xref: /linux/Documentation/core-api/assoc_array.rst (revision 778b8ebe5192e7a7f00563a7456517dfa63e1d90)
1========================================
2Generic Associative Array Implementation
3========================================
4
5Overview
6========
7
8This associative array implementation is an object container with the following
9properties:
10
111. Objects are opaque pointers.  The implementation does not care where they
12   point (if anywhere) or what they point to (if anything).
13
14   .. note::
15
16      Pointers to objects _must_ be zero in the least significant bit.
17
182. Objects do not need to contain linkage blocks for use by the array.  This
19   permits an object to be located in multiple arrays simultaneously.
20   Rather, the array is made up of metadata blocks that point to objects.
21
223. Objects require index keys to locate them within the array.
23
244. Index keys must be unique.  Inserting an object with the same key as one
25   already in the array will replace the old object.
26
275. Index keys can be of any length and can be of different lengths.
28
296. Index keys should encode the length early on, before any variation due to
30   length is seen.
31
327. Index keys can include a hash to scatter objects throughout the array.
33
348. The array can iterated over.  The objects will not necessarily come out in
35   key order.
36
379. The array can be iterated over while it is being modified, provided the
38   RCU readlock is being held by the iterator.  Note, however, under these
39   circumstances, some objects may be seen more than once.  If this is a
40   problem, the iterator should lock against modification.  Objects will not
41   be missed, however, unless deleted.
42
4310. Objects in the array can be looked up by means of their index key.
44
4511. Objects can be looked up while the array is being modified, provided the
46    RCU readlock is being held by the thread doing the look up.
47
48The implementation uses a tree of 16-pointer nodes internally that are indexed
49on each level by nibbles from the index key in the same manner as in a radix
50tree.  To improve memory efficiency, shortcuts can be emplaced to skip over
51what would otherwise be a series of single-occupancy nodes.  Further, nodes
52pack leaf object pointers into spare space in the node rather than making an
53extra branch until as such time an object needs to be added to a full node.
54
55
56The Public API
57==============
58
59The public API can be found in ``<linux/assoc_array.h>``.  The associative
60array is rooted on the following structure::
61
62    struct assoc_array {
63            ...
64    };
65
66The code is selected by enabling ``CONFIG_ASSOCIATIVE_ARRAY`` with::
67
68    ./script/config -e ASSOCIATIVE_ARRAY
69
70
71Edit Script
72-----------
73
74The insertion and deletion functions produce an 'edit script' that can later be
75applied to effect the changes without risking ``ENOMEM``. This retains the
76preallocated metadata blocks that will be installed in the internal tree and
77keeps track of the metadata blocks that will be removed from the tree when the
78script is applied.
79
80This is also used to keep track of dead blocks and dead objects after the
81script has been applied so that they can be freed later.  The freeing is done
82after an RCU grace period has passed - thus allowing access functions to
83proceed under the RCU read lock.
84
85The script appears as outside of the API as a pointer of the type::
86
87    struct assoc_array_edit;
88
89There are two functions for dealing with the script:
90
911. Apply an edit script::
92
93    void assoc_array_apply_edit(struct assoc_array_edit *edit);
94
95   This will perform the edit functions, interpolating various write barriers
96   to permit accesses under the RCU read lock to continue.  The edit script
97   will then be passed to ``call_rcu()`` to free it and any dead stuff it
98   points to.
99
1002. Cancel an edit script::
101
102    void assoc_array_cancel_edit(struct assoc_array_edit *edit);
103
104   This frees the edit script and all preallocated memory immediately. If
105   this was for insertion, the new object is *not* released by this function,
106   but must rather be released by the caller.
107
108These functions are guaranteed not to fail.
109
110
111Operations Table
112----------------
113
114Various functions take a table of operations::
115
116    struct assoc_array_ops {
117            ...
118    };
119
120This points to a number of methods, all of which need to be provided:
121
1221. Get a chunk of index key from caller data::
123
124    unsigned long (*get_key_chunk)(const void *index_key, int level);
125
126   This should return a chunk of caller-supplied index key starting at the
127   *bit* position given by the level argument.  The level argument will be a
128   multiple of ``ASSOC_ARRAY_KEY_CHUNK_SIZE`` and the function should return
129   ``ASSOC_ARRAY_KEY_CHUNK_SIZE bits``.  No error is possible.
130
131
1322. Get a chunk of an object's index key::
133
134    unsigned long (*get_object_key_chunk)(const void *object, int level);
135
136   As the previous function, but gets its data from an object in the array
137   rather than from a caller-supplied index key.
138
139
1403. See if this is the object we're looking for::
141
142    bool (*compare_object)(const void *object, const void *index_key);
143
144   Compare the object against an index key and return ``true`` if it matches
145   and ``false`` if it doesn't.
146
147
1484. Diff the index keys of two objects::
149
150    int (*diff_objects)(const void *object, const void *index_key);
151
152   Return the bit position at which the index key of the specified object
153   differs from the given index key or -1 if they are the same.
154
155
1565. Free an object::
157
158    void (*free_object)(void *object);
159
160   Free the specified object.  Note that this may be called an RCU grace period
161   after ``assoc_array_apply_edit()`` was called, so ``synchronize_rcu()`` may
162   be necessary on module unloading.
163
164
165Manipulation Functions
166----------------------
167
168There are a number of functions for manipulating an associative array:
169
1701. Initialise an associative array::
171
172    void assoc_array_init(struct assoc_array *array);
173
174   This initialises the base structure for an associative array.  It can't fail.
175
176
1772. Insert/replace an object in an associative array::
178
179    struct assoc_array_edit *
180    assoc_array_insert(struct assoc_array *array,
181                       const struct assoc_array_ops *ops,
182                       const void *index_key,
183                       void *object);
184
185   This inserts the given object into the array.  Note that the least
186   significant bit of the pointer must be zero as it's used to type-mark
187   pointers internally.
188
189   If an object already exists for that key then it will be replaced with the
190   new object and the old one will be freed automatically.
191
192   The ``index_key`` argument should hold index key information and is
193   passed to the methods in the ops table when they are called.
194
195   This function makes no alteration to the array itself, but rather returns
196   an edit script that must be applied.  ``-ENOMEM`` is returned in the case of
197   an out-of-memory error.
198
199   The caller should lock exclusively against other modifiers of the array.
200
201
2023. Delete an object from an associative array::
203
204    struct assoc_array_edit *
205    assoc_array_delete(struct assoc_array *array,
206                       const struct assoc_array_ops *ops,
207                       const void *index_key);
208
209   This deletes an object that matches the specified data from the array.
210
211   The ``index_key`` argument should hold index key information and is
212   passed to the methods in the ops table when they are called.
213
214   This function makes no alteration to the array itself, but rather returns
215   an edit script that must be applied.  ``-ENOMEM`` is returned in the case of
216   an out-of-memory error.  ``NULL`` will be returned if the specified object
217   is not found within the array.
218
219The caller should lock exclusively against other modifiers of the array.
220
221
2224. Delete all objects from an associative array::
223
224    struct assoc_array_edit *
225    assoc_array_clear(struct assoc_array *array,
226                      const struct assoc_array_ops *ops);
227
228   This deletes all the objects from an associative array and leaves it
229   completely empty.
230
231   This function makes no alteration to the array itself, but rather returns
232   an edit script that must be applied.  ``-ENOMEM`` is returned in the case of
233   an out-of-memory error.
234
235   The caller should lock exclusively against other modifiers of the array.
236
237
2385. Destroy an associative array, deleting all objects::
239
240    void assoc_array_destroy(struct assoc_array *array,
241                             const struct assoc_array_ops *ops);
242
243   This destroys the contents of the associative array and leaves it
244   completely empty.  It is not permitted for another thread to be traversing
245   the array under the RCU read lock at the same time as this function is
246   destroying it as no RCU deferral is performed on memory release -
247   something that would require memory to be allocated.
248
249   The caller should lock exclusively against other modifiers and accessors
250   of the array.
251
252
2536. Garbage collect an associative array::
254
255    int assoc_array_gc(struct assoc_array *array,
256                       const struct assoc_array_ops *ops,
257                       bool (*iterator)(void *object, void *iterator_data),
258                       void *iterator_data);
259
260   This iterates over the objects in an associative array and passes each one
261   to ``iterator()``.  If ``iterator()`` returns ``true``, the object is kept.
262   If it returns ``false``, the object will be freed.  If the ``iterator()``
263   function returns ``true``, it must perform any appropriate refcount
264   incrementing on the object before returning.
265
266   The internal tree will be packed down if possible as part of the iteration
267   to reduce the number of nodes in it.
268
269   The ``iterator_data`` is passed directly to ``iterator()`` and is otherwise
270   ignored by the function.
271
272   The function will return ``0`` if successful and ``-ENOMEM`` if there wasn't
273   enough memory.
274
275   It is possible for other threads to iterate over or search the array under
276   the RCU read lock while this function is in progress.  The caller should
277   lock exclusively against other modifiers of the array.
278
279
280Access Functions
281----------------
282
283There are two functions for accessing an associative array:
284
2851. Iterate over all the objects in an associative array::
286
287    int assoc_array_iterate(const struct assoc_array *array,
288                            int (*iterator)(const void *object,
289                                            void *iterator_data),
290                            void *iterator_data);
291
292   This passes each object in the array to the iterator callback function.
293   ``iterator_data`` is private data for that function.
294
295   This may be used on an array at the same time as the array is being
296   modified, provided the RCU read lock is held.  Under such circumstances,
297   it is possible for the iteration function to see some objects twice.  If
298   this is a problem, then modification should be locked against.  The
299   iteration algorithm should not, however, miss any objects.
300
301   The function will return ``0`` if no objects were in the array or else it
302   will return the result of the last iterator function called.  Iteration
303   stops immediately if any call to the iteration function results in a
304   non-zero return.
305
306
3072. Find an object in an associative array::
308
309    void *assoc_array_find(const struct assoc_array *array,
310                           const struct assoc_array_ops *ops,
311                           const void *index_key);
312
313   This walks through the array's internal tree directly to the object
314   specified by the index key.
315
316   This may be used on an array at the same time as the array is being
317   modified, provided the RCU read lock is held.
318
319   The function will return the object if found (and set ``*_type`` to the
320   object type) or will return ``NULL`` if the object was not found.
321
322
323Index Key Form
324--------------
325
326The index key can be of any form, but since the algorithms aren't told how long
327the key is, it is strongly recommended that the index key includes its length
328very early on before any variation due to the length would have an effect on
329comparisons.
330
331This will cause leaves with different length keys to scatter away from each
332other - and those with the same length keys to cluster together.
333
334It is also recommended that the index key begin with a hash of the rest of the
335key to maximise scattering throughout keyspace.
336
337The better the scattering, the wider and lower the internal tree will be.
338
339Poor scattering isn't too much of a problem as there are shortcuts and nodes
340can contain mixtures of leaves and metadata pointers.
341
342The index key is read in chunks of machine word.  Each chunk is subdivided into
343one nibble (4 bits) per level, so on a 32-bit CPU this is good for 8 levels and
344on a 64-bit CPU, 16 levels.  Unless the scattering is really poor, it is
345unlikely that more than one word of any particular index key will have to be
346used.
347
348
349Internal Workings
350=================
351
352The associative array data structure has an internal tree.  This tree is
353constructed of two types of metadata blocks: nodes and shortcuts.
354
355A node is an array of slots.  Each slot can contain one of four things:
356
357* A NULL pointer, indicating that the slot is empty.
358* A pointer to an object (a leaf).
359* A pointer to a node at the next level.
360* A pointer to a shortcut.
361
362
363Basic Internal Tree Layout
364--------------------------
365
366Ignoring shortcuts for the moment, the nodes form a multilevel tree.  The index
367key space is strictly subdivided by the nodes in the tree and nodes occur on
368fixed levels.  For example::
369
370 Level: 0               1               2               3
371        =============== =============== =============== ===============
372                                                        NODE D
373                        NODE B          NODE C  +------>+---+
374                +------>+---+   +------>+---+   |       | 0 |
375        NODE A  |       | 0 |   |       | 0 |   |       +---+
376        +---+   |       +---+   |       +---+   |       :   :
377        | 0 |   |       :   :   |       :   :   |       +---+
378        +---+   |       +---+   |       +---+   |       | f |
379        | 1 |---+       | 3 |---+       | 7 |---+       +---+
380        +---+           +---+           +---+
381        :   :           :   :           | 8 |---+
382        +---+           +---+           +---+   |       NODE E
383        | e |---+       | f |           :   :   +------>+---+
384        +---+   |       +---+           +---+           | 0 |
385        | f |   |                       | f |           +---+
386        +---+   |                       +---+           :   :
387                |       NODE F                          +---+
388                +------>+---+                           | f |
389                        | 0 |           NODE G          +---+
390                        +---+   +------>+---+
391                        :   :   |       | 0 |
392                        +---+   |       +---+
393                        | 6 |---+       :   :
394                        +---+           +---+
395                        :   :           | f |
396                        +---+           +---+
397                        | f |
398                        +---+
399
400In the above example, there are 7 nodes (A-G), each with 16 slots (0-f).
401Assuming no other meta data nodes in the tree, the key space is divided
402thusly:
403
404    ===========     ====
405    KEY PREFIX      NODE
406    ===========     ====
407    137*            D
408    138*            E
409    13[0-69-f]*     C
410    1[0-24-f]*      B
411    e6*             G
412    e[0-57-f]*      F
413    [02-df]*        A
414    ===========     ====
415
416So, for instance, keys with the following example index keys will be found in
417the appropriate nodes:
418
419    =============== ======= ====
420    INDEX KEY       PREFIX  NODE
421    =============== ======= ====
422    13694892892489  13      C
423    13795289025897  137     D
424    13889dde88793   138     E
425    138bbb89003093  138     E
426    1394879524789   12      C
427    1458952489      1       B
428    9431809de993ba  \-      A
429    b4542910809cd   \-      A
430    e5284310def98   e       F
431    e68428974237    e6      G
432    e7fffcbd443     e       F
433    f3842239082     \-      A
434    =============== ======= ====
435
436To save memory, if a node can hold all the leaves in its portion of keyspace,
437then the node will have all those leaves in it and will not have any metadata
438pointers - even if some of those leaves would like to be in the same slot.
439
440A node can contain a heterogeneous mix of leaves and metadata pointers.
441Metadata pointers must be in the slots that match their subdivisions of key
442space.  The leaves can be in any slot not occupied by a metadata pointer.  It
443is guaranteed that none of the leaves in a node will match a slot occupied by a
444metadata pointer.  If the metadata pointer is there, any leaf whose key matches
445the metadata key prefix must be in the subtree that the metadata pointer points
446to.
447
448In the above example list of index keys, node A will contain:
449
450    ====    =============== ==================
451    SLOT    CONTENT         INDEX KEY (PREFIX)
452    ====    =============== ==================
453    1       PTR TO NODE B   1*
454    any     LEAF            9431809de993ba
455    any     LEAF            b4542910809cd
456    e       PTR TO NODE F   e*
457    any     LEAF            f3842239082
458    ====    =============== ==================
459
460and node B:
461
462    ====    =============== ==================
463    SLOT    CONTENT         INDEX KEY (PREFIX)
464    ====    =============== ==================
465    3       PTR TO NODE C   13*
466    any     LEAF            1458952489
467    ====    =============== ==================
468
469
470Shortcuts
471---------
472
473Shortcuts are metadata records that jump over a piece of keyspace.  A shortcut
474is a replacement for a series of single-occupancy nodes ascending through the
475levels.  Shortcuts exist to save memory and to speed up traversal.
476
477It is possible for the root of the tree to be a shortcut - say, for example,
478the tree contains at least 17 nodes all with key prefix ``1111``.  The
479insertion algorithm will insert a shortcut to skip over the ``1111`` keyspace
480in a single bound and get to the fourth level where these actually become
481different.
482
483
484Splitting And Collapsing Nodes
485------------------------------
486
487Each node has a maximum capacity of 16 leaves and metadata pointers.  If the
488insertion algorithm finds that it is trying to insert a 17th object into a
489node, that node will be split such that at least two leaves that have a common
490key segment at that level end up in a separate node rooted on that slot for
491that common key segment.
492
493If the leaves in a full node and the leaf that is being inserted are
494sufficiently similar, then a shortcut will be inserted into the tree.
495
496When the number of objects in the subtree rooted at a node falls to 16 or
497fewer, then the subtree will be collapsed down to a single node - and this will
498ripple towards the root if possible.
499
500
501Non-Recursive Iteration
502-----------------------
503
504Each node and shortcut contains a back pointer to its parent and the number of
505slot in that parent that points to it.  None-recursive iteration uses these to
506proceed rootwards through the tree, going to the parent node, slot N + 1 to
507make sure progress is made without the need for a stack.
508
509The backpointers, however, make simultaneous alteration and iteration tricky.
510
511
512Simultaneous Alteration And Iteration
513-------------------------------------
514
515There are a number of cases to consider:
516
5171. Simple insert/replace.  This involves simply replacing a NULL or old
518   matching leaf pointer with the pointer to the new leaf after a barrier.
519   The metadata blocks don't change otherwise.  An old leaf won't be freed
520   until after the RCU grace period.
521
5222. Simple delete.  This involves just clearing an old matching leaf.  The
523   metadata blocks don't change otherwise.  The old leaf won't be freed until
524   after the RCU grace period.
525
5263. Insertion replacing part of a subtree that we haven't yet entered.  This
527   may involve replacement of part of that subtree - but that won't affect
528   the iteration as we won't have reached the pointer to it yet and the
529   ancestry blocks are not replaced (the layout of those does not change).
530
5314. Insertion replacing nodes that we're actively processing.  This isn't a
532   problem as we've passed the anchoring pointer and won't switch onto the
533   new layout until we follow the back pointers - at which point we've
534   already examined the leaves in the replaced node (we iterate over all the
535   leaves in a node before following any of its metadata pointers).
536
537   We might, however, re-see some leaves that have been split out into a new
538   branch that's in a slot further along than we were at.
539
5405. Insertion replacing nodes that we're processing a dependent branch of.
541   This won't affect us until we follow the back pointers.  Similar to (4).
542
5436. Deletion collapsing a branch under us.  This doesn't affect us because the
544   back pointers will get us back to the parent of the new node before we
545   could see the new node.  The entire collapsed subtree is thrown away
546   unchanged - and will still be rooted on the same slot, so we shouldn't
547   process it a second time as we'll go back to slot + 1.
548
549.. note::
550
551   Under some circumstances, we need to simultaneously change the parent
552   pointer and the parent slot pointer on a node (say, for example, we
553   inserted another node before it and moved it up a level).  We cannot do
554   this without locking against a read - so we have to replace that node too.
555
556   However, when we're changing a shortcut into a node this isn't a problem
557   as shortcuts only have one slot and so the parent slot number isn't used
558   when traversing backwards over one.  This means that it's okay to change
559   the slot number first - provided suitable barriers are used to make sure
560   the parent slot number is read after the back pointer.
561
562Obsolete blocks and leaves are freed up after an RCU grace period has passed,
563so as long as anyone doing walking or iteration holds the RCU read lock, the
564old superstructure should not go away on them.
565