xref: /illumos-gate/usr/src/uts/common/fs/smbsrv/smb_notify.c (revision b1e2e3fb17324e9ddf43db264a0c64da7756d9e6)
1 /*
2  * CDDL HEADER START
3  *
4  * The contents of this file are subject to the terms of the
5  * Common Development and Distribution License (the "License").
6  * You may not use this file except in compliance with the License.
7  *
8  * You can obtain a copy of the license at usr/src/OPENSOLARIS.LICENSE
9  * or http://www.opensolaris.org/os/licensing.
10  * See the License for the specific language governing permissions
11  * and limitations under the License.
12  *
13  * When distributing Covered Code, include this CDDL HEADER in each
14  * file and include the License file at usr/src/OPENSOLARIS.LICENSE.
15  * If applicable, add the following below this CDDL HEADER, with the
16  * fields enclosed by brackets "[]" replaced with your own identifying
17  * information: Portions Copyright [yyyy] [name of copyright owner]
18  *
19  * CDDL HEADER END
20  */
21 
22 /*
23  * Copyright (c) 2007, 2010, Oracle and/or its affiliates. All rights reserved.
24  * Copyright 2016 Nexenta Systems, Inc.  All rights reserved.
25  */
26 
27 /*
28  * File Change Notification (FCN)
29  * Common parts shared by SMB1 & SMB2
30  */
31 
32 /*
33  * This command notifies the client when the specified directory
34  * has changed, and optionally returns the names of files and
35  * directories that changed, and how they changed.  The caller
36  * specifies a "Completion Filter" to select which kinds of
37  * changes they want to know about.
38  *
39  * When a change that's in the CompletionFilter is made to the directory,
40  * the command completes.  The names of the files that have changed since
41  * the last time the command was issued are returned to the client.
42  * If too many files have changed since the last time the command was
43  * issued, then zero bytes are returned and an alternate status code
44  * is returned in the Status field of the response.
45  *
46  * The CompletionFilter is a mask created as the sum of any of the
47  * following flags:
48  *
49  * FILE_NOTIFY_CHANGE_FILE_NAME        0x00000001
50  * FILE_NOTIFY_CHANGE_DIR_NAME         0x00000002
51  * FILE_NOTIFY_CHANGE_NAME             0x00000003
52  * FILE_NOTIFY_CHANGE_ATTRIBUTES       0x00000004
53  * FILE_NOTIFY_CHANGE_SIZE             0x00000008
54  * FILE_NOTIFY_CHANGE_LAST_WRITE       0x00000010
55  * FILE_NOTIFY_CHANGE_LAST_ACCESS      0x00000020
56  * FILE_NOTIFY_CHANGE_CREATION         0x00000040
57  * FILE_NOTIFY_CHANGE_EA               0x00000080
58  * FILE_NOTIFY_CHANGE_SECURITY         0x00000100
59  * FILE_NOTIFY_CHANGE_STREAM_NAME      0x00000200
60  * FILE_NOTIFY_CHANGE_STREAM_SIZE      0x00000400
61  * FILE_NOTIFY_CHANGE_STREAM_WRITE     0x00000800
62  *
63  *
64  * The response contains FILE_NOTIFY_INFORMATION structures, as defined
65  * below.  The NextEntryOffset field of the structure specifies the offset,
66  * in bytes, from the start of the current entry to the next entry in the
67  * list.  If this is the last entry in the list, this field is zero.  Each
68  * entry in the list must be longword aligned, so NextEntryOffset must be a
69  * multiple of four.
70  *
71  * typedef struct {
72  *     ULONG NextEntryOffset;
73  *     ULONG Action;
74  *     ULONG FileNameLength;
75  *     WCHAR FileName[1];
76  * } FILE_NOTIFY_INFORMATION;
77  *
78  * Where Action describes what happened to the file named FileName:
79  *
80  * FILE_ACTION_ADDED            0x00000001
81  * FILE_ACTION_REMOVED          0x00000002
82  * FILE_ACTION_MODIFIED         0x00000003
83  * FILE_ACTION_RENAMED_OLD_NAME 0x00000004
84  * FILE_ACTION_RENAMED_NEW_NAME 0x00000005
85  * FILE_ACTION_ADDED_STREAM     0x00000006
86  * FILE_ACTION_REMOVED_STREAM   0x00000007
87  * FILE_ACTION_MODIFIED_STREAM  0x00000008
88  *
89  * The internal interface between SMB1 and/or SMB2 protocol handlers
90  * and this module has some sophistication to allow for:
91  * (1) code sharing between SMB1 and SMB2(+)
92  * (2) efficient handling of non-blocking scenarios
93  * (3) long blocking calls without tying up a thread
94  *
95  * The interface has three calls (like a three act play)
96  *
97  * smb_notify_act1:
98  *	Validate parameters, setup ofile buffer.
99  *	If data already available, return it, all done.
100  * 	(In the "all done" case, skip act2 & act3.)
101  * 	If no data available, return a special error
102  *	("STATUS_PENDING") to tell the caller they must
103  *	proceed with calls to act2 & act3.
104  *
105  * smb_notify_act2:
106  *	Arrange wakeup after event delivery or cancellation.
107  *	Return leaving the SR with no worker thread.
108  *
109  * smb_notify_act3:
110  *	New taskq work thread runs this after the wakeup
111  *	or cancellation arranged in act2 happens.  This
112  *	returns the notification data and retires the SR.
113  *
114  * In the SMB2 notify handler, we call act1 during the initial
115  * synchronous handling of the request.  If that returns anything
116  * other than STATUS_PENDING, that request is fully complete.
117  * If act1 returns STATUS_PENDING, SMB2 calls act2 as it's
118  * "go async" handler, which arranges to call act3 later.
119  *
120  * In the SMB1 notify handler there is not separate sync. & async
121  * handler so act1 and (if necessary) act2 are both called during
122  * the initial handling of the request.
123  *
124  * About notify event buffering:
125  *
126  * An important (and poorly documented) feature of SMB notify is
127  * that once a notify call has happened on a given directory handle,
128  * the system CONTINUES to post events to the notify event buffer
129  * for the handle, even when SMB notify calls are NOT running.
130  * When the client next comes back with a notify call, we return
131  * any events that were posted while they were "away".  This is
132  * how clients track directory changes without missing events.
133  *
134  * About simultaneous notify calls:
135  *
136  * Note that SMB "notify" calls are destructive to events, much like
137  * reading data from a pipe.  It therefore makes little sense to
138  * allow multiple simultaneous callers.  However, we permit it
139  * (like Windows does) as follows:  When multiple notify calls
140  * are waiting for events, the next event wakes them all, and
141  * only the last one out clears the event buffer.  They all get
142  * whatever events are pending at the time they woke up.
143  *
144  * About NT_STATUS_NOTIFY_ENUM_DIR
145  *
146  * One more caution about NT_STATUS_NOTIFY_ENUM_DIR:  Some clients
147  * are stupid about re-reading the directory almost continuously when
148  * there are changes happening in the directory.  We want to bound
149  * the rate of such directory re-reading, so before returning an
150  * NT_STATUS_NOTIFY_ENUM_DIR, we delay just a little.  The length
151  * of the delay can be adjusted via smb_notify_enum_dir_delay,
152  * though it's not expected that should need to be changed.
153  */
154 
155 #include <smbsrv/smb_kproto.h>
156 #include <sys/sdt.h>
157 
158 /*
159  * Length of the short delay we impose before returning
160  * NT_STATUS_NOTIFY_ENUM_DIR (See above)
161  */
162 int smb_notify_enum_dir_delay = 100; /* mSec. */
163 
164 static uint32_t smb_notify_get_events(smb_request_t *);
165 static void smb_notify_cancel(smb_request_t *);
166 static void smb_notify_wakeup(smb_request_t *);
167 static void smb_notify_dispatch2(smb_request_t *);
168 static void smb_notify_encode_action(smb_ofile_t *,
169 	uint32_t, const char *);
170 
171 
172 /*
173  * smb_notify_act1()
174  *
175  * Check for events and consume, non-blocking.
176  * Special return STATUS_PENDING means:
177  * No events; caller must call "act2" next.
178  *
179  * See overall design notes, top of file.
180  */
181 uint32_t
182 smb_notify_act1(smb_request_t *sr, uint32_t buflen, uint32_t filter)
183 {
184 	smb_ofile_t	*of;
185 	smb_node_t	*node;
186 	smb_notify_t	*nc;
187 	uint32_t	status;
188 
189 	/*
190 	 * Validate parameters
191 	 */
192 	if ((of = sr->fid_ofile) == NULL)
193 		return (NT_STATUS_INVALID_HANDLE);
194 	nc = &of->f_notify;
195 	node = of->f_node;
196 	if (node == NULL || !smb_node_is_dir(node)) {
197 		/* Notify change is only valid on directories. */
198 		return (NT_STATUS_INVALID_PARAMETER);
199 	}
200 
201 	mutex_enter(&of->f_mutex);
202 
203 	/*
204 	 * On the first FCN call with this ofile, subscribe to
205 	 * events on the node.  The corresponding unsubscribe
206 	 * happens in smb_ofile_delete().
207 	 */
208 	if (nc->nc_subscribed == B_FALSE) {
209 		nc->nc_subscribed = B_TRUE;
210 		smb_node_fcn_subscribe(node);
211 		/* In case this happened before we subscribed. */
212 		if (node->flags & NODE_FLAGS_DELETE_ON_CLOSE) {
213 			nc->nc_events |= FILE_NOTIFY_CHANGE_EV_DELETE;
214 		}
215 		/*
216 		 * Windows only lets you set these on the first call,
217 		 * so we may as well do the same.
218 		 */
219 		nc->nc_buffer.max_bytes = buflen;
220 		nc->nc_filter = filter;
221 	}
222 	/*
223 	 * If we already have events, consume them.
224 	 */
225 	sr->raw_data.max_bytes = buflen;
226 	if (nc->nc_events != 0) {
227 		status = smb_notify_get_events(sr);
228 	} else {
229 		/* Caller will come back for act2 */
230 		status = NT_STATUS_PENDING;
231 	}
232 
233 	mutex_exit(&of->f_mutex);
234 
235 	/*
236 	 * See: About NT_STATUS_NOTIFY_ENUM_DIR (above)
237 	 */
238 	if (status == NT_STATUS_NOTIFY_ENUM_DIR &&
239 	    smb_notify_enum_dir_delay > 0)
240 		delay(MSEC_TO_TICK(smb_notify_enum_dir_delay));
241 
242 	return (status);
243 }
244 
245 /*
246  * smb_notify_act2()
247  *
248  * Prepare to wait for events after act1 found that none were pending.
249  * Assume the wait may be for a very long time.  (hours, days...)
250  * Special return STATUS_PENDING means the SR will later be
251  * scheduled again on a new worker thread, and this thread
252  * MUST NOT touch it any longer (return SDRC_SR_KEPT).
253  *
254  * See overall design notes, top of file.
255  */
256 uint32_t
257 smb_notify_act2(smb_request_t *sr)
258 {
259 	smb_ofile_t	*of;
260 	smb_notify_t	*nc;
261 	uint32_t	status;
262 
263 	/*
264 	 * Sanity checks.
265 	 */
266 	if ((of = sr->fid_ofile) == NULL)
267 		return (NT_STATUS_INVALID_HANDLE);
268 	nc = &of->f_notify;
269 
270 	mutex_enter(&of->f_mutex);
271 
272 	/*
273 	 * Prepare for a potentially long wait for events.
274 	 * Normally transition from ACTIVE to WAITING_FCN1.
275 	 *
276 	 * Note we hold both of->f_mutex, sr->sr_mutex here,
277 	 * taken in that order.
278 	 */
279 	mutex_enter(&sr->sr_mutex);
280 	switch (sr->sr_state) {
281 	case SMB_REQ_STATE_ACTIVE:
282 		/*
283 		 * This sr has no worker thread until smb_notify_act3
284 		 * or smb_notify_cancel (later, via taskq_dispatch).
285 		 */
286 		sr->sr_state = SMB_REQ_STATE_WAITING_FCN1;
287 		sr->cancel_method = smb_notify_cancel;
288 		sr->sr_worker = NULL;
289 		list_insert_tail(&nc->nc_waiters, sr);
290 		status = NT_STATUS_PENDING;
291 		break;
292 
293 	case SMB_REQ_STATE_CANCELLED:
294 		status = NT_STATUS_CANCELLED;
295 		break;
296 	default:
297 		status = NT_STATUS_INTERNAL_ERROR;
298 		break;
299 	}
300 	mutex_exit(&sr->sr_mutex);
301 
302 	/*
303 	 * In case we missed any events before setting
304 	 * state FCN1, schedule our own wakeup.
305 	 */
306 	if (status == NT_STATUS_PENDING && nc->nc_events != 0) {
307 		smb_notify_wakeup(sr);
308 	}
309 
310 	mutex_exit(&of->f_mutex);
311 
312 	/* Note: Never NT_STATUS_NOTIFY_ENUM_DIR here. */
313 	ASSERT(status != NT_STATUS_NOTIFY_ENUM_DIR);
314 
315 	return (status);
316 }
317 
318 /*
319  * smb_notify_act3()
320  *
321  * This runs via the 2nd taskq_dispatch call, after we've either
322  * seen a change notify event, or the request has been cancelled.
323  * Complete it here.  This returns to SMB1 or SMB2 code to send
324  * the response and free the request.
325  *
326  * See overall design notes, top of file.
327  */
328 uint32_t
329 smb_notify_act3(smb_request_t *sr)
330 {
331 	smb_ofile_t	*of;
332 	smb_notify_t	*nc;
333 	uint32_t	status;
334 
335 	of = sr->fid_ofile;
336 	ASSERT(of != NULL);
337 	nc = &of->f_notify;
338 
339 	mutex_enter(&of->f_mutex);
340 
341 	mutex_enter(&sr->sr_mutex);
342 	ASSERT3P(sr->sr_worker, ==, NULL);
343 	sr->sr_worker = curthread;
344 	sr->cancel_method = NULL;
345 
346 	list_remove(&nc->nc_waiters, sr);
347 
348 	switch (sr->sr_state) {
349 	case SMB_REQ_STATE_WAITING_FCN2:
350 		/*
351 		 * Got smb_notify_wakeup.
352 		 */
353 		sr->sr_state = SMB_REQ_STATE_ACTIVE;
354 		status = 0;
355 		break;
356 
357 	case SMB_REQ_STATE_CANCEL_PENDING:
358 		/*
359 		 * Got smb_notify_cancel
360 		 */
361 		sr->sr_state = SMB_REQ_STATE_CANCELLED;
362 		status = NT_STATUS_CANCELLED;
363 		break;
364 	default:
365 		status = NT_STATUS_INTERNAL_ERROR;
366 		break;
367 	}
368 	mutex_exit(&sr->sr_mutex);
369 
370 	if (status == 0)
371 		status = smb_notify_get_events(sr);
372 
373 	mutex_exit(&of->f_mutex);
374 
375 	/*
376 	 * See: About NT_STATUS_NOTIFY_ENUM_DIR (above)
377 	 */
378 	if (status == NT_STATUS_NOTIFY_ENUM_DIR &&
379 	    smb_notify_enum_dir_delay > 0)
380 		delay(MSEC_TO_TICK(smb_notify_enum_dir_delay));
381 
382 	return (status);
383 }
384 
385 static uint32_t
386 smb_notify_get_events(smb_request_t *sr)
387 {
388 	smb_ofile_t	*of;
389 	smb_notify_t	*nc;
390 	uint32_t	status;
391 	int		len;
392 
393 	of = sr->fid_ofile;
394 	ASSERT(of != NULL);
395 	ASSERT(MUTEX_HELD(&of->f_mutex));
396 	nc = &of->f_notify;
397 
398 	DTRACE_PROBE2(notify__get__events,
399 	    smb_request_t, sr,
400 	    uint32_t, nc->nc_events);
401 
402 	/*
403 	 * Special events which override other events
404 	 */
405 	if (nc->nc_events & FILE_NOTIFY_CHANGE_EV_CLOSED) {
406 		status = NT_STATUS_NOTIFY_CLEANUP;
407 		goto out;
408 	}
409 	if (nc->nc_events & FILE_NOTIFY_CHANGE_EV_DELETE) {
410 		status = NT_STATUS_DELETE_PENDING;
411 		goto out;
412 	}
413 	if (nc->nc_events & FILE_NOTIFY_CHANGE_EV_SUBDIR) {
414 		status = NT_STATUS_NOTIFY_ENUM_DIR;
415 		goto out;
416 	}
417 	if (nc->nc_events & FILE_NOTIFY_CHANGE_EV_OVERFLOW) {
418 		status = NT_STATUS_NOTIFY_ENUM_DIR;
419 		goto out;
420 	}
421 
422 	/*
423 	 * Normal events (FILE_NOTIFY_VALID_MASK)
424 	 *
425 	 * At this point there should be some, or else
426 	 * some sort of bug woke us up for nothing.
427 	 */
428 	if ((nc->nc_events & FILE_NOTIFY_VALID_MASK) == 0) {
429 		status = NT_STATUS_INTERNAL_ERROR;
430 		goto out;
431 	}
432 
433 	/*
434 	 * Many Windows clients call change notify with a
435 	 * zero-length buffer, expecting all events to be
436 	 * reported as _ENUM_DIR.  Testing max_bytes here
437 	 * because ROOM_FOR check below says "yes" if both
438 	 * max_bytes and the amount we ask for are zero.
439 	 */
440 	if (nc->nc_buffer.max_bytes <= 0) {
441 		status = NT_STATUS_NOTIFY_ENUM_DIR;
442 		goto out;
443 	}
444 
445 	/*
446 	 * Client gave us a non-zero output buffer, and
447 	 * there was no overflow event (checked above)
448 	 * so there should be some event data.
449 	 */
450 	if ((len = nc->nc_buffer.chain_offset) <= 0) {
451 		status = NT_STATUS_INTERNAL_ERROR;
452 		goto out;
453 	}
454 
455 	/*
456 	 * If the current SR has a smaller output buffer
457 	 * then what was setup by some previous notify,
458 	 * we could have more data than will fit.
459 	 */
460 	if (!MBC_ROOM_FOR(&sr->raw_data, len)) {
461 		/* Would overflow caller's buffer. */
462 		status = NT_STATUS_NOTIFY_ENUM_DIR;
463 		goto out;
464 	}
465 
466 	/*
467 	 * Copy the event data to sr->raw_data.  In the copy,
468 	 * zap the NextEntryOffset in the last entry, and
469 	 * trim any extra bytes at the tail.
470 	 */
471 	(void) smb_mbc_copy(&sr->raw_data, &nc->nc_buffer, 0, len);
472 	(void) smb_mbc_poke(&sr->raw_data, nc->nc_last_off, "l", 0);
473 	smb_mbuf_trim(sr->raw_data.chain, len);
474 	status = 0;
475 
476 out:
477 	/*
478 	 * If there are no other SRs waiting on this ofile,
479 	 * mark all events consumed, except for those that
480 	 * remain until the ofile is closed.  That means
481 	 * clear all bits EXCEPT: _EV_CLOSED, _EV_DELETE
482 	 *
483 	 * If there are other waiters (rare) all will get
484 	 * the currently pending events, and then the
485 	 * the last one out will clear the events.
486 	 */
487 	if (list_is_empty(&nc->nc_waiters)) {
488 		nc->nc_buffer.chain_offset = 0;
489 		nc->nc_events &= (FILE_NOTIFY_CHANGE_EV_CLOSED |
490 		    FILE_NOTIFY_CHANGE_EV_DELETE);
491 	}
492 
493 	return (status);
494 }
495 
496 /*
497  * Called by common code after a transition from
498  * state WAITING_FCN1 to state CANCEL_PENDING.
499  */
500 static void
501 smb_notify_cancel(smb_request_t *sr)
502 {
503 	ASSERT3U(sr->sr_state, ==, SMB_REQ_STATE_CANCEL_PENDING);
504 	smb_notify_dispatch2(sr);
505 }
506 
507 /*
508  * Called after ofile event delivery to take a waiting smb request
509  * from state FCN1 to state FCN2.  This may be called many times
510  * (as events are delivered) but it must (exactly once) schedule
511  * the taskq job to run smb_notify_act3().  Only the event that
512  * takes us from state FCN1 to FCN2 schedules the taskq job.
513  */
514 static void
515 smb_notify_wakeup(smb_request_t *sr)
516 {
517 	boolean_t do_disp = B_FALSE;
518 
519 	SMB_REQ_VALID(sr);
520 
521 	mutex_enter(&sr->sr_mutex);
522 	if (sr->sr_state == SMB_REQ_STATE_WAITING_FCN1) {
523 		sr->sr_state = SMB_REQ_STATE_WAITING_FCN2;
524 		do_disp = B_TRUE;
525 	}
526 	mutex_exit(&sr->sr_mutex);
527 
528 	if (do_disp) {
529 		smb_notify_dispatch2(sr);
530 	}
531 }
532 
533 /*
534  * smb_notify_dispatch2()
535  * Schedule a 2nd taskq call to finish up a change notify request;
536  * (smb_notify_act3) either completing it or cancelling it.
537  */
538 static void
539 smb_notify_dispatch2(smb_request_t *sr)
540 {
541 	void (*tq_func)(void *);
542 
543 	/*
544 	 * Both of these call smb_notify_act3(), returning
545 	 * to version-specific code to send the response.
546 	 */
547 	if (sr->session->dialect >= SMB_VERS_2_BASE)
548 		tq_func = smb2_change_notify_finish;
549 	else
550 		tq_func = smb_nt_transact_notify_finish;
551 
552 	(void) taskq_dispatch(sr->sr_server->sv_worker_pool,
553 	    tq_func, sr, TQ_SLEEP);
554 }
555 
556 
557 /*
558  * What completion filter (masks) apply to each of the
559  * FILE_ACTION_... events.
560  */
561 static const uint32_t
562 smb_notify_action_mask[] = {
563 	0,  /* not used */
564 
565 	/* FILE_ACTION_ADDED	 */
566 	FILE_NOTIFY_CHANGE_NAME |
567 	FILE_NOTIFY_CHANGE_LAST_WRITE,
568 
569 	/* FILE_ACTION_REMOVED	 */
570 	FILE_NOTIFY_CHANGE_NAME |
571 	FILE_NOTIFY_CHANGE_LAST_WRITE,
572 
573 	/* FILE_ACTION_MODIFIED	 */
574 	FILE_NOTIFY_CHANGE_ATTRIBUTES |
575 	FILE_NOTIFY_CHANGE_SIZE |
576 	FILE_NOTIFY_CHANGE_LAST_WRITE |
577 	FILE_NOTIFY_CHANGE_LAST_ACCESS |
578 	FILE_NOTIFY_CHANGE_CREATION |
579 	FILE_NOTIFY_CHANGE_EA |
580 	FILE_NOTIFY_CHANGE_SECURITY,
581 
582 	/* FILE_ACTION_RENAMED_OLD_NAME */
583 	FILE_NOTIFY_CHANGE_NAME |
584 	FILE_NOTIFY_CHANGE_LAST_WRITE,
585 
586 	/* FILE_ACTION_RENAMED_NEW_NAME */
587 	FILE_NOTIFY_CHANGE_NAME |
588 	FILE_NOTIFY_CHANGE_LAST_WRITE,
589 
590 	/* FILE_ACTION_ADDED_STREAM */
591 	FILE_NOTIFY_CHANGE_STREAM_NAME,
592 
593 	/* FILE_ACTION_REMOVED_STREAM */
594 	FILE_NOTIFY_CHANGE_STREAM_NAME,
595 
596 	/* FILE_ACTION_MODIFIED_STREAM */
597 	FILE_NOTIFY_CHANGE_STREAM_SIZE |
598 	FILE_NOTIFY_CHANGE_STREAM_WRITE,
599 
600 	/* FILE_ACTION_SUBDIR_CHANGED */
601 	FILE_NOTIFY_CHANGE_EV_SUBDIR,
602 
603 	/* FILE_ACTION_DELETE_PENDING */
604 	FILE_NOTIFY_CHANGE_EV_DELETE,
605 
606 	/* FILE_ACTION_HANDLE_CLOSED */
607 	FILE_NOTIFY_CHANGE_EV_CLOSED,
608 };
609 static const int smb_notify_action_nelm =
610 	sizeof (smb_notify_action_mask) /
611 	sizeof (smb_notify_action_mask[0]);
612 
613 /*
614  * smb_notify_ofile
615  *
616  * Post an event to the change notify buffer for this ofile,
617  * subject to the mask that selects subscribed event types.
618  * If an SR is waiting for events and we've delivered some,
619  * wake the SR.
620  */
621 void
622 smb_notify_ofile(smb_ofile_t *of, uint_t action, const char *name)
623 {
624 	smb_notify_t	*nc;
625 	smb_request_t	*sr;
626 	uint32_t	filter, events;
627 
628 	SMB_OFILE_VALID(of);
629 
630 	mutex_enter(&of->f_mutex);
631 	nc = &of->f_notify;
632 
633 	/*
634 	 * Compute the filter & event bits for this action,
635 	 * which determine whether we'll post the event.
636 	 * Note: always sensitive to: delete, closed.
637 	 */
638 	filter = nc->nc_filter |
639 	    FILE_NOTIFY_CHANGE_EV_DELETE |
640 	    FILE_NOTIFY_CHANGE_EV_CLOSED;
641 	VERIFY(action < smb_notify_action_nelm);
642 	events = smb_notify_action_mask[action];
643 	if ((filter & events) == 0)
644 		goto unlock_out;
645 
646 	/*
647 	 * OK, we're going to post this event.
648 	 */
649 	switch (action) {
650 	case FILE_ACTION_ADDED:
651 	case FILE_ACTION_REMOVED:
652 	case FILE_ACTION_MODIFIED:
653 	case FILE_ACTION_RENAMED_OLD_NAME:
654 	case FILE_ACTION_RENAMED_NEW_NAME:
655 	case FILE_ACTION_ADDED_STREAM:
656 	case FILE_ACTION_REMOVED_STREAM:
657 	case FILE_ACTION_MODIFIED_STREAM:
658 		/*
659 		 * Append this event to the buffer.
660 		 * Also keep track of events seen.
661 		 */
662 		smb_notify_encode_action(of, action, name);
663 		nc->nc_events |= events;
664 		break;
665 
666 	case FILE_ACTION_SUBDIR_CHANGED:
667 	case FILE_ACTION_DELETE_PENDING:
668 	case FILE_ACTION_HANDLE_CLOSED:
669 		/*
670 		 * These are "internal" events, and therefore
671 		 * are not appended to the response buffer.
672 		 * Just record the event flags and wakeup.
673 		 */
674 		nc->nc_events |= events;
675 		break;
676 
677 	default:
678 		ASSERT(0);	/* bogus action */
679 		break;
680 	}
681 
682 	sr = list_head(&nc->nc_waiters);
683 	while (sr != NULL) {
684 		smb_notify_wakeup(sr);
685 		sr = list_next(&nc->nc_waiters, sr);
686 	}
687 
688 unlock_out:
689 	mutex_exit(&of->f_mutex);
690 }
691 
692 /*
693  * Encode a FILE_NOTIFY_INFORMATION struct.
694  */
695 static void
696 smb_notify_encode_action(smb_ofile_t *of,
697     uint32_t action, const char *fname)
698 {
699 	smb_notify_t *nc = &of->f_notify;
700 	mbuf_chain_t *mbc;
701 	uint32_t namelen, totlen;
702 
703 	ASSERT(nc != NULL);
704 	ASSERT(FILE_ACTION_ADDED <= action &&
705 	    action <= FILE_ACTION_MODIFIED_STREAM);
706 	ASSERT(fname != NULL);
707 	ASSERT(MUTEX_HELD(&of->f_mutex));
708 
709 	/* Once we've run out of room, stop trying to append. */
710 	if ((nc->nc_events & FILE_NOTIFY_CHANGE_EV_OVERFLOW) != 0)
711 		return;
712 
713 	if (fname == NULL)
714 		return;
715 	namelen = smb_wcequiv_strlen(fname);
716 	if (namelen == 0)
717 		return;
718 
719 	/*
720 	 * Layout is: 3 DWORDS, Unicode string, pad(4).
721 	 */
722 	mbc = &nc->nc_buffer;
723 	totlen = (12 + namelen + 3) & ~3;
724 	if (MBC_ROOM_FOR(mbc, totlen) == 0) {
725 		nc->nc_events |= FILE_NOTIFY_CHANGE_EV_OVERFLOW;
726 		return;
727 	}
728 
729 	/*
730 	 * Keep track of where this entry starts (nc_last_off)
731 	 * because after we put all entries, we need to zap
732 	 * the NextEntryOffset field in the last one.
733 	 */
734 	nc->nc_last_off = mbc->chain_offset;
735 
736 	/*
737 	 * Encode this entry, then 4-byte alignment padding.
738 	 *
739 	 * Note that smb_mbc_encodef with a "U" code puts a
740 	 * Unicode string with a null termination.  We don't
741 	 * want a null, but do want alignment padding.  We
742 	 * get that by encoding with "U.." at the end of the
743 	 * encoding string, which gets us two bytes for the
744 	 * Unicode NULL, and two more zeros for the "..".
745 	 * We then "back up" the chain_offset (finger) so it's
746 	 * correctly 4-byte aligned.  We will sometimes have
747 	 * written a couple more bytes than needed, but we'll
748 	 * just overwrite those with the next entry.  At the
749 	 * end, we trim the mbuf chain to the correct length.
750 	 */
751 	(void) smb_mbc_encodef(mbc, "lllU..",
752 	    totlen, /* NextEntryOffset */
753 	    action, namelen, fname);
754 	mbc->chain_offset = nc->nc_last_off + totlen;
755 }
756