. 58 - Examples of memory barrier sequences. 59 - Read memory barriers vs load speculation. 60 - Multicopy atomicity. 61 62 (*) Explicit kernel barriers. 63 64 - Compiler barrier. 65 - CPU memory barriers. 66 67 (*) Implicit kernel memory barriers. 68 69 - Lock acquisition functions. 70 - Interrupt disabling functions. 71 - Sleep and wake-up functions. 72 - Miscellaneous functions. 73 74 (*) Inter-CPU acquiring barrier effects. 75 76 - Acquires vs memory accesses. 77 78 (*) Where are memory barriers needed? 79 80 - Interprocessor interaction. 81 - Atomic operations. 82 - Accessing devices. 83 - Interrupts. 84 85 (*) Kernel I/O barrier effects. 86 87 (*) Assumed minimum execution ordering model. 88 89 (*) The effects of the cpu cache. 90 91 - Cache coherency. 92 - Cache coherency vs DMA. 93 - Cache coherency vs MMIO. 94 95 (*) The things CPUs get up to. 96 97 - And then there's the Alpha. 98 - Virtual Machine Guests. 99 100 (*) Example uses. 101 102 - Circular buffers. 103 104 (*) References. 105 106 107============================ 108ABSTRACT MEMORY ACCESS MODEL 109============================ 110 111Consider the following abstract model of the system: 112 113 : : 114 : : 115 : : 116 +-------+ : +--------+ : +-------+ 117 | | : | | : | | 118 | | : | | : | | 119 | CPU 1 |<----->| Memory |<----->| CPU 2 | 120 | | : | | : | | 121 | | : | | : | | 122 +-------+ : +--------+ : +-------+ 123 ^ : ^ : ^ 124 | : | : | 125 | : | : | 126 | : v : | 127 | : +--------+ : | 128 | : | | : | 129 | : | | : | 130 +---------->| Device |<----------+ 131 : | | : 132 : | | : 133 : +--------+ : 134 : : 135 136Each CPU executes a program that generates memory access operations. In the 137abstract CPU, memory operation ordering is very relaxed, and a CPU may actually 138perform the memory operations in any order it likes, provided program causality 139appears to be maintained. Similarly, the compiler may also arrange the 140instructions it emits in any order it likes, provided it doesn't affect the 141apparent operation of the program. 142 143So in the above diagram, the effects of the memory operations performed by a 144CPU are perceived by the rest of the system as the operations cross the 145interface between the CPU and rest of the system (the dotted lines). 146 147 148For example, consider the following sequence of events: 149 150 CPU 1 CPU 2 151 =============== =============== 152 { A == 1; B == 2 } 153 A = 3; x = B; 154 B = 4; y = A; 155 156The set of accesses as seen by the memory system in the middle can be arranged 157in 24 different combinations: 158 159 STORE A=3, STORE B=4, y=LOAD A->3, x=LOAD B->4 160 STORE A=3, STORE B=4, x=LOAD B->4, y=LOAD A->3 161 STORE A=3, y=LOAD A->3, STORE B=4, x=LOAD B->4 162 STORE A=3, y=LOAD A->3, x=LOAD B->2, STORE B=4 163 STORE A=3, x=LOAD B->2, STORE B=4, y=LOAD A->3 164 STORE A=3, x=LOAD B->2, y=LOAD A->3, STORE B=4 165 STORE B=4, STORE A=3, y=LOAD A->3, x=LOAD B->4 166 STORE B=4, ... 167 ... 168 169and can thus result in four different combinations of values: 170 171 x == 2, y == 1 172 x == 2, y == 3 173 x == 4, y == 1 174 x == 4, y == 3 175 176 177Furthermore, the stores committed by a CPU to the memory system may not be 178perceived by the loads made by another CPU in the same order as the stores were 179committed. 180 181 182As a further example, consider this sequence of events: 183 184 CPU 1 CPU 2 185 =============== =============== 186 { A == 1, B == 2, C == 3, P == &A, Q == &C } 187 B = 4; Q = P; 188 P = &B; D = *Q; 189 190There is an obvious address dependency here, as the value loaded into D depends 191on the address retrieved from P by CPU 2. At the end of the sequence, any of 192the following results are possible: 193 194 (Q == &A) and (D == 1) 195 (Q == &B) and (D == 2) 196 (Q == &B) and (D == 4) 197 198Note that CPU 2 will never try and load C into D because the CPU will load P 199into Q before issuing the load of *Q. 200 201 202DEVICE OPERATIONS 203----------------- 204 205Some devices present their control interfaces as collections of memory 206locations, but the order in which the control registers are accessed is very 207important. For instance, imagine an ethernet card with a set of internal 208registers that are accessed through an address port register (A) and a data 209port register (D). To read internal register 5, the following code might then 210be used: 211 212 *A = 5; 213 x = *D; 214 215but this might show up as either of the following two sequences: 216 217 STORE *A = 5, x = LOAD *D 218 x = LOAD *D, STORE *A = 5 219 220the second of which will almost certainly result in a malfunction, since it set 221the address _after_ attempting to read the register. 222 223 224GUARANTEES 225---------- 226 227There are some minimal guarantees that may be expected of a CPU: 228 229 (*) On any given CPU, dependent memory accesses will be issued in order, with 230 respect to itself. This means that for: 231 232 Q = READ_ONCE(P); D = READ_ONCE(*Q); 233 234 the CPU will issue the following memory operations: 235 236 Q = LOAD P, D = LOAD *Q 237 238 and always in that order. However, on DEC Alpha, READ_ONCE() also 239 emits a memory-barrier instruction, so that a DEC Alpha CPU will 240 instead issue the following memory operations: 241 242 Q = LOAD P, MEMORY_BARRIER, D = LOAD *Q, MEMORY_BARRIER 243 244 Whether on DEC Alpha or not, the READ_ONCE() also prevents compiler 245 mischief. 246 247 (*) Overlapping loads and stores within a particular CPU will appear to be 248 ordered within that CPU. This means that for: 249 250 a = READ_ONCE(*X); WRITE_ONCE(*X, b); 251 252 the CPU will only issue the following sequence of memory operations: 253 254 a = LOAD *X, STORE *X = b 255 256 And for: 257 258 WRITE_ONCE(*X, c); d = READ_ONCE(*X); 259 260 the CPU will only issue: 261 262 STORE *X = c, d = LOAD *X 263 264 (Loads and stores overlap if they are targeted at overlapping pieces of 265 memory). 266 267And there are a number of things that _must_ or _must_not_ be assumed: 268 269 (*) It _must_not_ be assumed that the compiler will do what you want 270 with memory references that are not protected by READ_ONCE() and 271 WRITE_ONCE(). Without them, the compiler is within its rights to 272 do all sorts of "creative" transformations, which are covered in 273 the COMPILER BARRIER section. 274 275 (*) It _must_not_ be assumed that independent loads and stores will be issued 276 in the order given. This means that for: 277 278 X = *A; Y = *B; *D = Z; 279 280 we may get any of the following sequences: 281 282 X = LOAD *A, Y = LOAD *B, STORE *D = Z 283 X = LOAD *A, STORE *D = Z, Y = LOAD *B 284 Y = LOAD *B, X = LOAD *A, STORE *D = Z 285 Y = LOAD *B, STORE *D = Z, X = LOAD *A 286 STORE *D = Z, X = LOAD *A, Y = LOAD *B 287 STORE *D = Z, Y = LOAD *B, X = LOAD *A 288 289 (*) It _must_ be assumed that overlapping memory accesses may be merged or 290 discarded. This means that for: 291 292 X = *A; Y = *(A + 4); 293 294 we may get any one of the following sequences: 295 296 X = LOAD *A; Y = LOAD *(A + 4); 297 Y = LOAD *(A + 4); X = LOAD *A; 298 {X, Y} = LOAD {*A, *(A + 4) }; 299 300 And for: 301 302 *A = X; *(A + 4) = Y; 303 304 we may get any of: 305 306 STORE *A = X; STORE *(A + 4) = Y; 307 STORE *(A + 4) = Y; STORE *A = X; 308 STORE {*A, *(A + 4) } = {X, Y}; 309 310And there are anti-guarantees: 311 312 (*) These guarantees do not apply to bitfields, because compilers often 313 generate code to modify these using non-atomic read-modify-write 314 sequences. Do not attempt to use bitfields to synchronize parallel 315 algorithms. 316 317 (*) Even in cases where bitfields are protected by locks, all fields 318 in a given bitfield must be protected by one lock. If two fields 319 in a given bitfield are protected by different locks, the compiler's 320 non-atomic read-modify-write sequences can cause an update to one 321 field to corrupt the value of an adjacent field. 322 323 (*) These guarantees apply only to properly aligned and sized scalar 324 variables. "Properly sized" currently means variables that are 325 the same size as "char", "short", "int" and "long". "Properly 326 aligned" means the natural alignment, thus no constraints for 327 "char", two-byte alignment for "short", four-byte alignment for 328 "int", and either four-byte or eight-byte alignment for "long", 329 on 32-bit and 64-bit systems, respectively. Note that these 330 guarantees were introduced into the C11 standard, so beware when 331 using older pre-C11 compilers (for example, gcc 4.6). The portion 332 of the standard containing this guarantee is Section 3.14, which 333 defines "memory location" as follows: 334 335 memory location 336 either an object of scalar type, or a maximal sequence 337 of adjacent bit-fields all having nonzero width 338 339 NOTE 1: Two threads of execution can update and access 340 separate memory locations without interfering with 341 each other. 342 343 NOTE 2: A bit-field and an adjacent non-bit-field member 344 are in separate memory locations. The same applies 345 to two bit-fields, if one is declared inside a nested 346 structure declaration and the other is not, or if the two 347 are separated by a zero-length bit-field declaration, 348 or if they are separated by a non-bit-field member 349 declaration. It is not safe to concurrently update two 350 bit-fields in the same structure if all members declared 351 between them are also bit-fields, no matter what the 352 sizes of those intervening bit-fields happen to be. 353 354 355========================= 356WHAT ARE MEMORY BARRIERS? 357========================= 358 359As can be seen above, independent memory operations are effectively performed 360in random order, but this can be a problem for CPU-CPU interaction and for I/O. 361What is required is some way of intervening to instruct the compiler and the 362CPU to restrict the order. 363 364Memory barriers are such interventions. They impose a perceived partial 365ordering over the memory operations on either side of the barrier. 366 367Such enforcement is important because the CPUs and other devices in a system 368can use a variety of tricks to improve performance, including reordering, 369deferral and combination of memory operations; speculative loads; speculative 370branch prediction and various types of caching. Memory barriers are used to 371override or suppress these tricks, allowing the code to sanely control the 372interaction of multiple CPUs and/or devices. 373 374 375VARIETIES OF MEMORY BARRIER 376--------------------------- 377 378Memory barriers come in four basic varieties: 379 380 (1) Write (or store) memory barriers. 381 382 A write memory barrier gives a guarantee that all the STORE operations 383 specified before the barrier will appear to happen before all the STORE 384 operations specified after the barrier with respect to the other 385 components of the system. 386 387 A write barrier is a partial ordering on stores only; it is not required 388 to have any effect on loads. 389 390 A CPU can be viewed as committing a sequence of store operations to the 391 memory system as time progresses. All stores _before_ a write barrier 392 will occur _before_ all the stores after the write barrier. 393 394 [!] Note that write barriers should normally be paired with read or 395 address-dependency barriers; see the "SMP barrier pairing" subsection. 396 397 398 (2) Address-dependency barriers (historical). 399 [!] This section is marked as HISTORICAL: it covers the long-obsolete 400 smp_read_barrier_depends() macro, the semantics of which are now 401 implicit in all marked accesses. For more up-to-date information, 402 including how compiler transformations can sometimes break address 403 dependencies, see Documentation/RCU/rcu_dereference.rst. 404 405 An address-dependency barrier is a weaker form of read barrier. In the 406 case where two loads are performed such that the second depends on the 407 result of the first (eg: the first load retrieves the address to which 408 the second load will be directed), an address-dependency barrier would 409 be required to make sure that the target of the second load is updated 410 after the address obtained by the first load is accessed. 411 412 An address-dependency barrier is a partial ordering on interdependent 413 loads only; it is not required to have any effect on stores, independent 414 loads or overlapping loads. 415 416 As mentioned in (1), the other CPUs in the system can be viewed as 417 committing sequences of stores to the memory system that the CPU being 418 considered can then perceive. An address-dependency barrier issued by 419 the CPU under consideration guarantees that for any load preceding it, 420 if that load touches one of a sequence of stores from another CPU, then 421 by the time the barrier completes, the effects of all the stores prior to 422 that touched by the load will be perceptible to any loads issued after 423 the address-dependency barrier. 424 425 See the "Examples of memory barrier sequences" subsection for diagrams 426 showing the ordering constraints. 427 428 [!] Note that the first load really has to have an _address_ dependency and 429 not a control dependency. If the address for the second load is dependent 430 on the first load, but the dependency is through a conditional rather than 431 actually loading the address itself, then it's a _control_ dependency and 432 a full read barrier or better is required. See the "Control dependencies" 433 subsection for more information. 434 435 [!] Note that address-dependency barriers should normally be paired with 436 write barriers; see the "SMP barrier pairing" subsection. 437 438 [!] Kernel release v5.9 removed kernel APIs for explicit address- 439 dependency barriers. Nowadays, APIs for marking loads from shared 440 variables such as READ_ONCE() and rcu_dereference() provide implicit 441 address-dependency barriers. 442 443 (3) Read (or load) memory barriers. 444 445 A read barrier is an address-dependency barrier plus a guarantee that all 446 the LOAD operations specified before the barrier will appear to happen 447 before all the LOAD operations specified after the barrier with respect to 448 the other components of the system. 449 450 A read barrier is a partial ordering on loads only; it is not required to 451 have any effect on stores. 452 453 Read memory barriers imply address-dependency barriers, and so can 454 substitute for them. 455 456 [!] Note that read barriers should normally be paired with write barriers; 457 see the "SMP barrier pairing" subsection. 458 459 460 (4) General memory barriers. 461 462 A general memory barrier gives a guarantee that all the LOAD and STORE 463 operations specified before the barrier will appear to happen before all 464 the LOAD and STORE operations specified after the barrier with respect to 465 the other components of the system. 466 467 A general memory barrier is a partial ordering over both loads and stores. 468 469 General memory barriers imply both read and write memory barriers, and so 470 can substitute for either. 471 472 473And a couple of implicit varieties: 474 475 (5) ACQUIRE operations. 476 477 This acts as a one-way permeable barrier. It guarantees that all memory 478 operations after the ACQUIRE operation will appear to happen after the 479 ACQUIRE operation with respect to the other components of the system. 480 ACQUIRE operations include LOCK operations and both smp_load_acquire() 481 and smp_cond_load_acquire() operations. 482 483 Memory operations that occur before an ACQUIRE operation may appear to 484 happen after it completes. 485 486 An ACQUIRE operation should almost always be paired with a RELEASE 487 operation. 488 489 490 (6) RELEASE operations. 491 492 This also acts as a one-way permeable barrier. It guarantees that all 493 memory operations before the RELEASE operation will appear to happen 494 before the RELEASE operation with respect to the other components of the 495 system. RELEASE operations include UNLOCK operations and 496 smp_store_release() operations. 497 498 Memory operations that occur after a RELEASE operation may appear to 499 happen before it completes. 500 501 The use of ACQUIRE and RELEASE operations generally precludes the need 502 for other sorts of memory barrier. In addition, a RELEASE+ACQUIRE pair is 503 -not- guaranteed to act as a full memory barrier. However, after an 504 ACQUIRE on a given variable, all memory accesses preceding any prior 505 RELEASE on that same variable are guaranteed to be visible. In other 506 words, within a given variable's critical section, all accesses of all 507 previous critical sections for that variable are guaranteed to have 508 completed. 509 510 This means that ACQUIRE acts as a minimal "acquire" operation and 511 RELEASE acts as a minimal "release" operation. 512 513A subset of the atomic operations described in atomic_t.txt have ACQUIRE and 514RELEASE variants in addition to fully-ordered and relaxed (no barrier 515semantics) definitions. For compound atomics performing both a load and a 516store, ACQUIRE semantics apply only to the load and RELEASE semantics apply 517only to the store portion of the operation. 518 519Memory barriers are only required where there's a possibility of interaction 520between two CPUs or between a CPU and a device. If it can be guaranteed that 521there won't be any such interaction in any particular piece of code, then 522memory barriers are unnecessary in that piece of code. 523 524 525Note that these are the _minimum_ guarantees. Different architectures may give 526more substantial guarantees, but they may _not_ be relied upon outside of arch 527specific code. 528 529 530WHAT MAY NOT BE ASSUMED ABOUT MEMORY BARRIERS? 531---------------------------------------------- 532 533There are certain things that the Linux kernel memory barriers do not guarantee: 534 535 (*) There is no guarantee that any of the memory accesses specified before a 536 memory barrier will be _complete_ by the completion of a memory barrier 537 instruction; the barrier can be considered to draw a line in that CPU's 538 access queue that accesses of the appropriate type may not cross. 539 540 (*) There is no guarantee that issuing a memory barrier on one CPU will have 541 any direct effect on another CPU or any other hardware in the system. The 542 indirect effect will be the order in which the second CPU sees the effects 543 of the first CPU's accesses occur, but see the next point: 544 545 (*) There is no guarantee that a CPU will see the correct order of effects 546 from a second CPU's accesses, even _if_ the second CPU uses a memory 547 barrier, unless the first CPU _also_ uses a matching memory barrier (see 548 the subsection on "SMP Barrier Pairing"). 549 550 (*) There is no guarantee that some intervening piece of off-the-CPU 551 hardware[*] will not reorder the memory accesses. CPU cache coherency 552 mechanisms should propagate the indirect effects of a memory barrier 553 between CPUs, but might not do so in order. 554 555 [*] For information on bus mastering DMA and coherency please read: 556 557 Documentation/driver-api/pci/pci.rst 558 Documentation/core-api/dma-api-howto.rst 559 Documentation/core-api/dma-api.rst 560 561 562ADDRESS-DEPENDENCY BARRIERS (HISTORICAL) 563---------------------------------------- 564[!] This section is marked as HISTORICAL: it covers the long-obsolete 565smp_read_barrier_depends() macro, the semantics of which are now implicit 566in all marked accesses. For more up-to-date information, including 567how compiler transformations can sometimes break address dependencies, 568see Documentation/RCU/rcu_dereference.rst. 569 570As of v4.15 of the Linux kernel, an smp_mb() was added to READ_ONCE() for 571DEC Alpha, which means that about the only people who need to pay attention 572to this section are those working on DEC Alpha architecture-specific code 573and those working on READ_ONCE() itself. For those who need it, and for 574those who are interested in the history, here is the story of 575address-dependency barriers. 576 577[!] While address dependencies are observed in both load-to-load and 578load-to-store relations, address-dependency barriers are not necessary 579for load-to-store situations. 580 581The requirement of address-dependency barriers is a little subtle, and 582it's not always obvious that they're needed. To illustrate, consider the 583following sequence of events: 584 585 CPU 1 CPU 2 586 =============== =============== 587 { A == 1, B == 2, C == 3, P == &A, Q == &C } 588 B = 4; 589 <write barrier> 590 WRITE_ONCE(P, &B); 591 Q = READ_ONCE_OLD(P); 592 D = *Q; 593 594[!] READ_ONCE_OLD() corresponds to READ_ONCE() of pre-4.15 kernel, which 595doesn't imply an address-dependency barrier. 596 597There's a clear address dependency here, and it would seem that by the end of 598the sequence, Q must be either &A or &B, and that: 599 600 (Q == &A) implies (D == 1) 601 (Q == &B) implies (D == 4) 602 603But! CPU 2's perception of P may be updated _before_ its perception of B, thus 604leading to the following situation: 605 606 (Q == &B) and (D == 2) ???? 607 608While this may seem like a failure of coherency or causality maintenance, it 609isn't, and this behaviour can be observed on certain real CPUs (such as the DEC 610Alpha). 611 612To deal with this, READ_ONCE() provides an implicit address-dependency barrier 613since kernel release v4.15: 614 615 CPU 1 CPU 2 616 =============== =============== 617 { A == 1, B == 2, C == 3, P == &A, Q == &C } 618 B = 4; 619 <write barrier> 620 WRITE_ONCE(P, &B); 621 Q = READ_ONCE(P); 622 <implicit address-dependency barrier> 623 D = *Q; 624 625This enforces the occurrence of one of the two implications, and prevents the 626third possibility from arising. 627 628 629[!] Note that this extremely counterintuitive situation arises most easily on 630machines with split caches, so that, for example, one cache bank processes 631even-numbered cache lines and the other bank processes odd-numbered cache 632lines. The pointer P might be stored in an odd-numbered cache line, and the 633variable B might be stored in an even-numbered cache line. Then, if the 634even-numbered bank of the reading CPU's cache is extremely busy while the 635odd-numbered bank is idle, one can see the new value of the pointer P (&B), 636but the old value of the variable B (2). 637 638 639An address-dependency barrier is not required to order dependent writes 640because the CPUs that the Linux kernel supports don't do writes until they 641are certain (1) that the write will actually happen, (2) of the location of 642the write, and (3) of the value to be written. 643But please carefully read the "CONTROL DEPENDENCIES" section and the 644Documentation/RCU/rcu_dereference.rst file: The compiler can and does break 645dependencies in a great many highly creative ways. 646 647 CPU 1 CPU 2 648 =============== =============== 649 { A == 1, B == 2, C = 3, P == &A, Q == &C } 650 B = 4; 651 <write barrier> 652 WRITE_ONCE(P, &B); 653 Q = READ_ONCE_OLD(P); 654 WRITE_ONCE(*Q, 5); 655 656Therefore, no address-dependency barrier is required to order the read into 657Q with the store into *Q. In other words, this outcome is prohibited, 658even without an implicit address-dependency barrier of modern READ_ONCE(): 659 660 (Q == &B) && (B == 4) 661 662Please note that this pattern should be rare. After all, the whole point 663of dependency ordering is to -prevent- writes to the data structure, along 664with the expensive cache misses associated with those writes. This pattern 665can be used to record rare error conditions and the like, and the CPUs' 666naturally occurring ordering prevents such records from being lost. 667 668 669Note well that the ordering provided by an address dependency is local to 670the CPU containing it. See the section on "Multicopy atomicity" for 671more information. 672 673 674The address-dependency barrier is very important to the RCU system, 675for example. See rcu_assign_pointer() and rcu_dereference() in 676include/linux/rcupdate.h. This permits the current target of an RCU'd 677pointer to be replaced with a new modified target, without the replacement 678target appearing to be incompletely initialised. 679 680See also the subsection on "Cache Coherency" for a more thorough example. 681 682 683CONTROL DEPENDENCIES 684-------------------- 685 686Control dependencies can be a bit tricky because current compilers do 687not understand them. The purpose of this section is to help you prevent 688the compiler's ignorance from breaking your code. 689 690A load-load control dependency requires a full read memory barrier, not 691simply an (implicit) address-dependency barrier to make it work correctly. 692Consider the following bit of code: 693 694 q = READ_ONCE(a); 695 <implicit address-dependency barrier> 696 if (q) { 697 /* BUG: No address dependency!!! */ 698 p = READ_ONCE(b); 699 } 700 701This will not have the desired effect because there is no actual address 702dependency, but rather a control dependency that the CPU may short-circuit 703by attempting to predict the outcome in advance, so that other CPUs see 704the load from b as having happened before the load from a. In such a case 705what's actually required is: 706 707 q = READ_ONCE(a); 708 if (q) { 709 <read barrier> 710 p = READ_ONCE(b); 711 } 712 713However, stores are not speculated. This means that ordering -is- provided 714for load-store control dependencies, as in the following example: 715 716 q = READ_ONCE(a); 717 if (q) { 718 WRITE_ONCE(b, 1); 719 } 720 721Control dependencies pair normally with other types of barriers. 722That said, please note that neither READ_ONCE() nor WRITE_ONCE() 723are optional! Without the READ_ONCE(), the compiler might combine the 724load from 'a' with other loads from 'a'. Without the WRITE_ONCE(), 725the compiler might combine the store to 'b' with other stores to 'b'. 726Either can result in highly counterintuitive effects on ordering. 727 728Worse yet, if the compiler is able to prove (say) that the value of 729variable 'a' is always non-zero, it would be well within its rights 730to optimize the original example by eliminating the "if" statement 731as follows: 732 733 q = a; 734 b = 1; /* BUG: Compiler and CPU can both reorder!!! */ 735 736So don't leave out the READ_ONCE(). 737 738It is tempting to try to enforce ordering on identical stores on both 739branches of the "if" statement as follows: 740 741 q = READ_ONCE(a); 742 if (q) { 743 barrier(); 744 WRITE_ONCE(b, 1); 745 do_something(); 746 } else { 747 barrier(); 748 WRITE_ONCE(b, 1); 749 do_something_else(); 750 } 751 752Unfortunately, current compilers will transform this as follows at high 753optimization levels: 754 755 q = READ_ONCE(a); 756 barrier(); 757 WRITE_ONCE(b, 1); /* BUG: No ordering vs. load from a!!! */ 758 if (q) { 759 /* WRITE_ONCE(b, 1); -- moved up, BUG!!! */ 760 do_something(); 761 } else { 762 /* WRITE_ONCE(b, 1); -- moved up, BUG!!! */ 763 do_something_else(); 764 } 765 766Now there is no conditional between the load from 'a' and the store to 767'b', which means that the CPU is within its rights to reorder them: 768The conditional is absolutely required, and must be present in the 769assembly code even after all compiler optimizations have been applied. 770Therefore, if you need ordering in this example, you need explicit 771memory barriers, for example, smp_store_release(): 772 773 q = READ_ONCE(a); 774 if (q) { 775 smp_store_release(&b, 1); 776 do_something(); 777 } else { 778 smp_store_release(&b, 1); 779 do_something_else(); 780 } 781 782In contrast, without explicit memory barriers, two-legged-if control 783ordering is guaranteed only when the stores differ, for example: 784 785 q = READ_ONCE(a); 786 if (q) { 787 WRITE_ONCE(b, 1); 788 do_something(); 789 } else { 790 WRITE_ONCE(b, 2); 791 do_something_else(); 792 } 793 794The initial READ_ONCE() is still required to prevent the compiler from 795proving the value of 'a'. 796 797In addition, you need to be careful what you do with the local variable 'q', 798otherwise the compiler might be able to guess the value and again remove 799the needed conditional. For example: 800 801 q = READ_ONCE(a); 802 if (q % MAX) { 803 WRITE_ONCE(b, 1); 804 do_something(); 805 } else { 806 WRITE_ONCE(b, 2); 807 do_something_else(); 808 } 809 810If MAX is defined to be 1, then the compiler knows that (q % MAX) is 811equal to zero, in which case the compiler is within its rights to 812transform the above code into the following: 813 814 q = READ_ONCE(a); 815 WRITE_ONCE(b, 2); 816 do_something_else(); 817 818Given this transformation, the CPU is not required to respect the ordering 819between the load from variable 'a' and the store to variable 'b'. It is 820tempting to add a barrier(), but this does not help. The conditional 821is gone, and the barrier won't bring it back. Therefore, if you are 822relying on this ordering, you should make sure that MAX is greater than 823one, perhaps as follows: 824 825 q = READ_ONCE(a); 826 BUILD_BUG_ON(MAX <= 1); /* Order load from a with store to b. */ 827 if (q % MAX) { 828 WRITE_ONCE(b, 1); 829 do_something(); 830 } else { 831 WRITE_ONCE(b, 2); 832 do_something_else(); 833 } 834 835Please note once again that the stores to 'b' differ. If they were 836identical, as noted earlier, the compiler could pull this store outside 837of the 'if' statement. 838 839You must also be careful not to rely too much on boolean short-circuit 840evaluation. Consider this example: 841 842 q = READ_ONCE(a); 843 if (q || 1 > 0) 844 WRITE_ONCE(b, 1); 845 846Because the first condition cannot fault and the second condition is 847always true, the compiler can transform this example as following, 848defeating control dependency: 849 850 q = READ_ONCE(a); 851 WRITE_ONCE(b, 1); 852 853This example underscores the need to ensure that the compiler cannot 854out-guess your code. More generally, although READ_ONCE() does force 855the compiler to actually emit code for a given load, it does not force 856the compiler to use the results. 857 858In addition, control dependencies apply only to the then-clause and 859else-clause of the if-statement in question. In particular, it does 860not necessarily apply to code following the if-statement: 861 862 q = READ_ONCE(a); 863 if (q) { 864 WRITE_ONCE(b, 1); 865 } else { 866 WRITE_ONCE(b, 2); 867 } 868 WRITE_ONCE(c, 1); /* BUG: No ordering against the read from 'a'. */ 869 870It is tempting to argue that there in fact is ordering because the 871compiler cannot reorder volatile accesses and also cannot reorder 872the writes to 'b' with the condition. Unfortunately for this line 873of reasoning, the compiler might compile the two writes to 'b' as 874conditional-move instructions, as in this fanciful pseudo-assembly 875language: 876 877 ld r1,a 878 cmp r1,$0 879 cmov,ne r4,$1 880 cmov,eq r4,$2 881 st r4,b 882 st $1,c 883 884A weakly ordered CPU would have no dependency of any sort between the load 885from 'a' and the store to 'c'. The control dependencies would extend 886only to the pair of cmov instructions and the store depending on them. 887In short, control dependencies apply only to the stores in the then-clause 888and else-clause of the if-statement in question (including functions 889invoked by those two clauses), not to code following that if-statement. 890 891 892Note well that the ordering provided by a control dependency is local 893to the CPU containing it. See the section on "Multicopy atomicity" 894for more information. 895 896 897In summary: 898 899 (*) Control dependencies can order prior loads against later stores. 900 However, they do -not- guarantee any other sort of ordering: 901 Not prior loads against later loads, nor prior stores against 902 later anything. If you need these other forms of ordering, 903 use smp_rmb(), smp_wmb(), or, in the case of prior stores and 904 later loads, smp_mb(). 905 906 (*) If both legs of the "if" statement begin with identical stores to 907 the same variable, then those stores must be ordered, either by 908 preceding both of them with smp_mb() or by using smp_store_release() 909 to carry out the stores. Please note that it is -not- sufficient 910 to use barrier() at beginning of each leg of the "if" statement 911 because, as shown by the example above, optimizing compilers can 912 destroy the control dependency while respecting the letter of the 913 barrier() law. 914 915 (*) Control dependencies require at least one run-time conditional 916 between the prior load and the subsequent store, and this 917 conditional must involve the prior load. If the compiler is able 918 to optimize the conditional away, it will have also optimized 919 away the ordering. Careful use of READ_ONCE() and WRITE_ONCE() 920 can help to preserve the needed conditional. 921 922 (*) Control dependencies require that the compiler avoid reordering the 923 dependency into nonexistence. Careful use of READ_ONCE() or 924 atomic{,64}_read() can help to preserve your control dependency. 925 Please see the COMPILER BARRIER section for more information. 926 927 (*) Control dependencies apply only to the then-clause and else-clause 928 of the if-statement containing the control dependency, including 929 any functions that these two clauses call. Control dependencies 930 do -not- apply to code following the if-statement containing the 931 control dependency. 932 933 (*) Control dependencies pair normally with other types of barriers. 934 935 (*) Control dependencies do -not- provide multicopy atomicity. If you 936 need all the CPUs to see a given store at the same time, use smp_mb(). 937 938 (*) Compilers do not understand control dependencies. It is therefore 939 your job to ensure that they do not break your code. 940 941 942SMP BARRIER PAIRING 943------------------- 944 945When dealing with CPU-CPU interactions, certain types of memory barrier should 946always be paired. A lack of appropriate pairing is almost certainly an error. 947 948General barriers pair with each other, though they also pair with most 949other types of barriers, albeit without multicopy atomicity. An acquire 950barrier pairs with a release barrier, but both may also pair with other 951barriers, including of course general barriers. A write barrier pairs 952with an address-dependency barrier, a control dependency, an acquire barrier, 953a release barrier, a read barrier, or a general barrier. Similarly a 954read barrier, control dependency, or an address-dependency barrier pairs 955with a write barrier, an acquire barrier, a release barrier, or a 956general barrier: 957 958 CPU 1 CPU 2 959 =============== =============== 960 WRITE_ONCE(a, 1); 961 <write barrier> 962 WRITE_ONCE(b, 2); x = READ_ONCE(b); 963 <read barrier> 964 y = READ_ONCE(a); 965 966Or: 967 968 CPU 1 CPU 2 969 =============== =============================== 970 a = 1; 971 <write barrier> 972 WRITE_ONCE(b, &a); x = READ_ONCE(b); 973 <implicit address-dependency barrier> 974 y = *x; 975 976Or even: 977 978 CPU 1 CPU 2 979 =============== =============================== 980 r1 = READ_ONCE(y); 981 <general barrier> 982 WRITE_ONCE(x, 1); if (r2 = READ_ONCE(x)) { 983 <implicit control dependency> 984 WRITE_ONCE(y, 1); 985 } 986 987 assert(r1 == 0 || r2 == 0); 988 989Basically, the read barrier always has to be there, even though it can be of 990the "weaker" type. 991 992[!] Note that the stores before the write barrier would normally be expected to 993match the loads after the read barrier or the address-dependency barrier, and 994vice versa: 995 996 CPU 1 CPU 2 997 =================== =================== 998 WRITE_ONCE(a, 1); }---- --->{ v = READ_ONCE(c); 999 WRITE_ONCE(b, 2); } \ / { w = READ_ONCE(d); 1000 <write barrier> \ <read barrier> 1001 WRITE_ONCE(c, 3); } / \ { x = READ_ONCE(a); 1002 WRITE_ONCE(d, 4); }---- --->{ y = READ_ONCE(b); 1003 1004 1005EXAMPLES OF MEMORY BARRIER SEQUENCES 1006------------------------------------ 1007 1008Firstly, write barriers act as partial orderings on store operations. 1009Consider the following sequence of events: 1010 1011 CPU 1 1012 ======================= 1013 STORE A = 1 1014 STORE B = 2 1015 STORE C = 3 1016 <write barrier> 1017 STORE D = 4 1018 STORE E = 5 1019 1020This sequence of events is committed to the memory coherence system in an order 1021that the rest of the system might perceive as the unordered set of { STORE A, 1022STORE B, STORE C } all occurring before the unordered set of { STORE D, STORE E 1023}: 1024 1025 +-------+ : : 1026 | | +------+ 1027 | |------>| C=3 | } /\ 1028 | | : +------+ }----- \ -----> Events perceptible to 1029 | | : | A=1 | } \/ the rest of the system 1030 | | : +------+ } 1031 | CPU 1 | : | B=2 | } 1032 | | +------+ } 1033 | | wwwwwwwwwwwwwwww } <--- At this point the write barrier 1034 | | +------+ } requires all stores prior to the 1035 | | : | E=5 | } barrier to be committed before 1036 | | : +------+ } further stores may take place 1037 | |------>| D=4 | } 1038 | | +------+ 1039 +-------+ : : 1040 | 1041 | Sequence in which stores are committed to the 1042 | memory system by CPU 1 1043 V 1044 1045 1046Secondly, address-dependency barriers act as partial orderings on address- 1047dependent loads. Consider the following sequence of events: 1048 1049 CPU 1 CPU 2 1050 ======================= ======================= 1051 { B = 7; X = 9; Y = 8; C = &Y } 1052 STORE A = 1 1053 STORE B = 2 1054 <write barrier> 1055 STORE C = &B LOAD X 1056 STORE D = 4 LOAD C (gets &B) 1057 LOAD *C (reads B) 1058 1059Without intervention, CPU 2 may perceive the events on CPU 1 in some 1060effectively random order, despite the write barrier issued by CPU 1: 1061 1062 +-------+ : : : : 1063 | | +------+ +-------+ | Sequence of update 1064 | |------>| B=2 |----- --->| Y->8 | | of perception on 1065 | | : +------+ \ +-------+ | CPU 2 1066 | CPU 1 | : | A=1 | \ --->| C->&Y | V 1067 | | +------+ | +-------+ 1068 | | wwwwwwwwwwwwwwww | : : 1069 | | +------+ | : : 1070 | | : | C=&B |--- | : : +-------+ 1071 | | : +------+ \ | +-------+ | | 1072 | |------>| D=4 | ----------->| C->&B |------>| | 1073 | | +------+ | +-------+ | | 1074 +-------+ : : | : : | | 1075 | : : | | 1076 | : : | CPU 2 | 1077 | +-------+ | | 1078 Apparently incorrect ---> | | B->7 |------>| | 1079 perception of B (!) | +-------+ | | 1080 | : : | | 1081 | +-------+ | | 1082 The load of X holds ---> \ | X->9 |------>| | 1083 up the maintenance \ +-------+ | | 1084 of coherence of B ----->| B->2 | +-------+ 1085 +-------+ 1086 : : 1087 1088 1089In the above example, CPU 2 perceives that B is 7, despite the load of *C 1090(which would be B) coming after the LOAD of C. 1091 1092If, however, an address-dependency barrier were to be placed between the load 1093of C and the load of *C (ie: B) on CPU 2: 1094 1095 CPU 1 CPU 2 1096 ======================= ======================= 1097 { B = 7; X = 9; Y = 8; C = &Y } 1098 STORE A = 1 1099 STORE B = 2 1100 <write barrier> 1101 STORE C = &B LOAD X 1102 STORE D = 4 LOAD C (gets &B) 1103 <address-dependency barrier> 1104 LOAD *C (reads B) 1105 1106then the following will occur: 1107 1108 +-------+ : : : : 1109 | | +------+ +-------+ 1110 | |------>| B=2 |----- --->| Y->8 | 1111 | | : +------+ \ +-------+ 1112 | CPU 1 | : | A=1 | \ --->| C->&Y | 1113 | | +------+ | +-------+ 1114 | | wwwwwwwwwwwwwwww | : : 1115 | | +------+ | : : 1116 | | : | C=&B |--- | : : +-------+ 1117 | | : +------+ \ | +-------+ | | 1118 | |------>| D=4 | ----------->| C->&B |------>| | 1119 | | +------+ | +-------+ | | 1120 +-------+ : : | : : | | 1121 | : : | | 1122 | : : | CPU 2 | 1123 | +-------+ | | 1124 | | X->9 |------>| | 1125 | +-------+ | | 1126 Makes sure all effects ---> \ aaaaaaaaaaaaaaaaa | | 1127 prior to the store of C \ +-------+ | | 1128 are perceptible to ----->| B->2 |------>| | 1129 subsequent loads +-------+ | | 1130 : : +-------+ 1131 1132 1133And thirdly, a read barrier acts as a partial order on loads. Consider the 1134following sequence of events: 1135 1136 CPU 1 CPU 2 1137 ======================= ======================= 1138 { A = 0, B = 9 } 1139 STORE A=1 1140 <write barrier> 1141 STORE B=2 1142 LOAD B 1143 LOAD A 1144 1145Without intervention, CPU 2 may then choose to perceive the events on CPU 1 in 1146some effectively random order, despite the write barrier issued by CPU 1: 1147 1148 +-------+ : : : : 1149 | | +------+ +-------+ 1150 | |------>| A=1 |------ --->| A->0 | 1151 | | +------+ \ +-------+ 1152 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 | 1153 | | +------+ | +-------+ 1154 | |------>| B=2 |--- | : : 1155 | | +------+ \ | : : +-------+ 1156 +-------+ : : \ | +-------+ | | 1157 ---------->| B->2 |------>| | 1158 | +-------+ | CPU 2 | 1159 | | A->0 |------>| | 1160 | +-------+ | | 1161 | : : +-------+ 1162 \ : : 1163 \ +-------+ 1164 ---->| A->1 | 1165 +-------+ 1166 : : 1167 1168 1169If, however, a read barrier were to be placed between the load of B and the 1170load of A on CPU 2: 1171 1172 CPU 1 CPU 2 1173 ======================= ======================= 1174 { A = 0, B = 9 } 1175 STORE A=1 1176 <write barrier> 1177 STORE B=2 1178 LOAD B 1179 <read barrier> 1180 LOAD A 1181 1182then the partial ordering imposed by CPU 1 will be perceived correctly by CPU 11832: 1184 1185 +-------+ : : : : 1186 | | +------+ +-------+ 1187 | |------>| A=1 |------ --->| A->0 | 1188 | | +------+ \ +-------+ 1189 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 | 1190 | | +------+ | +-------+ 1191 | |------>| B=2 |--- | : : 1192 | | +------+ \ | : : +-------+ 1193 +-------+ : : \ | +-------+ | | 1194 ---------->| B->2 |------>| | 1195 | +-------+ | CPU 2 | 1196 | : : | | 1197 | : : | | 1198 At this point the read ----> \ rrrrrrrrrrrrrrrrr | | 1199 barrier causes all effects \ +-------+ | | 1200 prior to the storage of B ---->| A->1 |------>| | 1201 to be perceptible to CPU 2 +-------+ | | 1202 : : +-------+ 1203 1204 1205To illustrate this more completely, consider what could happen if the code 1206contained a load of A either side of the read barrier: 1207 1208 CPU 1 CPU 2 1209 ======================= ======================= 1210 { A = 0, B = 9 } 1211 STORE A=1 1212 <write barrier> 1213 STORE B=2 1214 LOAD B 1215 LOAD A [first load of A] 1216 <read barrier> 1217 LOAD A [second load of A] 1218 1219Even though the two loads of A both occur after the load of B, they may both 1220come up with different values: 1221 1222 +-------+ : : : : 1223 | | +------+ +-------+ 1224 | |------>| A=1 |------ --->| A->0 | 1225 | | +------+ \ +-------+ 1226 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 | 1227 | | +------+ | +-------+ 1228 | |------>| B=2 |--- | : : 1229 | | +------+ \ | : : +-------+ 1230 +-------+ : : \ | +-------+ | | 1231 ---------->| B->2 |------>| | 1232 | +-------+ | CPU 2 | 1233 | : : | | 1234 | : : | | 1235 | +-------+ | | 1236 | | A->0 |------>| 1st | 1237 | +-------+ | | 1238 At this point the read ----> \ rrrrrrrrrrrrrrrrr | | 1239 barrier causes all effects \ +-------+ | | 1240 prior to the storage of B ---->| A->1 |------>| 2nd | 1241 to be perceptible to CPU 2 +-------+ | | 1242 : : +-------+ 1243 1244 1245But it may be that the update to A from CPU 1 becomes perceptible to CPU 2 1246before the read barrier completes anyway: 1247 1248 +-------+ : : : : 1249 | | +------+ +-------+ 1250 | |------>| A=1 |------ --->| A->0 | 1251 | | +------+ \ +-------+ 1252 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 | 1253 | | +------+ | +-------+ 1254 | |------>| B=2 |--- | : : 1255 | | +------+ \ | : : +-------+ 1256 +-------+ : : \ | +-------+ | | 1257 ---------->| B->2 |------>| | 1258 | +-------+ | CPU 2 | 1259 | : : | | 1260 \ : : | | 1261 \ +-------+ | | 1262 ---->| A->1 |------>| 1st | 1263 +-------+ | | 1264 rrrrrrrrrrrrrrrrr | | 1265 +-------+ | | 1266 | A->1 |------>| 2nd | 1267 +-------+ | | 1268 : : +-------+ 1269 1270 1271The guarantee is that the second load will always come up with A == 1 if the 1272load of B came up with B == 2. No such guarantee exists for the first load of 1273A; that may come up with either A == 0 or A == 1. 1274 1275 1276READ MEMORY BARRIERS VS LOAD SPECULATION 1277---------------------------------------- 1278 1279Many CPUs speculate with loads: that is they see that they will need to load an 1280item from memory, and they find a time where they're not using the bus for any 1281other loads, and so do the load in advance - even though they haven't actually 1282got to that point in the instruction execution flow yet. This permits the 1283actual load instruction to potentially complete immediately because the CPU 1284already has the value to hand. 1285 1286It may turn out that the CPU didn't actually need the value - perhaps because a 1287branch circumvented the load - in which case it can discard the value or just 1288cache it for later use. 1289 1290Consider: 1291 1292 CPU 1 CPU 2 1293 ======================= ======================= 1294 LOAD B 1295 DIVIDE } Divide instructions generally 1296 DIVIDE } take a long time to perform 1297 LOAD A 1298 1299Which might appear as this: 1300 1301 : : +-------+ 1302 +-------+ | | 1303 --->| B->2 |------>| | 1304 +-------+ | CPU 2 | 1305 : :DIVIDE | | 1306 +-------+ | | 1307 The CPU being busy doing a ---> --->| A->0 |~~~~ | | 1308 division speculates on the +-------+ ~ | | 1309 LOAD of A : : ~ | | 1310 : :DIVIDE | | 1311 : : ~ | | 1312 Once the divisions are complete --> : : ~-->| | 1313 the CPU can then perform the : : | | 1314 LOAD with immediate effect : : +-------+ 1315 1316 1317Placing a read barrier or an address-dependency barrier just before the second 1318load: 1319 1320 CPU 1 CPU 2 1321 ======================= ======================= 1322 LOAD B 1323 DIVIDE 1324 DIVIDE 1325 <read barrier> 1326 LOAD A 1327 1328will force any value speculatively obtained to be reconsidered to an extent 1329dependent on the type of barrier used. If there was no change made to the 1330speculated memory location, then the speculated value will just be used: 1331 1332 : : +-------+ 1333 +-------+ | | 1334 --->| B->2 |------>| | 1335 +-------+ | CPU 2 | 1336 : :DIVIDE | | 1337 +-------+ | | 1338 The CPU being busy doing a ---> --->| A->0 |~~~~ | | 1339 division speculates on the +-------+ ~ | | 1340 LOAD of A : : ~ | | 1341 : :DIVIDE | | 1342 : : ~ | | 1343 : : ~ | | 1344 rrrrrrrrrrrrrrrr~ | | 1345 : : ~ | | 1346 : : ~-->| | 1347 : : | | 1348 : : +-------+ 1349 1350 1351but if there was an update or an invalidation from another CPU pending, then 1352the speculation will be cancelled and the value reloaded: 1353 1354 : : +-------+ 1355 +-------+ | | 1356 --->| B->2 |------>| | 1357 +-------+ | CPU 2 | 1358 : :DIVIDE | | 1359 +-------+ | | 1360 The CPU being busy doing a ---> --->| A->0 |~~~~ | | 1361 division speculates on the +-------+ ~ | | 1362 LOAD of A : : ~ | | 1363 : :DIVIDE | | 1364 : : ~ | | 1365 : : ~ | | 1366 rrrrrrrrrrrrrrrrr | | 1367 +-------+ | | 1368 The speculation is discarded ---> --->| A->1 |------>| | 1369 and an updated value is +-------+ | | 1370 retrieved : : +-------+ 1371 1372 1373MULTICOPY ATOMICITY 1374-------------------- 1375 1376Multicopy atomicity is a deeply intuitive notion about ordering that is 1377not always provided by real computer systems, namely that a given store 1378becomes visible at the same time to all CPUs, or, alternatively, that all 1379CPUs agree on the order in which all stores become visible. However, 1380support of full multicopy atomicity would rule out valuable hardware 1381optimizations, so a weaker form called ``other multicopy atomicity'' 1382instead guarantees only that a given store becomes visible at the same 1383time to all -other- CPUs. The remainder of this document discusses this 1384weaker form, but for brevity will call it simply ``multicopy atomicity''. 1385 1386The following example demonstrates multicopy atomicity: 1387 1388 CPU 1 CPU 2 CPU 3 1389 ======================= ======================= ======================= 1390 { X = 0, Y = 0 } 1391 STORE X=1 r1=LOAD X (reads 1) LOAD Y (reads 1) 1392 <general barrier> <read barrier> 1393 STORE Y=r1 LOAD X 1394 1395Suppose that CPU 2's load from X returns 1, which it then stores to Y, 1396and CPU 3's load from Y returns 1. This indicates that CPU 1's store 1397to X precedes CPU 2's load from X and that CPU 2's store to Y precedes 1398CPU 3's load from Y. In addition, the memory barriers guarantee that 1399CPU 2 executes its load before its store, and CPU 3 loads from Y before 1400it loads from X. The question is then "Can CPU 3's load from X return 0?" 1401 1402Because CPU 3's load from X in some sense comes after CPU 2's load, it 1403is natural to expect that CPU 3's load from X must therefore return 1. 1404This expectation follows from multicopy atomicity: if a load executing 1405on CPU B follows a load from the same variable executing on CPU A (and 1406CPU A did not originally store the value which it read), then on 1407multicopy-atomic systems, CPU B's load must return either the same value 1408that CPU A's load did or some later value. However, the Linux kernel 1409does not require systems to be multicopy atomic. 1410 1411The use of a general memory barrier in the example above compensates 1412for any lack of multicopy atomicity. In the example, if CPU 2's load 1413from X returns 1 and CPU 3's load from Y returns 1, then CPU 3's load 1414from X must indeed also return 1. 1415 1416However, dependencies, read barriers, and write barriers are not always 1417able to compensate for non-multicopy atomicity. For example, suppose 1418that CPU 2's general barrier is removed from the above example, leaving 1419only the data dependency shown below: 1420 1421 CPU 1 CPU 2 CPU 3 1422 ======================= ======================= ======================= 1423 { X = 0, Y = 0 } 1424 STORE X=1 r1=LOAD X (reads 1) LOAD Y (reads 1) 1425 <data dependency> <read barrier> 1426 STORE Y=r1 LOAD X (reads 0) 1427 1428This substitution allows non-multicopy atomicity to run rampant: in 1429this example, it is perfectly legal for CPU 2's load from X to return 1, 1430CPU 3's load from Y to return 1, and its load from X to return 0. 1431 1432The key point is that although CPU 2's data dependency orders its load 1433and store, it does not guarantee to order CPU 1's store. Thus, if this 1434example runs on a non-multicopy-atomic system where CPUs 1 and 2 share a 1435store buffer or a level of cache, CPU 2 might have early access to CPU 1's 1436writes. General barriers are therefore required to ensure that all CPUs 1437agree on the combined order of multiple accesses. 1438 1439General barriers can compensate not only for non-multicopy atomicity, 1440but can also generate additional ordering that can ensure that -all- 1441CPUs will perceive the same order of -all- operations. In contrast, a 1442chain of release-acquire pairs do not provide this additional ordering, 1443which means that only those CPUs on the chain are guaranteed to agree 1444on the combined order of the accesses. For example, switching to C code 1445in deference to the ghost of Herman Hollerith: 1446 1447 int u, v, x, y, z; 1448 1449 void cpu0(void) 1450 { 1451 r0 = smp_load_acquire(&x); 1452 WRITE_ONCE(u, 1); 1453 smp_store_release(&y, 1); 1454 } 1455 1456 void cpu1(void) 1457 { 1458 r1 = smp_load_acquire(&y); 1459 r4 = READ_ONCE(v); 1460 r5 = READ_ONCE(u); 1461 smp_store_release(&z, 1); 1462 } 1463 1464 void cpu2(void) 1465 { 1466 r2 = smp_load_acquire(&z); 1467 smp_store_release(&x, 1); 1468 } 1469 1470 void cpu3(void) 1471 { 1472 WRITE_ONCE(v, 1); 1473 smp_mb(); 1474 r3 = READ_ONCE(u); 1475 } 1476 1477Because cpu0(), cpu1(), and cpu2() participate in a chain of 1478smp_store_release()/smp_load_acquire() pairs, the following outcome 1479is prohibited: 1480 1481 r0 == 1 && r1 == 1 && r2 == 1 1482 1483Furthermore, because of the release-acquire relationship between cpu0() 1484and cpu1(), cpu1() must see cpu0()'s writes, so that the following 1485outcome is prohibited: 1486 1487 r1 == 1 && r5 == 0 1488 1489However, the ordering provided by a release-acquire chain is local 1490to the CPUs participating in that chain and does not apply to cpu3(), 1491at least aside from stores. Therefore, the following outcome is possible: 1492 1493 r0 == 0 && r1 == 1 && r2 == 1 && r3 == 0 && r4 == 0 1494 1495As an aside, the following outcome is also possible: 1496 1497 r0 == 0 && r1 == 1 && r2 == 1 && r3 == 0 && r4 == 0 && r5 == 1 1498 1499Although cpu0(), cpu1(), and cpu2() will see their respective reads and 1500writes in order, CPUs not involved in the release-acquire chain might 1501well disagree on the order. This disagreement stems from the fact that 1502the weak memory-barrier instructions used to implement smp_load_acquire() 1503and smp_store_release() are not required to order prior stores against 1504subsequent loads in all cases. This means that cpu3() can see cpu0()'s 1505store to u as happening -after- cpu1()'s load from v, even though 1506both cpu0() and cpu1() agree that these two operations occurred in the 1507intended order. 1508 1509However, please keep in mind that smp_load_acquire() is not magic. 1510In particular, it simply reads from its argument with ordering. It does 1511-not- ensure that any particular value will be read. Therefore, the 1512following outcome is possible: 1513 1514 r0 == 0 && r1 == 0 && r2 == 0 && r5 == 0 1515 1516Note that this outcome can happen even on a mythical sequentially 1517consistent system where nothing is ever reordered. 1518 1519To reiterate, if your code requires full ordering of all operations, 1520use general barriers throughout. 1521 1522 1523======================== 1524EXPLICIT KERNEL BARRIERS 1525======================== 1526 1527The Linux kernel has a variety of different barriers that act at different 1528levels: 1529 1530 (*) Compiler barrier. 1531 1532 (*) CPU memory barriers. 1533 1534 1535COMPILER BARRIER 1536---------------- 1537 1538The Linux kernel has an explicit compiler barrier function that prevents the 1539compiler from moving the memory accesses either side of it to the other side: 1540 1541 barrier(); 1542 1543This is a general barrier -- there are no read-read or write-write 1544variants of barrier(). However, READ_ONCE() and WRITE_ONCE() can be 1545thought of as weak forms of barrier() that affect only the specific 1546accesses flagged by the READ_ONCE() or WRITE_ONCE(). 1547 1548The barrier() function has the following effects: 1549 1550 (*) Prevents the compiler from reordering accesses following the 1551 barrier() to precede any accesses preceding the barrier(). 1552 One example use for this property is to ease communication between 1553 interrupt-handler code and the code that was interrupted. 1554 1555 (*) Within a loop, forces the compiler to load the variables used 1556 in that loop's conditional on each pass through that loop. 1557 1558The READ_ONCE() and WRITE_ONCE() functions can prevent any number of 1559optimizations that, while perfectly safe in single-threaded code, can 1560be fatal in concurrent code. Here are some examples of these sorts 1561of optimizations: 1562 1563 (*) The compiler is within its rights to reorder loads and stores 1564 to the same variable, and in some cases, the CPU is within its 1565 rights to reorder loads to the same variable. This means that 1566 the following code: 1567 1568 a[0] = x; 1569 a[1] = x; 1570 1571 Might result in an older value of x stored in a[1] than in a[0]. 1572 Prevent both the compiler and the CPU from doing this as follows: 1573 1574 a[0] = READ_ONCE(x); 1575 a[1] = READ_ONCE(x); 1576 1577 In short, READ_ONCE() and WRITE_ONCE() provide cache coherence for 1578 accesses from multiple CPUs to a single variable. 1579 1580 (*) The compiler is within its rights to merge successive loads from 1581 the same variable. Such merging can cause the compiler to "optimize" 1582 the following code: 1583 1584 while (tmp = a) 1585 do_something_with(tmp); 1586 1587 into the following code, which, although in some sense legitimate 1588 for single-threaded code, is almost certainly not what the developer 1589 intended: 1590 1591 if (tmp = a) 1592 for (;;) 1593 do_something_with(tmp); 1594 1595 Use READ_ONCE() to prevent the compiler from doing this to you: 1596 1597 while (tmp = READ_ONCE(a)) 1598 do_something_with(tmp); 1599 1600 (*) The compiler is within its rights to reload a variable, for example, 1601 in cases where high register pressure prevents the compiler from 1602 keeping all data of interest in registers. The compiler might 1603 therefore optimize the variable 'tmp' out of our previous example: 1604 1605 while (tmp = a) 1606 do_something_with(tmp); 1607 1608 This could result in the following code, which is perfectly safe in 1609 single-threaded code, but can be fatal in concurrent code: 1610 1611 while (a) 1612 do_something_with(a); 1613 1614 For example, the optimized version of this code could result in 1615 passing a zero to do_something_with() in the case where the variable 1616 a was modified by some other CPU between the "while" statement and 1617 the call to do_something_with(). 1618 1619 Again, use READ_ONCE() to prevent the compiler from doing this: 1620 1621 while (tmp = READ_ONCE(a)) 1622 do_something_with(tmp); 1623 1624 Note that if the compiler runs short of registers, it might save 1625 tmp onto the stack. The overhead of this saving and later restoring 1626 is why compilers reload variables. Doing so is perfectly safe for 1627 single-threaded code, so you need to tell the compiler about cases 1628 where it is not safe. 1629 1630 (*) The compiler is within its rights to omit a load entirely if it knows 1631 what the value will be. For example, if the compiler can prove that 1632 the value of variable 'a' is always zero, it can optimize this code: 1633 1634 while (tmp = a) 1635 do_something_with(tmp); 1636 1637 Into this: 1638 1639 do { } while (0); 1640 1641 This transformation is a win for single-threaded code because it 1642 gets rid of a load and a branch. The problem is that the compiler 1643 will carry out its proof assuming that the current CPU is the only 1644 one updating variable 'a'. If variable 'a' is shared, then the 1645 compiler's proof will be erroneous. Use READ_ONCE() to tell the 1646 compiler that it doesn't know as much as it thinks it does: 1647 1648 while (tmp = READ_ONCE(a)) 1649 do_something_with(tmp); 1650 1651 But please note that the compiler is also closely watching what you 1652 do with the value after the READ_ONCE(). For example, suppose you 1653 do the following and MAX is a preprocessor macro with the value 1: 1654 1655 while ((tmp = READ_ONCE(a)) % MAX) 1656 do_something_with(tmp); 1657 1658 Then the compiler knows that the result of the "%" operator applied 1659 to MAX will always be zero, again allowing the compiler to optimize 1660 the code into near-nonexistence. (It will still load from the 1661 variable 'a'.) 1662 1663 (*) Similarly, the compiler is within its rights to omit a store entirely 1664 if it knows that the variable already has the value being stored. 1665 Again, the compiler assumes that the current CPU is the only one 1666 storing into the variable, which can cause the compiler to do the 1667 wrong thing for shared variables. For example, suppose you have 1668 the following: 1669 1670 a = 0; 1671 ... Code that does not store to variable a ... 1672 a = 0; 1673 1674 The compiler sees that the value of variable 'a' is already zero, so 1675 it might well omit the second store. This would come as a fatal 1676 surprise if some other CPU might have stored to variable 'a' in the 1677 meantime. 1678 1679 Use WRITE_ONCE() to prevent the compiler from making this sort of 1680 wrong guess: 1681 1682 WRITE_ONCE(a, 0); 1683 ... Code that does not store to variable a ... 1684 WRITE_ONCE(a, 0); 1685 1686 (*) The compiler is within its rights to reorder memory accesses unless 1687 you tell it not to. For example, consider the following interaction 1688 between process-level code and an interrupt handler: 1689 1690 void process_level(void) 1691 { 1692 msg = get_message(); 1693 flag = true; 1694 } 1695 1696 void interrupt_handler(void) 1697 { 1698 if (flag) 1699 process_message(msg); 1700 } 1701 1702 There is nothing to prevent the compiler from transforming 1703 process_level() to the following, in fact, this might well be a 1704 win for single-threaded code: 1705 1706 void process_level(void) 1707 { 1708 flag = true; 1709 msg = get_message(); 1710 } 1711 1712 If the interrupt occurs between these two statement, then 1713 interrupt_handler() might be passed a garbled msg. Use WRITE_ONCE() 1714 to prevent this as follows: 1715 1716 void process_level(void) 1717 { 1718 WRITE_ONCE(msg, get_message()); 1719 WRITE_ONCE(flag, true); 1720 } 1721 1722 void interrupt_handler(void) 1723 { 1724 if (READ_ONCE(flag)) 1725 process_message(READ_ONCE(msg)); 1726 } 1727 1728 Note that the READ_ONCE() and WRITE_ONCE() wrappers in 1729 interrupt_handler() are needed if this interrupt handler can itself 1730 be interrupted by something that also accesses 'flag' and 'msg', 1731 for example, a nested interrupt or an NMI. Otherwise, READ_ONCE() 1732 and WRITE_ONCE() are not needed in interrupt_handler() other than 1733 for documentation purposes. (Note also that nested interrupts 1734 do not typically occur in modern Linux kernels, in fact, if an 1735 interrupt handler returns with interrupts enabled, you will get a 1736 WARN_ONCE() splat.) 1737 1738 You should assume that the compiler can move READ_ONCE() and 1739 WRITE_ONCE() past code not containing READ_ONCE(), WRITE_ONCE(), 1740 barrier(), or similar primitives. 1741 1742 This effect could also be achieved using barrier(), but READ_ONCE() 1743 and WRITE_ONCE() are more selective: With READ_ONCE() and 1744 WRITE_ONCE(), the compiler need only forget the contents of the 1745 indicated memory locations, while with barrier() the compiler must 1746 discard the value of all memory locations that it has currently 1747 cached in any machine registers. Of course, the compiler must also 1748 respect the order in which the READ_ONCE()s and WRITE_ONCE()s occur, 1749 though the CPU of course need not do so. 1750 1751 (*) The compiler is within its rights to invent stores to a variable, 1752 as in the following example: 1753 1754 if (a) 1755 b = a; 1756 else 1757 b = 42; 1758 1759 The compiler might save a branch by optimizing this as follows: 1760 1761 b = 42; 1762 if (a) 1763 b = a; 1764 1765 In single-threaded code, this is not only safe, but also saves 1766 a branch. Unfortunately, in concurrent code, this optimization 1767 could cause some other CPU to see a spurious value of 42 -- even 1768 if variable 'a' was never zero -- when loading variable 'b'. 1769 Use WRITE_ONCE() to prevent this as follows: 1770 1771 if (a) 1772 WRITE_ONCE(b, a); 1773 else 1774 WRITE_ONCE(b, 42); 1775 1776 The compiler can also invent loads. These are usually less 1777 damaging, but they can result in cache-line bouncing and thus in 1778 poor performance and scalability. Use READ_ONCE() to prevent 1779 invented loads. 1780 1781 (*) For aligned memory locations whose size allows them to be accessed 1782 with a single memory-reference instruction, prevents "load tearing" 1783 and "store tearing," in which a single large access is replaced by 1784 multiple smaller accesses. For example, given an architecture having 1785 16-bit store instructions with 7-bit immediate fields, the compiler 1786 might be tempted to use two 16-bit store-immediate instructions to 1787 implement the following 32-bit store: 1788 1789 p = 0x00010002; 1790 1791 Please note that GCC really does use this sort of optimization, 1792 which is not surprising given that it would likely take more 1793 than two instructions to build the constant and then store it. 1794 This optimization can therefore be a win in single-threaded code. 1795 In fact, a recent bug (since fixed) caused GCC to incorrectly use 1796 this optimization in a volatile store. In the absence of such bugs, 1797 use of WRITE_ONCE() prevents store tearing in the following example: 1798 1799 WRITE_ONCE(p, 0x00010002); 1800 1801 Use of packed structures can also result in load and store tearing, 1802 as in this example: 1803 1804 struct __attribute__((__packed__)) foo { 1805 short a; 1806 int b; 1807 short c; 1808 }; 1809 struct foo foo1, foo2; 1810 ... 1811 1812 foo2.a = foo1.a; 1813 foo2.b = foo1.b; 1814 foo2.c = foo1.c; 1815 1816 Because there are no READ_ONCE() or WRITE_ONCE() wrappers and no 1817 volatile markings, the compiler would be well within its rights to 1818 implement these three assignment statements as a pair of 32-bit 1819 loads followed by a pair of 32-bit stores. This would result in 1820 load tearing on 'foo1.b' and store tearing on 'foo2.b'. READ_ONCE() 1821 and WRITE_ONCE() again prevent tearing in this example: 1822 1823 foo2.a = foo1.a; 1824 WRITE_ONCE(foo2.b, READ_ONCE(foo1.b)); 1825 foo2.c = foo1.c; 1826 1827All that aside, it is never necessary to use READ_ONCE() and 1828WRITE_ONCE() on a variable that has been marked volatile. For example, 1829because 'jiffies' is marked volatile, it is never necessary to 1830say READ_ONCE(jiffies). The reason for this is that READ_ONCE() and 1831WRITE_ONCE() are implemented as volatile casts, which has no effect when 1832its argument is already marked volatile. 1833 1834Please note that these compiler barriers have no direct effect on the CPU, 1835which may then reorder things however it wishes. 1836 1837 1838CPU MEMORY BARRIERS 1839------------------- 1840 1841The Linux kernel has seven basic CPU memory barriers: 1842 1843 TYPE MANDATORY SMP CONDITIONAL 1844 ======================= =============== =============== 1845 GENERAL mb() smp_mb() 1846 WRITE wmb() smp_wmb() 1847 READ rmb() smp_rmb() 1848 ADDRESS DEPENDENCY READ_ONCE() 1849 1850 1851All memory barriers except the address-dependency barriers imply a compiler 1852barrier. Address dependencies do not impose any additional compiler ordering. 1853 1854Aside: In the case of address dependencies, the compiler would be expected 1855to issue the loads in the correct order (eg. `a[b]` would have to load 1856the value of b before loading a[b]), however there is no guarantee in 1857the C specification that the compiler may not speculate the value of b 1858(eg. is equal to 1) and load a[b] before b (eg. tmp = a[1]; if (b != 1) 1859tmp = a[b]; ). There is also the problem of a compiler reloading b after 1860having loaded a[b], thus having a newer copy of b than a[b]. A consensus 1861has not yet been reached about these problems, however the READ_ONCE() 1862macro is a good place to start looking. 1863 1864SMP memory barriers are reduced to compiler barriers on uniprocessor compiled 1865systems because it is assumed that a CPU will appear to be self-consistent, 1866and will order overlapping accesses correctly with respect to itself. 1867However, see the subsection on "Virtual Machine Guests" below. 1868 1869[!] Note that SMP memory barriers _must_ be used to control the ordering of 1870references to shared memory on SMP systems, though the use of locking instead 1871is sufficient. 1872 1873Mandatory barriers should not be used to control SMP effects, since mandatory 1874barriers impose unnecessary overhead on both SMP and UP systems. They may, 1875however, be used to control MMIO effects on accesses through relaxed memory I/O 1876windows. These barriers are required even on non-SMP systems as they affect 1877the order in which memory operations appear to a device by prohibiting both the 1878compiler and the CPU from reordering them. 1879 1880 1881There are some more advanced barrier functions: 1882 1883 (*) smp_store_mb(var, value) 1884 1885 This assigns the value to the variable and then inserts a full memory 1886 barrier after it. It isn't guaranteed to insert anything more than a 1887 compiler barrier in a UP compilation. 1888 1889 1890 (*) smp_mb__before_atomic(); 1891 (*) smp_mb__after_atomic(); 1892 1893 These are for use with atomic RMW functions that do not imply memory 1894 barriers, but where the code needs a memory barrier. Examples for atomic 1895 RMW functions that do not imply a memory barrier are e.g. add, 1896 subtract, (failed) conditional operations, _relaxed functions, 1897 but not atomic_read or atomic_set. A common example where a memory 1898 barrier may be required is when atomic ops are used for reference 1899 counting. 1900 1901 These are also used for atomic RMW bitop functions that do not imply a 1902 memory barrier (such as set_bit and clear_bit). 1903 1904 As an example, consider a piece of code that marks an object as being dead 1905 and then decrements the object's reference count: 1906 1907 obj->dead = 1; 1908 smp_mb__before_atomic(); 1909 atomic_dec(&obj->ref_count); 1910 1911 This makes sure that the death mark on the object is perceived to be set 1912 *before* the reference counter is decremented. 1913 1914 See Documentation/atomic_{t,bitops}.txt for more information. 1915 1916 1917 (*) dma_wmb(); 1918 (*) dma_rmb(); 1919 (*) dma_mb(); 1920 1921 These are for use with consistent memory to guarantee the ordering 1922 of writes or reads of shared memory accessible to both the CPU and a 1923 DMA capable device. See Documentation/core-api/dma-api.rst file for more 1924 information about consistent memory. 1925 1926 For example, consider a device driver that shares memory with a device 1927 and uses a descriptor status value to indicate if the descriptor belongs 1928 to the device or the CPU, and a doorbell to notify it when new 1929 descriptors are available: 1930 1931 if (desc->status != DEVICE_OWN) { 1932 /* do not read data until we own descriptor */ 1933 dma_rmb(); 1934 1935 /* read/modify data */ 1936 read_data = desc->data; 1937 desc->data = write_data; 1938 1939 /* flush modifications before status update */ 1940 dma_wmb(); 1941 1942 /* assign ownership */ 1943 desc->status = DEVICE_OWN; 1944 1945 /* Make descriptor status visible to the device followed by 1946 * notify device of new descriptor 1947 */ 1948 writel(DESC_NOTIFY, doorbell); 1949 } 1950 1951 The dma_rmb() allows us to guarantee that the device has released ownership 1952 before we read the data from the descriptor, and the dma_wmb() allows 1953 us to guarantee the data is written to the descriptor before the device 1954 can see it now has ownership. The dma_mb() implies both a dma_rmb() and 1955 a dma_wmb(). 1956 1957 Note that the dma_*() barriers do not provide any ordering guarantees for 1958 accesses to MMIO regions. See the later "KERNEL I/O BARRIER EFFECTS" 1959 subsection for more information about I/O accessors and MMIO ordering. 1960 1961 (*) pmem_wmb(); 1962 1963 This is for use with persistent memory to ensure that stores for which 1964 modifications are written to persistent storage reached a platform 1965 durability domain. 1966 1967 For example, after a non-temporal write to pmem region, we use pmem_wmb() 1968 to ensure that stores have reached a platform durability domain. This ensures 1969 that stores have updated persistent storage before any data access or 1970 data transfer caused by subsequent instructions is initiated. This is 1971 in addition to the ordering done by wmb(). 1972 1973 For load from persistent memory, existing read memory barriers are sufficient 1974 to ensure read ordering. 1975 1976 (*) io_stop_wc(); 1977 1978 For memory accesses with write-combining attributes (e.g. those returned 1979 by ioremap_wc()), the CPU may wait for prior accesses to be merged with 1980 subsequent ones. io_stop_wc() can be used to prevent the merging of 1981 write-combining memory accesses before this macro with those after it when 1982 such wait has performance implications. 1983 1984=============================== 1985IMPLICIT KERNEL MEMORY BARRIERS 1986=============================== 1987 1988Some of the other functions in the linux kernel imply memory barriers, amongst 1989which are locking and scheduling functions. 1990 1991This specification is a _minimum_ guarantee; any particular architecture may 1992provide more substantial guarantees, but these may not be relied upon outside 1993of arch specific code. 1994 1995 1996LOCK ACQUISITION FUNCTIONS 1997-------------------------- 1998 1999The Linux kernel has a number of locking constructs: 2000 2001 (*) spin locks 2002 (*) R/W spin locks 2003 (*) mutexes 2004 (*) semaphores 2005 (*) R/W semaphores 2006 2007In all cases there are variants on "ACQUIRE" operations and "RELEASE" operations 2008for each construct. These operations all imply certain barriers: 2009 2010 (1) ACQUIRE operation implication: 2011 2012 Memory operations issued after the ACQUIRE will be completed after the 2013 ACQUIRE operation has completed. 2014 2015 Memory operations issued before the ACQUIRE may be completed after 2016 the ACQUIRE operation has completed. 2017 2018 (2) RELEASE operation implication: 2019 2020 Memory operations issued before the RELEASE will be completed before the 2021 RELEASE operation has completed. 2022 2023 Memory operations issued after the RELEASE may be completed before the 2024 RELEASE operation has completed. 2025 2026 (3) ACQUIRE vs ACQUIRE implication: 2027 2028 All ACQUIRE operations issued before another ACQUIRE operation will be 2029 completed before that ACQUIRE operation. 2030 2031 (4) ACQUIRE vs RELEASE implication: 2032 2033 All ACQUIRE operations issued before a RELEASE operation will be 2034 completed before the RELEASE operation. 2035 2036 (5) Failed conditional ACQUIRE implication: 2037 2038 Certain locking variants of the ACQUIRE operation may fail, either due to 2039 being unable to get the lock immediately, or due to receiving an unblocked 2040 signal while asleep waiting for the lock to become available. Failed 2041 locks do not imply any sort of barrier. 2042 2043[!] Note: one of the consequences of lock ACQUIREs and RELEASEs being only 2044one-way barriers is that the effects of instructions outside of a critical 2045section may seep into the inside of the critical section. 2046 2047An ACQUIRE followed by a RELEASE may not be assumed to be full memory barrier 2048because it is possible for an access preceding the ACQUIRE to happen after the 2049ACQUIRE, and an access following the RELEASE to happen before the RELEASE, and 2050the two accesses can themselves then cross: 2051 2052 *A = a; 2053 ACQUIRE M 2054 RELEASE M 2055 *B = b; 2056 2057may occur as: 2058 2059 ACQUIRE M, STORE *B, STORE *A, RELEASE M 2060 2061When the ACQUIRE and RELEASE are a lock acquisition and release, 2062respectively, this same reordering can occur if the lock's ACQUIRE and 2063RELEASE are to the same lock variable, but only from the perspective of 2064another CPU not holding that lock. In short, a ACQUIRE followed by an 2065RELEASE may -not- be assumed to be a full memory barrier. 2066 2067Similarly, the reverse case of a RELEASE followed by an ACQUIRE does 2068not imply a full memory barrier. Therefore, the CPU's execution of the 2069critical sections corresponding to the RELEASE and the ACQUIRE can cross, 2070so that: 2071 2072 *A = a; 2073 RELEASE M 2074 ACQUIRE N 2075 *B = b; 2076 2077could occur as: 2078 2079 ACQUIRE N, STORE *B, STORE *A, RELEASE M 2080 2081It might appear that this reordering could introduce a deadlock. 2082However, this cannot happen because if such a deadlock threatened, 2083the RELEASE would simply complete, thereby avoiding the deadlock. 2084 2085 Why does this work? 2086 2087 One key point is that we are only talking about the CPU doing 2088 the reordering, not the compiler. If the compiler (or, for 2089 that matter, the developer) switched the operations, deadlock 2090 -could- occur. 2091 2092 But suppose the CPU reordered the operations. In this case, 2093 the unlock precedes the lock in the assembly code. The CPU 2094 simply elected to try executing the later lock operation first. 2095 If there is a deadlock, this lock operation will simply spin (or 2096 try to sleep, but more on that later). The CPU will eventually 2097 execute the unlock operation (which preceded the lock operation 2098 in the assembly code), which will unravel the potential deadlock, 2099 allowing the lock operation to succeed. 2100 2101 But what if the lock is a sleeplock? In that case, the code will 2102 try to enter the scheduler, where it will eventually encounter 2103 a memory barrier, which will force the earlier unlock operation 2104 to complete, again unraveling the deadlock. There might be 2105 a sleep-unlock race, but the locking primitive needs to resolve 2106 such races properly in any case. 2107 2108Locks and semaphores may not provide any guarantee of ordering on UP compiled 2109systems, and so cannot be counted on in such a situation to actually achieve 2110anything at all - especially with respect to I/O accesses - unless combined 2111with interrupt disabling operations. 2112 2113See also the section on "Inter-CPU acquiring barrier effects". 2114 2115 2116As an example, consider the following: 2117 2118 *A = a; 2119 *B = b; 2120 ACQUIRE 2121 *C = c; 2122 *D = d; 2123 RELEASE 2124 *E = e; 2125 *F = f; 2126 2127The following sequence of events is acceptable: 2128 2129 ACQUIRE, {*F,*A}, *E, {*C,*D}, *B, RELEASE 2130 2131 [+] Note that {*F,*A} indicates a combined access. 2132 2133But none of the following are: 2134 2135 {*F,*A}, *B, ACQUIRE, *C, *D, RELEASE, *E 2136 *A, *B, *C, ACQUIRE, *D, RELEASE, *E, *F 2137 *A, *B, ACQUIRE, *C, RELEASE, *D, *E, *F 2138 *B, ACQUIRE, *C, *D, RELEASE, {*F,*A}, *E 2139 2140 2141 2142INTERRUPT DISABLING FUNCTIONS 2143----------------------------- 2144 2145Functions that disable interrupts (ACQUIRE equivalent) and enable interrupts 2146(RELEASE equivalent) will act as compiler barriers only. So if memory or I/O 2147barriers are required in such a situation, they must be provided from some 2148other means. 2149 2150 2151SLEEP AND WAKE-UP FUNCTIONS 2152--------------------------- 2153 2154Sleeping and waking on an event flagged in global data can be viewed as an 2155interaction between two pieces of data: the task state of the task waiting for 2156the event and the global data used to indicate the event. To make sure that 2157these appear to happen in the right order, the primitives to begin the process 2158of going to sleep, and the primitives to initiate a wake up imply certain 2159barriers. 2160 2161Firstly, the sleeper normally follows something like this sequence of events: 2162 2163 for (;;) { 2164 set_current_state(TASK_UNINTERRUPTIBLE); 2165 if (event_indicated) 2166 break; 2167 schedule(); 2168 } 2169 2170A general memory barrier is interpolated automatically by set_current_state() 2171after it has altered the task state: 2172 2173 CPU 1 2174 =============================== 2175 set_current_state(); 2176 smp_store_mb(); 2177 STORE current->state 2178 <general barrier> 2179 LOAD event_indicated 2180 2181set_current_state() may be wrapped by: 2182 2183 prepare_to_wait(); 2184 prepare_to_wait_exclusive(); 2185 2186which therefore also imply a general memory barrier after setting the state. 2187The whole sequence above is available in various canned forms, all of which 2188interpolate the memory barrier in the right place: 2189 2190 wait_event(); 2191 wait_event_interruptible(); 2192 wait_event_interruptible_exclusive(); 2193 wait_event_interruptible_timeout(); 2194 wait_event_killable(); 2195 wait_event_timeout(); 2196 wait_on_bit(); 2197 wait_on_bit_lock(); 2198 2199 2200Secondly, code that performs a wake up normally follows something like this: 2201 2202 event_indicated = 1; 2203 wake_up(&event_wait_queue); 2204 2205or: 2206 2207 event_indicated = 1; 2208 wake_up_process(event_daemon); 2209 2210A general memory barrier is executed by wake_up() if it wakes something up. 2211If it doesn't wake anything up then a memory barrier may or may not be 2212executed; you must not rely on it. The barrier occurs before the task state 2213is accessed, in particular, it sits between the STORE to indicate the event 2214and the STORE to set TASK_RUNNING: 2215 2216 CPU 1 (Sleeper) CPU 2 (Waker) 2217 =============================== =============================== 2218 set_current_state(); STORE event_indicated 2219 smp_store_mb(); wake_up(); 2220 STORE current->state ... 2221 <general barrier> <general barrier> 2222 LOAD event_indicated if ((LOAD task->state) & TASK_NORMAL) 2223 STORE task->state 2224 2225where "task" is the thread being woken up and it equals CPU 1's "current". 2226 2227To repeat, a general memory barrier is guaranteed to be executed by wake_up() 2228if something is actually awakened, but otherwise there is no such guarantee. 2229To see this, consider the following sequence of events, where X and Y are both 2230initially zero: 2231 2232 CPU 1 CPU 2 2233 =============================== =============================== 2234 X = 1; Y = 1; 2235 smp_mb(); wake_up(); 2236 LOAD Y LOAD X 2237 2238If a wakeup does occur, one (at least) of the two loads must see 1. If, on 2239the other hand, a wakeup does not occur, both loads might see 0. 2240 2241wake_up_process() always executes a general memory barrier. The barrier again 2242occurs before the task state is accessed. In particular, if the wake_up() in 2243the previous snippet were replaced by a call to wake_up_process() then one of 2244the two loads would be guaranteed to see 1. 2245 2246The available waker functions include: 2247 2248 complete(); 2249 wake_up(); 2250 wake_up_all(); 2251 wake_up_bit(); 2252 wake_up_interruptible(); 2253 wake_up_interruptible_all(); 2254 wake_up_interruptible_nr(); 2255 wake_up_interruptible_poll(); 2256 wake_up_interruptible_sync(); 2257 wake_up_interruptible_sync_poll(); 2258 wake_up_locked(); 2259 wake_up_locked_poll(); 2260 wake_up_nr(); 2261 wake_up_poll(); 2262 wake_up_process(); 2263 2264In terms of memory ordering, these functions all provide the same guarantees of 2265a wake_up() (or stronger). 2266 2267[!] Note that the memory barriers implied by the sleeper and the waker do _not_ 2268order multiple stores before the wake-up with respect to loads of those stored 2269values after the sleeper has called set_current_state(). For instance, if the 2270sleeper does: 2271 2272 set_current_state(TASK_INTERRUPTIBLE); 2273 if (event_indicated) 2274 break; 2275 __set_current_state(TASK_RUNNING); 2276 do_something(my_data); 2277 2278and the waker does: 2279 2280 my_data = value; 2281 event_indicated = 1; 2282 wake_up(&event_wait_queue); 2283 2284there's no guarantee that the change to event_indicated will be perceived by 2285the sleeper as coming after the change to my_data. In such a circumstance, the 2286code on both sides must interpolate its own memory barriers between the 2287separate data accesses. Thus the above sleeper ought to do: 2288 2289 set_current_state(TASK_INTERRUPTIBLE); 2290 if (event_indicated) { 2291 smp_rmb(); 2292 do_something(my_data); 2293 } 2294 2295and the waker should do: 2296 2297 my_data = value; 2298 smp_wmb(); 2299 event_indicated = 1; 2300 wake_up(&event_wait_queue); 2301 2302 2303MISCELLANEOUS FUNCTIONS 2304----------------------- 2305 2306Other functions that imply barriers: 2307 2308 (*) schedule() and similar imply full memory barriers. 2309 2310 2311=================================== 2312INTER-CPU ACQUIRING BARRIER EFFECTS 2313=================================== 2314 2315On SMP systems locking primitives give a more substantial form of barrier: one 2316that does affect memory access ordering on other CPUs, within the context of 2317conflict on any particular lock. 2318 2319 2320ACQUIRES VS MEMORY ACCESSES 2321--------------------------- 2322 2323Consider the following: the system has a pair of spinlocks (M) and (Q), and 2324three CPUs; then should the following sequence of events occur: 2325 2326 CPU 1 CPU 2 2327 =============================== =============================== 2328 WRITE_ONCE(*A, a); WRITE_ONCE(*E, e); 2329 ACQUIRE M ACQUIRE Q 2330 WRITE_ONCE(*B, b); WRITE_ONCE(*F, f); 2331 WRITE_ONCE(*C, c); WRITE_ONCE(*G, g); 2332 RELEASE M RELEASE Q 2333 WRITE_ONCE(*D, d); WRITE_ONCE(*H, h); 2334 2335Then there is no guarantee as to what order CPU 3 will see the accesses to *A 2336through *H occur in, other than the constraints imposed by the separate locks 2337on the separate CPUs. It might, for example, see: 2338 2339 *E, ACQUIRE M, ACQUIRE Q, *G, *C, *F, *A, *B, RELEASE Q, *D, *H, RELEASE M 2340 2341But it won't see any of: 2342 2343 *B, *C or *D preceding ACQUIRE M 2344 *A, *B or *C following RELEASE M 2345 *F, *G or *H preceding ACQUIRE Q 2346 *E, *F or *G following RELEASE Q 2347 2348 2349================================= 2350WHERE ARE MEMORY BARRIERS NEEDED? 2351================================= 2352 2353Under normal operation, memory operation reordering is generally not going to 2354be a problem as a single-threaded linear piece of code will still appear to 2355work correctly, even if it's in an SMP kernel. There are, however, four 2356circumstances in which reordering definitely _could_ be a problem: 2357 2358 (*) Interprocessor interaction. 2359 2360 (*) Atomic operations. 2361 2362 (*) Accessing devices. 2363 2364 (*) Interrupts. 2365 2366 2367INTERPROCESSOR INTERACTION 2368-------------------------- 2369 2370When there's a system with more than one processor, more than one CPU in the 2371system may be working on the same data set at the same time. This can cause 2372synchronisation problems, and the usual way of dealing with them is to use 2373locks. Locks, however, are quite expensive, and so it may be preferable to 2374operate without the use of a lock if at all possible. In such a case 2375operations that affect both CPUs may have to be carefully ordered to prevent 2376a malfunction. 2377 2378Consider, for example, the R/W semaphore slow path. Here a waiting process is 2379queued on the semaphore, by virtue of it having a piece of its stack linked to 2380the semaphore's list of waiting processes: 2381 2382 struct rw_semaphore { 2383 ... 2384 spinlock_t lock; 2385 struct list_head waiters; 2386 }; 2387 2388 struct rwsem_waiter { 2389 struct list_head list; 2390 struct task_struct *task; 2391 }; 2392 2393To wake up a particular waiter, the up_read() or up_write() functions have to: 2394 2395 (1) read the next pointer from this waiter's record to know as to where the 2396 next waiter record is; 2397 2398 (2) read the pointer to the waiter's task structure; 2399 2400 (3) clear the task pointer to tell the waiter it has been given the semaphore; 2401 2402 (4) call wake_up_process() on the task; and 2403 2404 (5) release the reference held on the waiter's task struct. 2405 2406In other words, it has to perform this sequence of events: 2407 2408 LOAD waiter->list.next; 2409 LOAD waiter->task; 2410 STORE waiter->task; 2411 CALL wakeup 2412 RELEASE task 2413 2414and if any of these steps occur out of order, then the whole thing may 2415malfunction. 2416 2417Once it has queued itself and dropped the semaphore lock, the waiter does not 2418get the lock again; it instead just waits for its task pointer to be cleared 2419before proceeding. Since the record is on the waiter's stack, this means that 2420if the task pointer is cleared _before_ the next pointer in the list is read, 2421another CPU might start processing the waiter and might clobber the waiter's 2422stack before the up*() function has a chance to read the next pointer. 2423 2424Consider then what might happen to the above sequence of events: 2425 2426 CPU 1 CPU 2 2427 =============================== =============================== 2428 down_xxx() 2429 Queue waiter 2430 Sleep 2431 up_yyy() 2432 LOAD waiter->task; 2433 STORE waiter->task; 2434 Woken up by other event 2435 <preempt> 2436 Resume processing 2437 down_xxx() returns 2438 call foo() 2439 foo() clobbers *waiter 2440 </preempt> 2441 LOAD waiter->list.next; 2442 --- OOPS --- 2443 2444This could be dealt with using the semaphore lock, but then the down_xxx() 2445function has to needlessly get the spinlock again after being woken up. 2446 2447The way to deal with this is to insert a general SMP memory barrier: 2448 2449 LOAD waiter->list.next; 2450 LOAD waiter->task; 2451 smp_mb(); 2452 STORE waiter->task; 2453 CALL wakeup 2454 RELEASE task 2455 2456In this case, the barrier makes a guarantee that all memory accesses before the 2457barrier will appear to happen before all the memory accesses after the barrier 2458with respect to the other CPUs on the system. It does _not_ guarantee that all 2459the memory accesses before the barrier will be complete by the time the barrier 2460instruction itself is complete. 2461 2462On a UP system - where this wouldn't be a problem - the smp_mb() is just a 2463compiler barrier, thus making sure the compiler emits the instructions in the 2464right order without actually intervening in the CPU. Since there's only one 2465CPU, that CPU's dependency ordering logic will take care of everything else. 2466 2467 2468ATOMIC OPERATIONS 2469----------------- 2470 2471While they are technically interprocessor interaction considerations, atomic 2472operations are noted specially as some of them imply full memory barriers and 2473some don't, but they're very heavily relied on as a group throughout the 2474kernel. 2475 2476See Documentation/atomic_t.txt for more information. 2477 2478 2479ACCESSING DEVICES 2480----------------- 2481 2482Many devices can be memory mapped, and so appear to the CPU as if they're just 2483a set of memory locations. To control such a device, the driver usually has to 2484make the right memory accesses in exactly the right order. 2485 2486However, having a clever CPU or a clever compiler creates a potential problem 2487in that the carefully sequenced accesses in the driver code won't reach the 2488device in the requisite order if the CPU or the compiler thinks it is more 2489efficient to reorder, combine or merge accesses - something that would cause 2490the device to malfunction. 2491 2492Inside of the Linux kernel, I/O should be done through the appropriate accessor 2493routines - such as inb() or writel() - which know how to make such accesses 2494appropriately sequential. While this, for the most part, renders the explicit 2495use of memory barriers unnecessary, if the accessor functions are used to refer 2496to an I/O memory window with relaxed memory access properties, then _mandatory_ 2497memory barriers are required to enforce ordering. 2498 2499See Documentation/driver-api/device-io.rst for more information. 2500 2501 2502INTERRUPTS 2503---------- 2504 2505A driver may be interrupted by its own interrupt service routine, and thus the 2506two parts of the driver may interfere with each other's attempts to control or 2507access the device. 2508 2509This may be alleviated - at least in part - by disabling local interrupts (a 2510form of locking), such that the critical operations are all contained within 2511the interrupt-disabled section in the driver. While the driver's interrupt 2512routine is executing, the driver's core may not run on the same CPU, and its 2513interrupt is not permitted to happen again until the current interrupt has been 2514handled, thus the interrupt handler does not need to lock against that. 2515 2516However, consider a driver that was talking to an ethernet card that sports an 2517address register and a data register. If that driver's core talks to the card 2518under interrupt-disablement and then the driver's interrupt handler is invoked: 2519 2520 LOCAL IRQ DISABLE 2521 writew(ADDR, 3); 2522 writew(DATA, y); 2523 LOCAL IRQ ENABLE 2524 <interrupt> 2525 writew(ADDR, 4); 2526 q = readw(DATA); 2527 </interrupt> 2528 2529The store to the data register might happen after the second store to the 2530address register if ordering rules are sufficiently relaxed: 2531 2532 STORE *ADDR = 3, STORE *ADDR = 4, STORE *DATA = y, q = LOAD *DATA 2533 2534 2535If ordering rules are relaxed, it must be assumed that accesses done inside an 2536interrupt disabled section may leak outside of it and may interleave with 2537accesses performed in an interrupt - and vice versa - unless implicit or 2538explicit barriers are used. 2539 2540Normally this won't be a problem because the I/O accesses done inside such 2541sections will include synchronous load operations on strictly ordered I/O 2542registers that form implicit I/O barriers. 2543 2544 2545A similar situation may occur between an interrupt routine and two routines 2546running on separate CPUs that communicate with each other. If such a case is 2547likely, then interrupt-disabling locks should be used to guarantee ordering. 2548 2549 2550========================== 2551KERNEL I/O BARRIER EFFECTS 2552========================== 2553 2554Interfacing with peripherals via I/O accesses is deeply architecture and device 2555specific. Therefore, drivers which are inherently non-portable may rely on 2556specific behaviours of their target systems in order to achieve synchronization 2557in the most lightweight manner possible. For drivers intending to be portable 2558between multiple architectures and bus implementations, the kernel offers a 2559series of accessor functions that provide various degrees of ordering 2560guarantees: 2561 2562 (*) readX(), writeX(): 2563 2564 The readX() and writeX() MMIO accessors take a pointer to the 2565 peripheral being accessed as an __iomem * parameter. For pointers 2566 mapped with the default I/O attributes (e.g. those returned by 2567 ioremap()), the ordering guarantees are as follows: 2568 2569 1. All readX() and writeX() accesses to the same peripheral are ordered 2570 with respect to each other. This ensures that MMIO register accesses 2571 by the same CPU thread to a particular device will arrive in program 2572 order. 2573 2574 2. A writeX() issued by a CPU thread holding a spinlock is ordered 2575 before a writeX() to the same peripheral from another CPU thread 2576 issued after a later acquisition of the same spinlock. This ensures 2577 that MMIO register writes to a particular device issued while holding 2578 a spinlock will arrive in an order consistent with acquisitions of 2579 the lock. 2580 2581 3. A writeX() by a CPU thread to the peripheral will first wait for the 2582 completion of all prior writes to memory either issued by, or 2583 propagated to, the same thread. This ensures that writes by the CPU 2584 to an outbound DMA buffer allocated by dma_alloc_coherent() will be 2585 visible to a DMA engine when the CPU writes to its MMIO control 2586 register to trigger the transfer. 2587 2588 4. A readX() by a CPU thread from the peripheral will complete before 2589 any subsequent reads from memory by the same thread can begin. This 2590 ensures that reads by the CPU from an incoming DMA buffer allocated 2591 by dma_alloc_coherent() will not see stale data after reading from 2592 the DMA engine's MMIO status register to establish that the DMA 2593 transfer has completed. 2594 2595 5. A readX() by a CPU thread from the peripheral will complete before 2596 any subsequent delay() loop can begin execution on the same thread. 2597 This ensures that two MMIO register writes by the CPU to a peripheral 2598 will arrive at least 1us apart if the first write is immediately read 2599 back with readX() and udelay(1) is called prior to the second 2600 writeX(): 2601 2602 writel(42, DEVICE_REGISTER_0); // Arrives at the device... 2603 readl(DEVICE_REGISTER_0); 2604 udelay(1); 2605 writel(42, DEVICE_REGISTER_1); // ...at least 1us before this. 2606 2607 The ordering properties of __iomem pointers obtained with non-default 2608 attributes (e.g. those returned by ioremap_wc()) are specific to the 2609 underlying architecture and therefore the guarantees listed above cannot 2610 generally be relied upon for accesses to these types of mappings. 2611 2612 (*) readX_relaxed(), writeX_relaxed(): 2613 2614 These are similar to readX() and writeX(), but provide weaker memory 2615 ordering guarantees. Specifically, they do not guarantee ordering with 2616 respect to locking, normal memory accesses or delay() loops (i.e. 2617 bullets 2-5 above) but they are still guaranteed to be ordered with 2618 respect to other accesses from the same CPU thread to the same 2619 peripheral when operating on __iomem pointers mapped with the default 2620 I/O attributes. 2621 2622 (*) readsX(), writesX(): 2623 2624 The readsX() and writesX() MMIO accessors are designed for accessing 2625 register-based, memory-mapped FIFOs residing on peripherals that are not 2626 capable of performing DMA. Consequently, they provide only the ordering 2627 guarantees of readX_relaxed() and writeX_relaxed(), as documented above. 2628 2629 (*) inX(), outX(): 2630 2631 The inX() and outX() accessors are intended to access legacy port-mapped 2632 I/O peripherals, which may require special instructions on some 2633 architectures (notably x86). The port number of the peripheral being 2634 accessed is passed as an argument. 2635 2636 Since many CPU architectures ultimately access these peripherals via an 2637 internal virtual memory mapping, the portable ordering guarantees 2638 provided by inX() and outX() are the same as those provided by readX() 2639 and writeX() respectively when accessing a mapping with the default I/O 2640 attributes. 2641 2642 Device drivers may expect outX() to emit a non-posted write transaction 2643 that waits for a completion response from the I/O peripheral before 2644 returning. This is not guaranteed by all architectures and is therefore 2645 not part of the portable ordering semantics. 2646 2647 (*) insX(), outsX(): 2648 2649 As above, the insX() and outsX() accessors provide the same ordering 2650 guarantees as readsX() and writesX() respectively when accessing a 2651 mapping with the default I/O attributes. 2652 2653 (*) ioreadX(), iowriteX(): 2654 2655 These will perform appropriately for the type of access they're actually 2656 doing, be it inX()/outX() or readX()/writeX(). 2657 2658With the exception of the string accessors (insX(), outsX(), readsX() and 2659writesX()), all of the above assume that the underlying peripheral is 2660little-endian and will therefore perform byte-swapping operations on big-endian 2661architectures. 2662 2663 2664======================================== 2665ASSUMED MINIMUM EXECUTION ORDERING MODEL 2666======================================== 2667 2668It has to be assumed that the conceptual CPU is weakly-ordered but that it will 2669maintain the appearance of program causality with respect to itself. Some CPUs 2670(such as i386 or x86_64) are more constrained than others (such as powerpc or 2671frv), and so the most relaxed case (namely DEC Alpha) must be assumed outside 2672of arch-specific code. 2673 2674This means that it must be considered that the CPU will execute its instruction 2675stream in any order it feels like - or even in parallel - provided that if an 2676instruction in the stream depends on an earlier instruction, then that 2677earlier instruction must be sufficiently complete[*] before the later 2678instruction may proceed; in other words: provided that the appearance of 2679causality is maintained. 2680 2681 [*] Some instructions have more than one effect - such as changing the 2682 condition codes, changing registers or changing memory - and different 2683 instructions may depend on different effects. 2684 2685A CPU may also discard any instruction sequence that winds up having no 2686ultimate effect. For example, if two adjacent instructions both load an 2687immediate value into the same register, the first may be discarded. 2688 2689 2690Similarly, it has to be assumed that compiler might reorder the instruction 2691stream in any way it sees fit, again provided the appearance of causality is 2692maintained. 2693 2694 2695============================ 2696THE EFFECTS OF THE CPU CACHE 2697============================ 2698 2699The way cached memory operations are perceived across the system is affected to 2700a certain extent by the caches that lie between CPUs and memory, and by the 2701memory coherence system that maintains the consistency of state in the system. 2702 2703As far as the way a CPU interacts with another part of the system through the 2704caches goes, the memory system has to include the CPU's caches, and memory 2705barriers for the most part act at the interface between the CPU and its cache 2706(memory barriers logically act on the dotted line in the following diagram): 2707 2708 <--- CPU ---> : <----------- Memory -----------> 2709 : 2710 +--------+ +--------+ : +--------+ +-----------+ 2711 | | | | : | | | | +--------+ 2712 | CPU | | Memory | : | CPU | | | | | 2713 | Core |--->| Access |----->| Cache |<-->| | | | 2714 | | | Queue | : | | | |--->| Memory | 2715 | | | | : | | | | | | 2716 +--------+ +--------+ : +--------+ | | | | 2717 : | Cache | +--------+ 2718 : | Coherency | 2719 : | Mechanism | +--------+ 2720 +--------+ +--------+ : +--------+ | | | | 2721 | | | | : | | | | | | 2722 | CPU | | Memory | : | CPU | | |--->| Device | 2723 | Core |--->| Access |----->| Cache |<-->| | | | 2724 | | | Queue | : | | | | | | 2725 | | | | : | | | | +--------+ 2726 +--------+ +--------+ : +--------+ +-----------+ 2727 : 2728 : 2729 2730Although any particular load or store may not actually appear outside of the 2731CPU that issued it since it may have been satisfied within the CPU's own cache, 2732it will still appear as if the full memory access had taken place as far as the 2733other CPUs are concerned since the cache coherency mechanisms will migrate the 2734cacheline over to the accessing CPU and propagate the effects upon conflict. 2735 2736The CPU core may execute instructions in any order it deems fit, provided the 2737expected program causality appears to be maintained. Some of the instructions 2738generate load and store operations which then go into the queue of memory 2739accesses to be performed. The core may place these in the queue in any order 2740it wishes, and continue execution until it is forced to wait for an instruction 2741to complete. 2742 2743What memory barriers are concerned with is controlling the order in which 2744accesses cross from the CPU side of things to the memory side of things, and 2745the order in which the effects are perceived to happen by the other observers 2746in the system. 2747 2748[!] Memory barriers are _not_ needed within a given CPU, as CPUs always see 2749their own loads and stores as if they had happened in program order. 2750 2751[!] MMIO or other device accesses may bypass the cache system. This depends on 2752the properties of the memory window through which devices are accessed and/or 2753the use of any special device communication instructions the CPU may have. 2754 2755 2756CACHE COHERENCY VS DMA 2757---------------------- 2758 2759Not all systems maintain cache coherency with respect to devices doing DMA. In 2760such cases, a device attempting DMA may obtain stale data from RAM because 2761dirty cache lines may be resident in the caches of various CPUs, and may not 2762have been written back to RAM yet. To deal with this, the appropriate part of 2763the kernel must flush the overlapping bits of cache on each CPU (and maybe 2764invalidate them as well). 2765 2766In addition, the data DMA'd to RAM by a device may be overwritten by dirty 2767cache lines being written back to RAM from a CPU's cache after the device has 2768installed its own data, or cache lines present in the CPU's cache may simply 2769obscure the fact that RAM has been updated, until at such time as the cacheline 2770is discarded from the CPU's cache and reloaded. To deal with this, the 2771appropriate part of the kernel must invalidate the overlapping bits of the 2772cache on each CPU. 2773 2774See Documentation/core-api/cachetlb.rst for more information on cache 2775management. 2776 2777 2778CACHE COHERENCY VS MMIO 2779----------------------- 2780 2781Memory mapped I/O usually takes place through memory locations that are part of 2782a window in the CPU's memory space that has different properties assigned than 2783the usual RAM directed window. 2784 2785Amongst these properties is usually the fact that such accesses bypass the 2786caching entirely and go directly to the device buses. This means MMIO accesses 2787may, in effect, overtake accesses to cached memory that were emitted earlier. 2788A memory barrier isn't sufficient in such a case, but rather the cache must be 2789flushed between the cached memory write and the MMIO access if the two are in 2790any way dependent. 2791 2792 2793========================= 2794THE THINGS CPUS GET UP TO 2795========================= 2796 2797A programmer might take it for granted that the CPU will perform memory 2798operations in exactly the order specified, so that if the CPU is, for example, 2799given the following piece of code to execute: 2800 2801 a = READ_ONCE(*A); 2802 WRITE_ONCE(*B, b); 2803 c = READ_ONCE(*C); 2804 d = READ_ONCE(*D); 2805 WRITE_ONCE(*E, e); 2806 2807they would then expect that the CPU will complete the memory operation for each 2808instruction before moving on to the next one, leading to a definite sequence of 2809operations as seen by external observers in the system: 2810 2811 LOAD *A, STORE *B, LOAD *C, LOAD *D, STORE *E. 2812 2813 2814Reality is, of course, much messier. With many CPUs and compilers, the above 2815assumption doesn't hold because: 2816 2817 (*) loads are more likely to need to be completed immediately to permit 2818 execution progress, whereas stores can often be deferred without a 2819 problem; 2820 2821 (*) loads may be done speculatively, and the result discarded should it prove 2822 to have been unnecessary; 2823 2824 (*) loads may be done speculatively, leading to the result having been fetched 2825 at the wrong time in the expected sequence of events; 2826 2827 (*) the order of the memory accesses may be rearranged to promote better use 2828 of the CPU buses and caches; 2829 2830 (*) loads and stores may be combined to improve performance when talking to 2831 memory or I/O hardware that can do batched accesses of adjacent locations, 2832 thus cutting down on transaction setup costs (memory and PCI devices may 2833 both be able to do this); and 2834 2835 (*) the CPU's data cache may affect the ordering, and while cache-coherency 2836 mechanisms may alleviate this - once the store has actually hit the cache 2837 - there's no guarantee that the coherency management will be propagated in 2838 order to other CPUs. 2839 2840So what another CPU, say, might actually observe from the above piece of code 2841is: 2842 2843 LOAD *A, ..., LOAD {*C,*D}, STORE *E, STORE *B 2844 2845 (Where "LOAD {*C,*D}" is a combined load) 2846 2847 2848However, it is guaranteed that a CPU will be self-consistent: it will see its 2849_own_ accesses appear to be correctly ordered, without the need for a memory 2850barrier. For instance with the following code: 2851 2852 U = READ_ONCE(*A); 2853 WRITE_ONCE(*A, V); 2854 WRITE_ONCE(*A, W); 2855 X = READ_ONCE(*A); 2856 WRITE_ONCE(*A, Y); 2857 Z = READ_ONCE(*A); 2858 2859and assuming no intervention by an external influence, it can be assumed that 2860the final result will appear to be: 2861 2862 U == the original value of *A 2863 X == W 2864 Z == Y 2865 *A == Y 2866 2867The code above may cause the CPU to generate the full sequence of memory 2868accesses: 2869 2870 U=LOAD *A, STORE *A=V, STORE *A=W, X=LOAD *A, STORE *A=Y, Z=LOAD *A 2871 2872in that order, but, without intervention, the sequence may have almost any 2873combination of elements combined or discarded, provided the program's view 2874of the world remains consistent. Note that READ_ONCE() and WRITE_ONCE() 2875are -not- optional in the above example, as there are architectures 2876where a given CPU might reorder successive loads to the same location. 2877On such architectures, READ_ONCE() and WRITE_ONCE() do whatever is 2878necessary to prevent this, for example, on Itanium the volatile casts 2879used by READ_ONCE() and WRITE_ONCE() cause GCC to emit the special ld.acq 2880and st.rel instructions (respectively) that prevent such reordering. 2881 2882The compiler may also combine, discard or defer elements of the sequence before 2883the CPU even sees them. 2884 2885For instance: 2886 2887 *A = V; 2888 *A = W; 2889 2890may be reduced to: 2891 2892 *A = W; 2893 2894since, without either a write barrier or an WRITE_ONCE(), it can be 2895assumed that the effect of the storage of V to *A is lost. Similarly: 2896 2897 *A = Y; 2898 Z = *A; 2899 2900may, without a memory barrier or an READ_ONCE() and WRITE_ONCE(), be 2901reduced to: 2902 2903 *A = Y; 2904 Z = Y; 2905 2906and the LOAD operation never appear outside of the CPU. 2907 2908 2909AND THEN THERE'S THE ALPHA 2910-------------------------- 2911 2912The DEC Alpha CPU is one of the most relaxed CPUs there is. Not only that, 2913some versions of the Alpha CPU have a split data cache, permitting them to have 2914two semantically-related cache lines updated at separate times. This is where 2915the address-dependency barrier really becomes necessary as this synchronises 2916both caches with the memory coherence system, thus making it seem like pointer 2917changes vs new data occur in the right order. 2918 2919The Alpha defines the Linux kernel's memory model, although as of v4.15 2920the Linux kernel's addition of smp_mb() to READ_ONCE() on Alpha greatly 2921reduced its impact on the memory model. 2922 2923 2924VIRTUAL MACHINE GUESTS 2925---------------------- 2926 2927Guests running within virtual machines might be affected by SMP effects even if 2928the guest itself is compiled without SMP support. This is an artifact of 2929interfacing with an SMP host while running an UP kernel. Using mandatory 2930barriers for this use-case would be possible but is often suboptimal. 2931 2932To handle this case optimally, low-level virt_mb() etc macros are available. 2933These have the same effect as smp_mb() etc when SMP is enabled, but generate 2934identical code for SMP and non-SMP systems. For example, virtual machine guests 2935should use virt_mb() rather than smp_mb() when synchronizing against a 2936(possibly SMP) host. 2937 2938These are equivalent to smp_mb() etc counterparts in all other respects, 2939in particular, they do not control MMIO effects: to control 2940MMIO effects, use mandatory barriers. 2941 2942 2943============ 2944EXAMPLE USES 2945============ 2946 2947CIRCULAR BUFFERS 2948---------------- 2949 2950Memory barriers can be used to implement circular buffering without the need 2951of a lock to serialise the producer with the consumer. See: 2952 2953 Documentation/core-api/circular-buffers.rst 2954 2955for details. 2956 2957 2958========== 2959REFERENCES 2960========== 2961 2962Alpha AXP Architecture Reference Manual, Second Edition (Sites & Witek, 2963Digital Press) 2964 Chapter 5.2: Physical Address Space Characteristics 2965 Chapter 5.4: Caches and Write Buffers 2966 Chapter 5.5: Data Sharing 2967 Chapter 5.6: Read/Write Ordering 2968 2969AMD64 Architecture Programmer's Manual Volume 2: System Programming 2970 Chapter 7.1: Memory-Access Ordering 2971 Chapter 7.4: Buffering and Combining Memory Writes 2972 2973ARM Architecture Reference Manual (ARMv8, for ARMv8-A architecture profile) 2974 Chapter B2: The AArch64 Application Level Memory Model 2975 2976IA-32 Intel Architecture Software Developer's Manual, Volume 3: 2977System Programming Guide 2978 Chapter 7.1: Locked Atomic Operations 2979 Chapter 7.2: Memory Ordering 2980 Chapter 7.4: Serializing Instructions 2981 2982The SPARC Architecture Manual, Version 9 2983 Chapter 8: Memory Models 2984 Appendix D: Formal Specification of the Memory Models 2985 Appendix J: Programming with the Memory Models 2986 2987Storage in the PowerPC (Stone and Fitzgerald) 2988 2989UltraSPARC Programmer Reference Manual 2990 Chapter 5: Memory Accesses and Cacheability 2991 Chapter 15: Sparc-V9 Memory Models 2992 2993UltraSPARC III Cu User's Manual 2994 Chapter 9: Memory Models 2995 2996UltraSPARC IIIi Processor User's Manual 2997 Chapter 8: Memory Models 2998 2999UltraSPARC Architecture 2005 3000 Chapter 9: Memory 3001 Appendix D: Formal Specifications of the Memory Models 3002 3003UltraSPARC T1 Supplement to the UltraSPARC Architecture 2005 3004 Chapter 8: Memory Models 3005 Appendix F: Caches and Cache Coherency 3006 3007Solaris Internals, Core Kernel Architecture, p63-68: 3008 Chapter 3.3: Hardware Considerations for Locks and 3009 Synchronization 3010 3011Unix Systems for Modern Architectures, Symmetric Multiprocessing and Caching 3012for Kernel Programmers: 3013 Chapter 13: Other Memory Models 3014 3015Intel Itanium Architecture Software Developer's Manual: Volume 1: 3016 Section 2.6: Speculation 3017 Section 4.4: Memory Access 3018