xref: /illumos-gate/usr/src/uts/common/fs/smbsrv/smb_oplock.c (revision c211fc479225fa54805cf480633bf6689ca9a2db)
1 /*
2  * CDDL HEADER START
3  *
4  * The contents of this file are subject to the terms of the
5  * Common Development and Distribution License (the "License").
6  * You may not use this file except in compliance with the License.
7  *
8  * You can obtain a copy of the license at usr/src/OPENSOLARIS.LICENSE
9  * or http://www.opensolaris.org/os/licensing.
10  * See the License for the specific language governing permissions
11  * and limitations under the License.
12  *
13  * When distributing Covered Code, include this CDDL HEADER in each
14  * file and include the License file at usr/src/OPENSOLARIS.LICENSE.
15  * If applicable, add the following below this CDDL HEADER, with the
16  * fields enclosed by brackets "[]" replaced with your own identifying
17  * information: Portions Copyright [yyyy] [name of copyright owner]
18  *
19  * CDDL HEADER END
20  */
21 /*
22  * Copyright 2009 Sun Microsystems, Inc.  All rights reserved.
23  * Use is subject to license terms.
24  */
25 /*
26  * SMB Locking library functions.
27  */
28 
29 #include <smbsrv/smb_incl.h>
30 #include <smbsrv/smb_fsops.h>
31 #include <inet/tcp.h>
32 
33 static void smb_oplock_enter(smb_node_t *);
34 
35 /*
36  *	Magic		0xFF 'S' 'M' 'B'
37  *	smb_com 	a byte, the "first" command
38  *	Error		a 4-byte union, ignored in a request
39  *	smb_flg		a one byte set of eight flags
40  *	smb_flg2	a two byte set of 16 flags
41  *	.		twelve reserved bytes, have a role
42  *			in connectionless transports (IPX, UDP?)
43  *	smb_tid		a 16-bit tree ID, a mount point sorta,
44  *			0xFFFF is this command does not have
45  *			or require a tree context
46  *	smb_pid		a 16-bit process ID
47  *	smb_uid		a 16-bit user ID, specific to this "session"
48  *			and mapped to a system (bona-fide) UID
49  *	smb_mid		a 16-bit multiplex ID, used to differentiate
50  *			multiple simultaneous requests from the same
51  *			process (pid) (ref RPC "xid")
52  *
53  * SMB_COM_LOCKING_ANDX allows both locking and/or unlocking of file range(s).
54  *
55  *  Client Request                     Description
56  *  ================================== =================================
57  *
58  *  UCHAR WordCount;                   Count of parameter words = 8
59  *  UCHAR AndXCommand;                 Secondary (X) command;  0xFF = none
60  *  UCHAR AndXReserved;                Reserved (must be 0)
61  *  USHORT AndXOffset;                 Offset to next command WordCount
62  *  USHORT Fid;                        File handle
63  *  UCHAR LockType;                    See LockType table below
64  *  UCHAR OplockLevel;                 The new oplock level
65  *  ULONG Timeout;                     Milliseconds to wait for unlock
66  *  USHORT NumberOfUnlocks;            Num. unlock range structs following
67  *  USHORT NumberOfLocks;              Num. lock range structs following
68  *  USHORT ByteCount;                  Count of data bytes
69  *  LOCKING_ANDX_RANGE Unlocks[];      Unlock ranges
70  *  LOCKING_ANDX_RANGE Locks[];        Lock ranges
71  *
72  *  LockType Flag Name            Value Description
73  *  ============================  ===== ================================
74  *
75  *  LOCKING_ANDX_SHARED_LOCK      0x01  Read-only lock
76  *  LOCKING_ANDX_OPLOCK_RELEASE   0x02  Oplock break notification
77  *  LOCKING_ANDX_CHANGE_LOCKTYPE  0x04  Change lock type
78  *  LOCKING_ANDX_CANCEL_LOCK      0x08  Cancel outstanding request
79  *  LOCKING_ANDX_LARGE_FILES      0x10  Large file locking format
80  *
81  *  LOCKING_ANDX_RANGE Format
82  *  =====================================================================
83  *
84  *  USHORT Pid;                        PID of process "owning" lock
85  *  ULONG Offset;                      Offset to bytes to [un]lock
86  *  ULONG Length;                      Number of bytes to [un]lock
87  *
88  *  Large File LOCKING_ANDX_RANGE Format
89  *  =====================================================================
90  *
91  *  USHORT Pid;                        PID of process "owning" lock
92  *  USHORT Pad;                        Pad to DWORD align (mbz)
93  *  ULONG OffsetHigh;                  Offset to bytes to [un]lock
94  *                                      (high)
95  *  ULONG OffsetLow;                   Offset to bytes to [un]lock (low)
96  *  ULONG LengthHigh;                  Number of bytes to [un]lock
97  *                                      (high)
98  *  ULONG LengthLow;                   Number of bytes to [un]lock (low)
99  *
100  *  Server Response                    Description
101  *  ================================== =================================
102  *
103  *  UCHAR WordCount;                   Count of parameter words = 2
104  *  UCHAR AndXCommand;                 Secondary (X) command;  0xFF =
105  *                                      none
106  *  UCHAR AndXReserved;                Reserved (must be 0)
107  *  USHORT AndXOffset;                 Offset to next command WordCount
108  *  USHORT ByteCount;                  Count of data bytes = 0
109  *
110  */
111 
112 /*
113  * smb_oplock_acquire
114  *
115  * Attempt to acquire an oplock. Note that the oplock granted may be
116  * none, i.e. the oplock was not granted. The result of the acquisition is
117  * provided in ol->ol_level.
118  *
119  * Grant an oplock to the requestor if this session is the only one
120  * that has the file open, regardless of the number of instances of
121  * the file opened by this session.
122  *
123  * However, if there is no oplock on this file and there is already
124  * at least one open, we will not grant an oplock, even if the only
125  * existing opens are from the same client.  This is "server discretion."
126  *
127  * An oplock may need to be broken in order for one to be granted, and
128  * depending on what action is taken by the other client (unlock or close),
129  * an oplock may or may not be granted.  (The breaking of an oplock is
130  * done earlier in the calling path.)
131  */
132 void
133 smb_oplock_acquire(smb_node_t *node, smb_ofile_t *of, open_param_t *op)
134 {
135 	smb_session_t	*session;
136 	smb_oplock_t	*ol;
137 	clock_t		time;
138 
139 	SMB_NODE_VALID(node);
140 	SMB_OFILE_VALID(of);
141 
142 	ASSERT(node == SMB_OFILE_GET_NODE(of));
143 
144 	session = SMB_OFILE_GET_SESSION(of);
145 
146 	if (!smb_session_oplocks_enable(session) ||
147 	    smb_tree_has_feature(SMB_OFILE_GET_TREE(of), SMB_TREE_NO_OPLOCKS)) {
148 		/* This implies that trees cannot overlap. */
149 		op->op_oplock_level = SMB_OPLOCK_NONE;
150 		return;
151 	}
152 
153 	ol = &node->n_oplock;
154 	time = MSEC_TO_TICK(smb_oplock_timeout) + ddi_get_lbolt();
155 
156 	mutex_enter(&node->n_mutex);
157 
158 	for (;;) {
159 		int	rc;
160 
161 		smb_oplock_enter(node);
162 
163 		if (node->n_state == SMB_NODE_STATE_AVAILABLE) {
164 			if ((op->op_oplock_level == SMB_OPLOCK_LEVEL_II) ||
165 			    (op->op_oplock_level == SMB_OPLOCK_NONE) ||
166 			    (node->n_open_count > 1)) {
167 				mutex_exit(&node->n_mutex);
168 				op->op_oplock_level = SMB_OPLOCK_NONE;
169 				return;
170 			}
171 			ol->ol_ofile = of;
172 			ol->ol_sess_id = SMB_SESSION_GET_ID(session);
173 			ol->ol_level = op->op_oplock_level;
174 			ol->ol_xthread = curthread;
175 			node->n_state = SMB_NODE_STATE_OPLOCK_GRANTED;
176 			mutex_exit(&node->n_mutex);
177 			if (smb_fsop_oplock_install(node, of->f_mode) == 0) {
178 				smb_ofile_set_oplock_granted(of);
179 				return;
180 			}
181 			mutex_enter(&node->n_mutex);
182 			ASSERT(node->n_state == SMB_NODE_STATE_OPLOCK_GRANTED);
183 			node->n_state = SMB_NODE_STATE_AVAILABLE;
184 			ol->ol_xthread = NULL;
185 			op->op_oplock_level = SMB_OPLOCK_NONE;
186 			if (ol->ol_waiters_count != 0)
187 				cv_broadcast(&ol->ol_cv);
188 			break;
189 		}
190 
191 		if (node->n_state == SMB_NODE_STATE_OPLOCK_GRANTED) {
192 			if (SMB_SESSION_GET_ID(session) == ol->ol_sess_id)
193 				break;
194 			node->n_state = SMB_NODE_STATE_OPLOCK_BREAKING;
195 			smb_session_oplock_break(
196 			    SMB_OFILE_GET_SESSION(ol->ol_ofile), ol->ol_ofile);
197 		}
198 
199 		ASSERT(node->n_state == SMB_NODE_STATE_OPLOCK_BREAKING);
200 
201 		ol->ol_waiters_count++;
202 		rc = cv_timedwait(&ol->ol_cv, &node->n_mutex, time);
203 		ol->ol_waiters_count--;
204 
205 		if (rc == -1) {
206 			/*
207 			 * Oplock release timed out.
208 			 */
209 			if (node->n_state == SMB_NODE_STATE_OPLOCK_BREAKING) {
210 				node->n_state = SMB_NODE_STATE_AVAILABLE;
211 				ol->ol_xthread = curthread;
212 				mutex_exit(&node->n_mutex);
213 				smb_fsop_oplock_uninstall(node);
214 				smb_session_oplock_break_timedout(
215 				    SMB_OFILE_GET_SESSION(ol->ol_ofile));
216 				mutex_enter(&node->n_mutex);
217 				ol->ol_xthread = NULL;
218 				if (ol->ol_waiters_count != 0)
219 					cv_broadcast(&ol->ol_cv);
220 			}
221 		}
222 	}
223 	mutex_exit(&node->n_mutex);
224 }
225 
226 /*
227  * smb_oplock_break
228  *
229  * The oplock break may succeed for multiple reasons: file close, oplock
230  * release, holder connection dropped, requesting client disconnect etc.
231  *
232  * Returns:
233  *
234  *	B_TRUE	The oplock is broken.
235  *	B_FALSE	The oplock is being broken. This is returned if nowait is set
236  *		to B_TRUE;
237  */
238 boolean_t
239 smb_oplock_break(smb_node_t *node, uint64_t sess_id, boolean_t nowait)
240 {
241 	smb_oplock_t	*ol;
242 	clock_t		time;
243 
244 	SMB_NODE_VALID(node);
245 	ol = &node->n_oplock;
246 	time = MSEC_TO_TICK(smb_oplock_timeout) + ddi_get_lbolt();
247 
248 	mutex_enter(&node->n_mutex);
249 	if (ol->ol_sess_id == sess_id) {
250 		mutex_exit(&node->n_mutex);
251 		return (B_TRUE);
252 	}
253 
254 	for (;;) {
255 		int	rc;
256 
257 		smb_oplock_enter(node);
258 
259 		if (node->n_state == SMB_NODE_STATE_AVAILABLE) {
260 			mutex_exit(&node->n_mutex);
261 			return (B_TRUE);
262 		}
263 
264 		if (node->n_state == SMB_NODE_STATE_OPLOCK_GRANTED) {
265 			node->n_state = SMB_NODE_STATE_OPLOCK_BREAKING;
266 			smb_session_oplock_break(
267 			    SMB_OFILE_GET_SESSION(ol->ol_ofile), ol->ol_ofile);
268 		}
269 
270 		ASSERT(node->n_state == SMB_NODE_STATE_OPLOCK_BREAKING);
271 		if (nowait) {
272 			mutex_exit(&node->n_mutex);
273 			return (B_FALSE);
274 		}
275 		ol->ol_waiters_count++;
276 		rc = cv_timedwait(&ol->ol_cv, &node->n_mutex, time);
277 		ol->ol_waiters_count--;
278 		if (rc == -1) {
279 			/*
280 			 * Oplock release timed out.
281 			 */
282 			if (node->n_state == SMB_NODE_STATE_OPLOCK_BREAKING) {
283 				node->n_state = SMB_NODE_STATE_AVAILABLE;
284 				ol->ol_xthread = curthread;
285 				mutex_exit(&node->n_mutex);
286 				smb_fsop_oplock_uninstall(node);
287 				smb_session_oplock_break_timedout(
288 				    SMB_OFILE_GET_SESSION(ol->ol_ofile));
289 				mutex_enter(&node->n_mutex);
290 				ol->ol_xthread = NULL;
291 				if (ol->ol_waiters_count != 0)
292 					cv_broadcast(&ol->ol_cv);
293 				break;
294 			}
295 		}
296 	}
297 	mutex_exit(&node->n_mutex);
298 	return (B_TRUE);
299 }
300 
301 /*
302  * smb_oplock_release
303  *
304  * This function releases the oplock on the node passed in. If other threads
305  * were waiting for the oplock to be released they are signaled.
306  */
307 void
308 smb_oplock_release(smb_node_t *node, smb_ofile_t *of)
309 {
310 	smb_oplock_t	*ol;
311 
312 	SMB_NODE_VALID(node);
313 	ol = &node->n_oplock;
314 
315 	mutex_enter(&node->n_mutex);
316 	smb_oplock_enter(node);
317 	switch (node->n_state) {
318 	case SMB_NODE_STATE_AVAILABLE:
319 		break;
320 
321 	case SMB_NODE_STATE_OPLOCK_GRANTED:
322 	case SMB_NODE_STATE_OPLOCK_BREAKING:
323 		if (ol->ol_ofile == of) {
324 			node->n_state = SMB_NODE_STATE_AVAILABLE;
325 			ol->ol_xthread = curthread;
326 			mutex_exit(&node->n_mutex);
327 			smb_fsop_oplock_uninstall(node);
328 			smb_session_oplock_released(
329 			    SMB_OFILE_GET_SESSION(ol->ol_ofile));
330 			mutex_enter(&node->n_mutex);
331 			ol->ol_xthread = NULL;
332 			if (ol->ol_waiters_count != 0)
333 				cv_broadcast(&ol->ol_cv);
334 		}
335 		break;
336 
337 	default:
338 		SMB_PANIC();
339 	}
340 	mutex_exit(&node->n_mutex);
341 }
342 
343 /*
344  * smb_oplock_conflict
345  *
346  * The two checks on "session" and "op" are primarily for the open path.
347  * Other CIFS functions may call smb_oplock_conflict() with a session
348  * pointer so as to do the session check.
349  */
350 boolean_t
351 smb_oplock_conflict(smb_node_t *node, smb_session_t *session, open_param_t *op)
352 {
353 	boolean_t	rb;
354 
355 	SMB_NODE_VALID(node);
356 	SMB_SESSION_VALID(session);
357 
358 	mutex_enter(&node->n_mutex);
359 	smb_oplock_enter(node);
360 	switch (node->n_state) {
361 	case SMB_NODE_STATE_AVAILABLE:
362 		rb = B_FALSE;
363 		break;
364 
365 	case SMB_NODE_STATE_OPLOCK_GRANTED:
366 	case SMB_NODE_STATE_OPLOCK_BREAKING:
367 		if (SMB_SESSION_GET_ID(session) == node->n_oplock.ol_sess_id) {
368 			rb = B_FALSE;
369 			break;
370 		}
371 
372 		if (op != NULL) {
373 			if (((op->desired_access & ~(FILE_READ_ATTRIBUTES |
374 			    FILE_WRITE_ATTRIBUTES | SYNCHRONIZE)) == 0) &&
375 			    (op->create_disposition != FILE_SUPERSEDE) &&
376 			    (op->create_disposition != FILE_OVERWRITE)) {
377 				/* Attributs only */
378 				rb = B_FALSE;
379 				break;
380 			}
381 		}
382 		rb = B_TRUE;
383 		break;
384 
385 	default:
386 		SMB_PANIC();
387 	}
388 	mutex_exit(&node->n_mutex);
389 	return (rb);
390 }
391 
392 /*
393  * smb_oplock_exit
394  *
395  * The the calling thread has the pointer to its context stored in ol_thread
396  * it resets that field. If any other thread is waiting for that field to
397  * turn to NULL it is signaled.
398  *
399  * Returns:
400  *	B_TRUE	Oplock unlocked
401  *	B_FALSE	Oplock still locked
402  */
403 boolean_t
404 smb_oplock_exit(smb_node_t *node)
405 {
406 	smb_oplock_t	*ol;
407 	boolean_t	rb;
408 
409 	SMB_NODE_VALID(node);
410 	ol = &node->n_oplock;
411 	rb = B_FALSE;
412 
413 	mutex_enter(&node->n_mutex);
414 	if ((ol->ol_xthread != NULL) && (ol->ol_xthread == curthread)) {
415 		ol->ol_xthread = NULL;
416 		if (ol->ol_waiters_count != 0)
417 			cv_broadcast(&ol->ol_cv);
418 		rb = B_TRUE;
419 	}
420 	mutex_exit(&node->n_mutex);
421 	return (rb);
422 }
423 
424 /*
425  * smb_oplock_wait
426  *
427  * The mutex of the node must have benn entered before calling this function.
428  * If the field ol_xthread is not NULL and doesn't contain the pointer to the
429  * context of the calling thread, the caller will sleep until that field is
430  * reset (set to NULL).
431  */
432 static void
433 smb_oplock_enter(smb_node_t *node)
434 {
435 	smb_oplock_t	*ol = &node->n_oplock;
436 
437 	if ((ol->ol_xthread != NULL) && (ol->ol_xthread != curthread)) {
438 		ol->ol_waiters_count++;
439 		while (ol->ol_xthread != NULL)
440 			cv_wait(&ol->ol_cv, &node->n_mutex);
441 		ol->ol_waiters_count--;
442 	}
443 }
444