xref: /illumos-gate/usr/src/uts/common/fs/smbsrv/smb_common_open.c (revision 81ad62fccc616122995dc5abd6e7a8bed377f818)
1 /*
2  * CDDL HEADER START
3  *
4  * The contents of this file are subject to the terms of the
5  * Common Development and Distribution License (the "License").
6  * You may not use this file except in compliance with the License.
7  *
8  * You can obtain a copy of the license at usr/src/OPENSOLARIS.LICENSE
9  * or http://www.opensolaris.org/os/licensing.
10  * See the License for the specific language governing permissions
11  * and limitations under the License.
12  *
13  * When distributing Covered Code, include this CDDL HEADER in each
14  * file and include the License file at usr/src/OPENSOLARIS.LICENSE.
15  * If applicable, add the following below this CDDL HEADER, with the
16  * fields enclosed by brackets "[]" replaced with your own identifying
17  * information: Portions Copyright [yyyy] [name of copyright owner]
18  *
19  * CDDL HEADER END
20  */
21 
22 /*
23  * Copyright (c) 2007, 2010, Oracle and/or its affiliates. All rights reserved.
24  * Copyright 2014 Nexenta Systems, Inc.  All rights reserved.
25  */
26 
27 /*
28  * This module provides the common open functionality to the various
29  * open and create SMB interface functions.
30  */
31 
32 #include <sys/types.h>
33 #include <sys/cmn_err.h>
34 #include <sys/fcntl.h>
35 #include <sys/nbmlock.h>
36 #include <smbsrv/string.h>
37 #include <smbsrv/smb_kproto.h>
38 #include <smbsrv/smb_fsops.h>
39 #include <smbsrv/smbinfo.h>
40 
41 volatile uint32_t smb_fids = 0;
42 #define	SMB_UNIQ_FID()	atomic_inc_32_nv(&smb_fids)
43 
44 static uint32_t smb_open_subr(smb_request_t *);
45 extern uint32_t smb_is_executable(char *);
46 static void smb_delete_new_object(smb_request_t *);
47 static int smb_set_open_attributes(smb_request_t *, smb_ofile_t *);
48 static void smb_open_oplock_break(smb_request_t *, smb_node_t *);
49 static boolean_t smb_open_attr_only(smb_arg_open_t *);
50 static boolean_t smb_open_overwrite(smb_arg_open_t *);
51 
52 /*
53  * smb_access_generic_to_file
54  *
55  * Search MSDN for IoCreateFile to see following mapping.
56  *
57  * GENERIC_READ		STANDARD_RIGHTS_READ, FILE_READ_DATA,
58  *			FILE_READ_ATTRIBUTES and FILE_READ_EA
59  *
60  * GENERIC_WRITE	STANDARD_RIGHTS_WRITE, FILE_WRITE_DATA,
61  *               FILE_WRITE_ATTRIBUTES, FILE_WRITE_EA, and FILE_APPEND_DATA
62  *
63  * GENERIC_EXECUTE	STANDARD_RIGHTS_EXECUTE, SYNCHRONIZE, and FILE_EXECUTE.
64  *
65  * Careful, we have to emulate some Windows behavior here.
66  * When requested access == zero, you get READ_CONTROL.
67  * MacOS 10.7 depends on this.
68  */
69 uint32_t
70 smb_access_generic_to_file(uint32_t desired_access)
71 {
72 	uint32_t access = READ_CONTROL;
73 
74 	if (desired_access & GENERIC_ALL)
75 		return (FILE_ALL_ACCESS & ~SYNCHRONIZE);
76 
77 	if (desired_access & GENERIC_EXECUTE) {
78 		desired_access &= ~GENERIC_EXECUTE;
79 		access |= (STANDARD_RIGHTS_EXECUTE |
80 		    SYNCHRONIZE | FILE_EXECUTE);
81 	}
82 
83 	if (desired_access & GENERIC_WRITE) {
84 		desired_access &= ~GENERIC_WRITE;
85 		access |= (FILE_GENERIC_WRITE & ~SYNCHRONIZE);
86 	}
87 
88 	if (desired_access & GENERIC_READ) {
89 		desired_access &= ~GENERIC_READ;
90 		access |= FILE_GENERIC_READ;
91 	}
92 
93 	return (access | desired_access);
94 }
95 
96 /*
97  * smb_omode_to_amask
98  *
99  * This function converts open modes used by Open and Open AndX
100  * commands to desired access bits used by NT Create AndX command.
101  */
102 uint32_t
103 smb_omode_to_amask(uint32_t desired_access)
104 {
105 	switch (desired_access & SMB_DA_ACCESS_MASK) {
106 	case SMB_DA_ACCESS_READ:
107 		return (FILE_GENERIC_READ);
108 
109 	case SMB_DA_ACCESS_WRITE:
110 		return (FILE_GENERIC_WRITE);
111 
112 	case SMB_DA_ACCESS_READ_WRITE:
113 		return (FILE_GENERIC_READ | FILE_GENERIC_WRITE);
114 
115 	case SMB_DA_ACCESS_EXECUTE:
116 		return (FILE_GENERIC_EXECUTE);
117 
118 	default:
119 		return (FILE_GENERIC_ALL);
120 	}
121 }
122 
123 /*
124  * smb_denymode_to_sharemode
125  *
126  * This function converts deny modes used by Open and Open AndX
127  * commands to share access bits used by NT Create AndX command.
128  */
129 uint32_t
130 smb_denymode_to_sharemode(uint32_t desired_access, char *fname)
131 {
132 	switch (desired_access & SMB_DA_SHARE_MASK) {
133 	case SMB_DA_SHARE_COMPATIBILITY:
134 		if (smb_is_executable(fname))
135 			return (FILE_SHARE_READ | FILE_SHARE_WRITE);
136 
137 		return (FILE_SHARE_ALL);
138 
139 	case SMB_DA_SHARE_EXCLUSIVE:
140 		return (FILE_SHARE_NONE);
141 
142 	case SMB_DA_SHARE_DENY_WRITE:
143 		return (FILE_SHARE_READ);
144 
145 	case SMB_DA_SHARE_DENY_READ:
146 		return (FILE_SHARE_WRITE);
147 
148 	case SMB_DA_SHARE_DENY_NONE:
149 	default:
150 		return (FILE_SHARE_READ | FILE_SHARE_WRITE);
151 	}
152 }
153 
154 /*
155  * smb_ofun_to_crdisposition
156  *
157  * This function converts open function values used by Open and Open AndX
158  * commands to create disposition values used by NT Create AndX command.
159  */
160 uint32_t
161 smb_ofun_to_crdisposition(uint16_t  ofun)
162 {
163 	static int ofun_cr_map[3][2] =
164 	{
165 		{ -1,			FILE_CREATE },
166 		{ FILE_OPEN,		FILE_OPEN_IF },
167 		{ FILE_OVERWRITE,	FILE_OVERWRITE_IF }
168 	};
169 
170 	int row = ofun & SMB_OFUN_OPEN_MASK;
171 	int col = (ofun & SMB_OFUN_CREATE_MASK) >> 4;
172 
173 	if (row == 3)
174 		return (FILE_MAXIMUM_DISPOSITION + 1);
175 
176 	return (ofun_cr_map[row][col]);
177 }
178 
179 /*
180  * Retry opens to avoid spurious sharing violations, due to timing
181  * issues between closes and opens.  The client that already has the
182  * file open may be in the process of closing it.
183  */
184 uint32_t
185 smb_common_open(smb_request_t *sr)
186 {
187 	smb_arg_open_t	*parg;
188 	uint32_t	status = NT_STATUS_SUCCESS;
189 	int		count;
190 
191 	parg = kmem_alloc(sizeof (*parg), KM_SLEEP);
192 	bcopy(&sr->arg.open, parg, sizeof (*parg));
193 
194 	for (count = 0; count <= 4; count++) {
195 		if (count != 0)
196 			delay(MSEC_TO_TICK(400));
197 
198 		status = smb_open_subr(sr);
199 		if (status != NT_STATUS_SHARING_VIOLATION)
200 			break;
201 
202 		bcopy(parg, &sr->arg.open, sizeof (*parg));
203 	}
204 
205 	if (status == NT_STATUS_SHARING_VIOLATION) {
206 		smbsr_error(sr, NT_STATUS_SHARING_VIOLATION,
207 		    ERRDOS, ERROR_SHARING_VIOLATION);
208 	}
209 
210 	if (status == NT_STATUS_NO_SUCH_FILE) {
211 		smbsr_error(sr, NT_STATUS_OBJECT_NAME_NOT_FOUND,
212 		    ERRDOS, ERROR_FILE_NOT_FOUND);
213 	}
214 
215 	kmem_free(parg, sizeof (*parg));
216 	return (status);
217 }
218 
219 /*
220  * smb_open_subr
221  *
222  * Notes on write-through behaviour. It looks like pre-LM0.12 versions
223  * of the protocol specify the write-through mode when a file is opened,
224  * (SmbOpen, SmbOpenAndX) so the write calls (SmbWrite, SmbWriteAndClose,
225  * SmbWriteAndUnlock) don't need to contain a write-through flag.
226  *
227  * With LM0.12, the open calls (SmbCreateAndX, SmbNtTransactCreate)
228  * don't indicate which write-through mode to use. Instead the write
229  * calls (SmbWriteAndX, SmbWriteRaw) specify the mode on a per call
230  * basis.
231  *
232  * We don't care which open call was used to get us here, we just need
233  * to ensure that the write-through mode flag is copied from the open
234  * parameters to the node. We test the omode write-through flag in all
235  * write functions.
236  *
237  * This function will return NT status codes but it also raises errors,
238  * in which case it won't return to the caller. Be careful how you
239  * handle things in here.
240  *
241  * The following rules apply when processing a file open request:
242  *
243  * - Oplocks must be broken prior to share checking as the break may
244  *   cause other clients to close the file, which would affect sharing
245  *   checks.
246  *
247  * - Share checks must take place prior to access checks for correct
248  * Windows semantics and to prevent unnecessary NFS delegation recalls.
249  *
250  * - Oplocks must be acquired after open to ensure the correct
251  * synchronization with NFS delegation and FEM installation.
252  *
253  * DOS readonly bit rules
254  *
255  * 1. The creator of a readonly file can write to/modify the size of the file
256  * using the original create fid, even though the file will appear as readonly
257  * to all other fids and via a CIFS getattr call.
258  * The readonly bit therefore cannot be set in the filesystem until the file
259  * is closed (smb_ofile_close). It is accounted for via ofile and node flags.
260  *
261  * 2. A setinfo operation (using either an open fid or a path) to set/unset
262  * readonly will be successful regardless of whether a creator of a readonly
263  * file has an open fid (and has the special privilege mentioned in #1,
264  * above).  I.e., the creator of a readonly fid holding that fid will no longer
265  * have a special privilege.
266  *
267  * 3. The DOS readonly bit affects only data and some metadata.
268  * The following metadata can be changed regardless of the readonly bit:
269  * 	- security descriptors
270  *	- DOS attributes
271  *	- timestamps
272  *
273  * In the current implementation, the file size cannot be changed (except for
274  * the exceptions in #1 and #2, above).
275  *
276  *
277  * DOS attribute rules
278  *
279  * These rules are specific to creating / opening files and directories.
280  * How the attribute value (specifically ZERO or FILE_ATTRIBUTE_NORMAL)
281  * should be interpreted may differ in other requests.
282  *
283  * - An attribute value equal to ZERO or FILE_ATTRIBUTE_NORMAL means that the
284  *   file's attributes should be cleared.
285  * - If FILE_ATTRIBUTE_NORMAL is specified with any other attributes,
286  *   FILE_ATTRIBUTE_NORMAL is ignored.
287  *
288  * 1. Creating a new file
289  * - The request attributes + FILE_ATTRIBUTE_ARCHIVE are applied to the file.
290  *
291  * 2. Creating a new directory
292  * - The request attributes + FILE_ATTRIBUTE_DIRECTORY are applied to the file.
293  * - FILE_ATTRIBUTE_ARCHIVE does not get set.
294  *
295  * 3. Overwriting an existing file
296  * - the request attributes are used as search attributes. If the existing
297  *   file does not meet the search criteria access is denied.
298  * - otherwise, applies attributes + FILE_ATTRIBUTE_ARCHIVE.
299  *
300  * 4. Opening an existing file or directory
301  *    The request attributes are ignored.
302  */
303 static uint32_t
304 smb_open_subr(smb_request_t *sr)
305 {
306 	boolean_t	created = B_FALSE;
307 	boolean_t	last_comp_found = B_FALSE;
308 	smb_node_t	*node = NULL;
309 	smb_node_t	*dnode = NULL;
310 	smb_node_t	*cur_node = NULL;
311 	smb_arg_open_t	*op = &sr->sr_open;
312 	int		rc;
313 	smb_ofile_t	*of;
314 	smb_attr_t	new_attr;
315 	int		max_requested = 0;
316 	uint32_t	max_allowed;
317 	uint32_t	status = NT_STATUS_SUCCESS;
318 	int		is_dir;
319 	smb_error_t	err;
320 	boolean_t	is_stream = B_FALSE;
321 	int		lookup_flags = SMB_FOLLOW_LINKS;
322 	uint32_t	uniq_fid;
323 	smb_pathname_t	*pn = &op->fqi.fq_path;
324 	smb_server_t	*sv = sr->sr_server;
325 
326 	is_dir = (op->create_options & FILE_DIRECTORY_FILE) ? 1 : 0;
327 
328 	/*
329 	 * If the object being created or opened is a directory
330 	 * the Disposition parameter must be one of FILE_CREATE,
331 	 * FILE_OPEN, or FILE_OPEN_IF
332 	 */
333 	if (is_dir) {
334 		if ((op->create_disposition != FILE_CREATE) &&
335 		    (op->create_disposition != FILE_OPEN_IF) &&
336 		    (op->create_disposition != FILE_OPEN)) {
337 			smbsr_error(sr, NT_STATUS_INVALID_PARAMETER,
338 			    ERRDOS, ERROR_INVALID_ACCESS);
339 			return (NT_STATUS_INVALID_PARAMETER);
340 		}
341 	}
342 
343 	if (op->desired_access & MAXIMUM_ALLOWED) {
344 		max_requested = 1;
345 		op->desired_access &= ~MAXIMUM_ALLOWED;
346 	}
347 	op->desired_access = smb_access_generic_to_file(op->desired_access);
348 
349 	if (sr->session->s_file_cnt >= SMB_SESSION_OFILE_MAX) {
350 		ASSERT(sr->uid_user);
351 		cmn_err(CE_NOTE, "smbsrv[%s\\%s]: TOO_MANY_OPENED_FILES",
352 		    sr->uid_user->u_domain, sr->uid_user->u_name);
353 
354 		smbsr_error(sr, NT_STATUS_TOO_MANY_OPENED_FILES,
355 		    ERRDOS, ERROR_TOO_MANY_OPEN_FILES);
356 		return (NT_STATUS_TOO_MANY_OPENED_FILES);
357 	}
358 
359 	/* This must be NULL at this point */
360 	sr->fid_ofile = NULL;
361 
362 	op->devstate = 0;
363 
364 	switch (sr->tid_tree->t_res_type & STYPE_MASK) {
365 	case STYPE_DISKTREE:
366 	case STYPE_PRINTQ:
367 		break;
368 
369 	case STYPE_IPC:
370 
371 		if ((rc = smb_threshold_enter(&sv->sv_opipe_ct)) != 0) {
372 			status = RPC_NT_SERVER_TOO_BUSY;
373 			smbsr_error(sr, status, 0, 0);
374 			return (status);
375 		}
376 
377 		/*
378 		 * No further processing for IPC, we need to either
379 		 * raise an exception or return success here.
380 		 */
381 		if ((status = smb_opipe_open(sr)) != NT_STATUS_SUCCESS)
382 			smbsr_error(sr, status, 0, 0);
383 
384 		smb_threshold_exit(&sv->sv_opipe_ct);
385 		return (status);
386 
387 	default:
388 		smbsr_error(sr, NT_STATUS_BAD_DEVICE_TYPE,
389 		    ERRDOS, ERROR_BAD_DEV_TYPE);
390 		return (NT_STATUS_BAD_DEVICE_TYPE);
391 	}
392 
393 	smb_pathname_init(sr, pn, pn->pn_path);
394 	if (!smb_pathname_validate(sr, pn))
395 		return (sr->smb_error.status);
396 
397 	if (strlen(pn->pn_path) >= MAXPATHLEN) {
398 		smbsr_error(sr, 0, ERRSRV, ERRfilespecs);
399 		return (NT_STATUS_NAME_TOO_LONG);
400 	}
401 
402 	if (is_dir) {
403 		if (!smb_validate_dirname(sr, pn))
404 			return (sr->smb_error.status);
405 	} else {
406 		if (!smb_validate_object_name(sr, pn))
407 			return (sr->smb_error.status);
408 	}
409 
410 	cur_node = op->fqi.fq_dnode ?
411 	    op->fqi.fq_dnode : sr->tid_tree->t_snode;
412 
413 	/*
414 	 * if no path or filename are specified the stream should be
415 	 * created on cur_node
416 	 */
417 	if (!is_dir && !pn->pn_pname && !pn->pn_fname && pn->pn_sname) {
418 		/*
419 		 * Can't currently handle a stream on the tree root.
420 		 * If a stream is being opened return "not found", otherwise
421 		 * return "access denied".
422 		 */
423 		if (cur_node == sr->tid_tree->t_snode) {
424 			if (op->create_disposition == FILE_OPEN) {
425 				smbsr_error(sr, NT_STATUS_OBJECT_NAME_NOT_FOUND,
426 				    ERRDOS, ERROR_FILE_NOT_FOUND);
427 				return (NT_STATUS_OBJECT_NAME_NOT_FOUND);
428 			}
429 			smbsr_error(sr, NT_STATUS_ACCESS_DENIED, ERRDOS,
430 			    ERROR_ACCESS_DENIED);
431 			return (NT_STATUS_ACCESS_DENIED);
432 		}
433 
434 		(void) snprintf(op->fqi.fq_last_comp,
435 		    sizeof (op->fqi.fq_last_comp),
436 		    "%s%s", cur_node->od_name, pn->pn_sname);
437 
438 		op->fqi.fq_dnode = cur_node->n_dnode;
439 		smb_node_ref(op->fqi.fq_dnode);
440 	} else {
441 		rc = smb_pathname_reduce(sr, sr->user_cr, pn->pn_path,
442 		    sr->tid_tree->t_snode, cur_node, &op->fqi.fq_dnode,
443 		    op->fqi.fq_last_comp);
444 		if (rc != 0) {
445 			smbsr_errno(sr, rc);
446 			return (sr->smb_error.status);
447 		}
448 	}
449 
450 	/*
451 	 * If the access mask has only DELETE set (ignore
452 	 * FILE_READ_ATTRIBUTES), then assume that this
453 	 * is a request to delete the link (if a link)
454 	 * and do not follow links.  Otherwise, follow
455 	 * the link to the target.
456 	 */
457 	if ((op->desired_access & ~FILE_READ_ATTRIBUTES) == DELETE)
458 		lookup_flags &= ~SMB_FOLLOW_LINKS;
459 
460 	rc = smb_fsop_lookup_name(sr, zone_kcred(), lookup_flags,
461 	    sr->tid_tree->t_snode, op->fqi.fq_dnode, op->fqi.fq_last_comp,
462 	    &op->fqi.fq_fnode);
463 
464 	if (rc == 0) {
465 		last_comp_found = B_TRUE;
466 		/*
467 		 * Need the DOS attributes below, where we
468 		 * check the search attributes (sattr).
469 		 */
470 		op->fqi.fq_fattr.sa_mask = SMB_AT_DOSATTR;
471 		rc = smb_node_getattr(sr, op->fqi.fq_fnode, zone_kcred(),
472 		    NULL, &op->fqi.fq_fattr);
473 		if (rc != 0) {
474 			smb_node_release(op->fqi.fq_fnode);
475 			smb_node_release(op->fqi.fq_dnode);
476 			smbsr_error(sr, NT_STATUS_INTERNAL_ERROR,
477 			    ERRDOS, ERROR_INTERNAL_ERROR);
478 			return (sr->smb_error.status);
479 		}
480 	} else if (rc == ENOENT) {
481 		last_comp_found = B_FALSE;
482 		op->fqi.fq_fnode = NULL;
483 		rc = 0;
484 	} else {
485 		smb_node_release(op->fqi.fq_dnode);
486 		smbsr_errno(sr, rc);
487 		return (sr->smb_error.status);
488 	}
489 
490 
491 	/*
492 	 * The uniq_fid is a CIFS-server-wide unique identifier for an ofile
493 	 * which is used to uniquely identify open instances for the
494 	 * VFS share reservation and POSIX locks.
495 	 */
496 
497 	uniq_fid = SMB_UNIQ_FID();
498 
499 	if (last_comp_found) {
500 
501 		node = op->fqi.fq_fnode;
502 		dnode = op->fqi.fq_dnode;
503 
504 		if (!smb_node_is_file(node) && !smb_node_is_dir(node) &&
505 		    !smb_node_is_symlink(node)) {
506 			smb_node_release(node);
507 			smb_node_release(dnode);
508 			smbsr_error(sr, NT_STATUS_ACCESS_DENIED, ERRDOS,
509 			    ERRnoaccess);
510 			return (NT_STATUS_ACCESS_DENIED);
511 		}
512 
513 		/*
514 		 * Reject this request if either:
515 		 * - the target IS a directory and the client requires that
516 		 *   it must NOT be (required by Lotus Notes)
517 		 * - the target is NOT a directory and client requires that
518 		 *   it MUST be.
519 		 */
520 		if (smb_node_is_dir(node)) {
521 			if (op->create_options & FILE_NON_DIRECTORY_FILE) {
522 				smb_node_release(node);
523 				smb_node_release(dnode);
524 				smbsr_error(sr, NT_STATUS_FILE_IS_A_DIRECTORY,
525 				    ERRDOS, ERROR_ACCESS_DENIED);
526 				return (NT_STATUS_FILE_IS_A_DIRECTORY);
527 			}
528 		} else {
529 			if ((op->create_options & FILE_DIRECTORY_FILE) ||
530 			    (op->nt_flags & NT_CREATE_FLAG_OPEN_TARGET_DIR)) {
531 				smb_node_release(node);
532 				smb_node_release(dnode);
533 				smbsr_error(sr, NT_STATUS_NOT_A_DIRECTORY,
534 				    ERRDOS, ERROR_DIRECTORY);
535 				return (NT_STATUS_NOT_A_DIRECTORY);
536 			}
537 		}
538 
539 		/*
540 		 * No more open should be accepted when "Delete on close"
541 		 * flag is set.
542 		 */
543 		if (node->flags & NODE_FLAGS_DELETE_ON_CLOSE) {
544 			smb_node_release(node);
545 			smb_node_release(dnode);
546 			smbsr_error(sr, NT_STATUS_DELETE_PENDING,
547 			    ERRDOS, ERROR_ACCESS_DENIED);
548 			return (NT_STATUS_DELETE_PENDING);
549 		}
550 
551 		/*
552 		 * Specified file already exists so the operation should fail.
553 		 */
554 		if (op->create_disposition == FILE_CREATE) {
555 			smb_node_release(node);
556 			smb_node_release(dnode);
557 			smbsr_error(sr, NT_STATUS_OBJECT_NAME_COLLISION,
558 			    ERRDOS, ERROR_FILE_EXISTS);
559 			return (NT_STATUS_OBJECT_NAME_COLLISION);
560 		}
561 
562 		/*
563 		 * Windows seems to check read-only access before file
564 		 * sharing check.
565 		 *
566 		 * Check to see if the file is currently readonly (irrespective
567 		 * of whether this open will make it readonly).
568 		 */
569 		if (SMB_PATHFILE_IS_READONLY(sr, node)) {
570 			/* Files data only */
571 			if (!smb_node_is_dir(node)) {
572 				if (op->desired_access & (FILE_WRITE_DATA |
573 				    FILE_APPEND_DATA)) {
574 					smb_node_release(node);
575 					smb_node_release(dnode);
576 					smbsr_error(sr, NT_STATUS_ACCESS_DENIED,
577 					    ERRDOS, ERRnoaccess);
578 					return (NT_STATUS_ACCESS_DENIED);
579 				}
580 			}
581 		}
582 
583 		if ((op->create_disposition == FILE_SUPERSEDE) ||
584 		    (op->create_disposition == FILE_OVERWRITE_IF) ||
585 		    (op->create_disposition == FILE_OVERWRITE)) {
586 
587 			if (!smb_sattr_check(op->fqi.fq_fattr.sa_dosattr,
588 			    op->dattr)) {
589 				smb_node_release(node);
590 				smb_node_release(dnode);
591 				smbsr_error(sr, NT_STATUS_ACCESS_DENIED,
592 				    ERRDOS, ERRnoaccess);
593 				return (NT_STATUS_ACCESS_DENIED);
594 			}
595 
596 			if (smb_node_is_dir(node)) {
597 				smb_node_release(node);
598 				smb_node_release(dnode);
599 				return (NT_STATUS_ACCESS_DENIED);
600 			}
601 		}
602 
603 		/* MS-FSA 2.1.5.1.2 */
604 		if (op->create_disposition == FILE_SUPERSEDE)
605 			op->desired_access |= DELETE;
606 		if ((op->create_disposition == FILE_OVERWRITE_IF) ||
607 		    (op->create_disposition == FILE_OVERWRITE))
608 			op->desired_access |= FILE_WRITE_DATA;
609 
610 		status = smb_fsop_access(sr, sr->user_cr, node,
611 		    op->desired_access);
612 		if (status != NT_STATUS_SUCCESS) {
613 			smb_node_release(node);
614 			smb_node_release(dnode);
615 
616 			if (status == NT_STATUS_PRIVILEGE_NOT_HELD) {
617 				smbsr_error(sr, status,
618 				    ERRDOS, ERROR_PRIVILEGE_NOT_HELD);
619 				return (status);
620 			} else {
621 				smbsr_error(sr, NT_STATUS_ACCESS_DENIED,
622 				    ERRDOS, ERROR_ACCESS_DENIED);
623 				return (NT_STATUS_ACCESS_DENIED);
624 			}
625 		}
626 
627 		if (max_requested) {
628 			smb_fsop_eaccess(sr, sr->user_cr, node, &max_allowed);
629 			op->desired_access |= max_allowed;
630 		}
631 
632 		/*
633 		 * Oplock break is done prior to sharing checks as the break
634 		 * may cause other clients to close the file which would
635 		 * affect the sharing checks. This may block, so set the
636 		 * file opening count before oplock stuff.
637 		 */
638 		smb_node_inc_opening_count(node);
639 		smb_open_oplock_break(sr, node);
640 
641 		smb_node_wrlock(node);
642 
643 		/*
644 		 * Check for sharing violations
645 		 */
646 		status = smb_fsop_shrlock(sr->user_cr, node, uniq_fid,
647 		    op->desired_access, op->share_access);
648 		if (status == NT_STATUS_SHARING_VIOLATION) {
649 			smb_node_unlock(node);
650 			smb_node_dec_opening_count(node);
651 			smb_node_release(node);
652 			smb_node_release(dnode);
653 			return (status);
654 		}
655 
656 		/*
657 		 * Go ahead with modifications as necessary.
658 		 */
659 		switch (op->create_disposition) {
660 		case FILE_SUPERSEDE:
661 		case FILE_OVERWRITE_IF:
662 		case FILE_OVERWRITE:
663 			op->dattr |= FILE_ATTRIBUTE_ARCHIVE;
664 			/* Don't apply readonly bit until smb_ofile_close */
665 			if (op->dattr & FILE_ATTRIBUTE_READONLY) {
666 				op->created_readonly = B_TRUE;
667 				op->dattr &= ~FILE_ATTRIBUTE_READONLY;
668 			}
669 
670 			bzero(&new_attr, sizeof (new_attr));
671 			new_attr.sa_dosattr = op->dattr;
672 			new_attr.sa_vattr.va_size = op->dsize;
673 			new_attr.sa_mask = SMB_AT_DOSATTR | SMB_AT_SIZE;
674 			rc = smb_fsop_setattr(sr, sr->user_cr, node, &new_attr);
675 			if (rc != 0) {
676 				smb_fsop_unshrlock(sr->user_cr, node, uniq_fid);
677 				smb_node_unlock(node);
678 				smb_node_dec_opening_count(node);
679 				smb_node_release(node);
680 				smb_node_release(dnode);
681 				smbsr_errno(sr, rc);
682 				return (sr->smb_error.status);
683 			}
684 
685 			/*
686 			 * If file is being replaced, remove existing streams
687 			 */
688 			if (SMB_IS_STREAM(node) == 0) {
689 				rc = smb_fsop_remove_streams(sr, sr->user_cr,
690 				    node);
691 				if (rc != 0) {
692 					smb_fsop_unshrlock(sr->user_cr, node,
693 					    uniq_fid);
694 					smb_node_unlock(node);
695 					smb_node_dec_opening_count(node);
696 					smb_node_release(node);
697 					smb_node_release(dnode);
698 					return (sr->smb_error.status);
699 				}
700 			}
701 
702 			op->action_taken = SMB_OACT_TRUNCATED;
703 			break;
704 
705 		default:
706 			/*
707 			 * FILE_OPEN or FILE_OPEN_IF.
708 			 */
709 			op->action_taken = SMB_OACT_OPENED;
710 			break;
711 		}
712 	} else {
713 		/* Last component was not found. */
714 		dnode = op->fqi.fq_dnode;
715 
716 		if (is_dir == 0)
717 			is_stream = smb_is_stream_name(pn->pn_path);
718 
719 		if ((op->create_disposition == FILE_OPEN) ||
720 		    (op->create_disposition == FILE_OVERWRITE)) {
721 			smb_node_release(dnode);
722 			smbsr_error(sr, NT_STATUS_OBJECT_NAME_NOT_FOUND,
723 			    ERRDOS, ERROR_FILE_NOT_FOUND);
724 			return (NT_STATUS_OBJECT_NAME_NOT_FOUND);
725 		}
726 
727 		if (pn->pn_fname && smb_is_invalid_filename(pn->pn_fname)) {
728 			smb_node_release(dnode);
729 			smbsr_error(sr, NT_STATUS_OBJECT_NAME_INVALID,
730 			    ERRDOS, ERROR_INVALID_NAME);
731 			return (NT_STATUS_OBJECT_NAME_INVALID);
732 		}
733 
734 		/*
735 		 * lock the parent dir node in case another create
736 		 * request to the same parent directory comes in.
737 		 */
738 		smb_node_wrlock(dnode);
739 
740 		/* Don't apply readonly bit until smb_ofile_close */
741 		if (op->dattr & FILE_ATTRIBUTE_READONLY) {
742 			op->dattr &= ~FILE_ATTRIBUTE_READONLY;
743 			op->created_readonly = B_TRUE;
744 		}
745 
746 		bzero(&new_attr, sizeof (new_attr));
747 		if ((op->crtime.tv_sec != 0) &&
748 		    (op->crtime.tv_sec != UINT_MAX)) {
749 
750 			new_attr.sa_mask |= SMB_AT_CRTIME;
751 			new_attr.sa_crtime = op->crtime;
752 		}
753 
754 		if (is_dir == 0) {
755 			op->dattr |= FILE_ATTRIBUTE_ARCHIVE;
756 			new_attr.sa_dosattr = op->dattr;
757 			new_attr.sa_vattr.va_type = VREG;
758 			new_attr.sa_vattr.va_mode = is_stream ? S_IRUSR :
759 			    S_IRUSR | S_IRGRP | S_IROTH |
760 			    S_IWUSR | S_IWGRP | S_IWOTH;
761 			new_attr.sa_mask |=
762 			    SMB_AT_DOSATTR | SMB_AT_TYPE | SMB_AT_MODE;
763 
764 			if (op->dsize) {
765 				new_attr.sa_vattr.va_size = op->dsize;
766 				new_attr.sa_mask |= SMB_AT_SIZE;
767 			}
768 
769 			rc = smb_fsop_create(sr, sr->user_cr, dnode,
770 			    op->fqi.fq_last_comp, &new_attr, &op->fqi.fq_fnode);
771 
772 			if (rc != 0) {
773 				smb_node_unlock(dnode);
774 				smb_node_release(dnode);
775 				smbsr_errno(sr, rc);
776 				return (sr->smb_error.status);
777 			}
778 
779 			node = op->fqi.fq_fnode;
780 			smb_node_inc_opening_count(node);
781 			smb_node_wrlock(node);
782 
783 			status = smb_fsop_shrlock(sr->user_cr, node, uniq_fid,
784 			    op->desired_access, op->share_access);
785 
786 			if (status == NT_STATUS_SHARING_VIOLATION) {
787 				smb_node_unlock(node);
788 				smb_node_dec_opening_count(node);
789 				smb_delete_new_object(sr);
790 				smb_node_release(node);
791 				smb_node_unlock(dnode);
792 				smb_node_release(dnode);
793 				return (status);
794 			}
795 		} else {
796 			op->dattr |= FILE_ATTRIBUTE_DIRECTORY;
797 			new_attr.sa_dosattr = op->dattr;
798 			new_attr.sa_vattr.va_type = VDIR;
799 			new_attr.sa_vattr.va_mode = 0777;
800 			new_attr.sa_mask |=
801 			    SMB_AT_DOSATTR | SMB_AT_TYPE | SMB_AT_MODE;
802 
803 			rc = smb_fsop_mkdir(sr, sr->user_cr, dnode,
804 			    op->fqi.fq_last_comp, &new_attr, &op->fqi.fq_fnode);
805 			if (rc != 0) {
806 				smb_node_unlock(dnode);
807 				smb_node_release(dnode);
808 				smbsr_errno(sr, rc);
809 				return (sr->smb_error.status);
810 			}
811 
812 			node = op->fqi.fq_fnode;
813 			smb_node_inc_opening_count(node);
814 			smb_node_wrlock(node);
815 		}
816 
817 		created = B_TRUE;
818 		op->action_taken = SMB_OACT_CREATED;
819 
820 		if (max_requested) {
821 			smb_fsop_eaccess(sr, sr->user_cr, node, &max_allowed);
822 			op->desired_access |= max_allowed;
823 		}
824 	}
825 
826 	status = NT_STATUS_SUCCESS;
827 
828 	of = smb_ofile_open(sr, node, sr->smb_pid, op, SMB_FTYPE_DISK, uniq_fid,
829 	    &err);
830 	if (of == NULL) {
831 		smbsr_error(sr, err.status, err.errcls, err.errcode);
832 		status = err.status;
833 	}
834 
835 	if (status == NT_STATUS_SUCCESS) {
836 		if (!smb_tree_is_connected(sr->tid_tree)) {
837 			smbsr_error(sr, 0, ERRSRV, ERRinvnid);
838 			status = NT_STATUS_UNSUCCESSFUL;
839 		}
840 	}
841 
842 	/*
843 	 * This MUST be done after ofile creation, so that explicitly
844 	 * set timestamps can be remembered on the ofile, and the
845 	 * readonly flag will be stored "pending" on the node.
846 	 */
847 	if (status == NT_STATUS_SUCCESS) {
848 		if ((rc = smb_set_open_attributes(sr, of)) != 0) {
849 			smbsr_errno(sr, rc);
850 			status = sr->smb_error.status;
851 		}
852 	}
853 
854 	if (status == NT_STATUS_SUCCESS) {
855 		/*
856 		 * We've already done access checks above,
857 		 * and want this call to succeed even when
858 		 * !(desired_access & FILE_READ_ATTRIBUTES),
859 		 * so pass kcred here.
860 		 */
861 		op->fqi.fq_fattr.sa_mask = SMB_AT_ALL;
862 		rc = smb_node_getattr(sr, node, zone_kcred(), of,
863 		    &op->fqi.fq_fattr);
864 		if (rc != 0) {
865 			smbsr_error(sr, NT_STATUS_INTERNAL_ERROR,
866 			    ERRDOS, ERROR_INTERNAL_ERROR);
867 			status = NT_STATUS_INTERNAL_ERROR;
868 		}
869 	}
870 
871 	/*
872 	 * smb_fsop_unshrlock is a no-op if node is a directory
873 	 * smb_fsop_unshrlock is done in smb_ofile_close
874 	 */
875 	if (status != NT_STATUS_SUCCESS) {
876 		if (of == NULL) {
877 			smb_fsop_unshrlock(sr->user_cr, node, uniq_fid);
878 		} else {
879 			smb_ofile_close(of, 0);
880 			smb_ofile_release(of);
881 		}
882 		if (created)
883 			smb_delete_new_object(sr);
884 		smb_node_unlock(node);
885 		smb_node_dec_opening_count(node);
886 		smb_node_release(node);
887 		if (created)
888 			smb_node_unlock(dnode);
889 		smb_node_release(dnode);
890 		return (status);
891 	}
892 
893 	/*
894 	 * Propagate the write-through mode from the open params
895 	 * to the node: see the notes in the function header.
896 	 */
897 	if (sr->sr_cfg->skc_sync_enable ||
898 	    (op->create_options & FILE_WRITE_THROUGH))
899 		node->flags |= NODE_FLAGS_WRITE_THROUGH;
900 
901 	/*
902 	 * Set up the fileid and dosattr in open_param for response
903 	 */
904 	op->fileid = op->fqi.fq_fattr.sa_vattr.va_nodeid;
905 	op->dattr = op->fqi.fq_fattr.sa_dosattr;
906 
907 	/*
908 	 * Set up the file type in open_param for the response
909 	 */
910 	op->ftype = SMB_FTYPE_DISK;
911 	sr->smb_fid = of->f_fid;
912 	sr->fid_ofile = of;
913 
914 	if (smb_node_is_file(node)) {
915 		smb_oplock_acquire(sr, node, of);
916 		op->dsize = op->fqi.fq_fattr.sa_vattr.va_size;
917 	} else {
918 		/* directory or symlink */
919 		op->op_oplock_level = SMB_OPLOCK_NONE;
920 		op->dsize = 0;
921 	}
922 
923 	smb_node_dec_opening_count(node);
924 
925 	smb_node_unlock(node);
926 	if (created)
927 		smb_node_unlock(dnode);
928 
929 	smb_node_release(node);
930 	smb_node_release(dnode);
931 
932 	return (NT_STATUS_SUCCESS);
933 }
934 
935 /*
936  * smb_open_oplock_break
937  *
938  * If the node has an ofile opened with share access none,
939  * (smb_node_share_check = FALSE) only break BATCH oplock.
940  * Otherwise:
941  * If overwriting, break to SMB_OPLOCK_NONE, else
942  * If opening for anything other than attribute access,
943  * break oplock to LEVEL_II.
944  */
945 static void
946 smb_open_oplock_break(smb_request_t *sr, smb_node_t *node)
947 {
948 	smb_arg_open_t	*op = &sr->sr_open;
949 	uint32_t	flags = 0;
950 
951 	if (!smb_node_share_check(node))
952 		flags |= SMB_OPLOCK_BREAK_BATCH;
953 
954 	if (smb_open_overwrite(op)) {
955 		flags |= SMB_OPLOCK_BREAK_TO_NONE;
956 		(void) smb_oplock_break(sr, node, flags);
957 	} else if (!smb_open_attr_only(op)) {
958 		flags |= SMB_OPLOCK_BREAK_TO_LEVEL_II;
959 		(void) smb_oplock_break(sr, node, flags);
960 	}
961 }
962 
963 /*
964  * smb_open_attr_only
965  *
966  * Determine if file is being opened for attribute access only.
967  * This is used to determine whether it is necessary to break
968  * existing oplocks on the file.
969  */
970 static boolean_t
971 smb_open_attr_only(smb_arg_open_t *op)
972 {
973 	if (((op->desired_access & ~(FILE_READ_ATTRIBUTES |
974 	    FILE_WRITE_ATTRIBUTES | SYNCHRONIZE | READ_CONTROL)) == 0) &&
975 	    (op->create_disposition != FILE_SUPERSEDE) &&
976 	    (op->create_disposition != FILE_OVERWRITE)) {
977 		return (B_TRUE);
978 	}
979 	return (B_FALSE);
980 }
981 
982 static boolean_t
983 smb_open_overwrite(smb_arg_open_t *op)
984 {
985 	if ((op->create_disposition == FILE_SUPERSEDE) ||
986 	    (op->create_disposition == FILE_OVERWRITE_IF) ||
987 	    (op->create_disposition == FILE_OVERWRITE)) {
988 		return (B_TRUE);
989 	}
990 	return (B_FALSE);
991 }
992 
993 /*
994  * smb_set_open_attributes
995  *
996  * Last write time:
997  * - If the last_write time specified in the open params is not 0 or -1,
998  *   use it as file's mtime. This will be considered an explicitly set
999  *   timestamps, not reset by subsequent writes.
1000  *
1001  * DOS attributes
1002  * - If we created_readonly, we now store the real DOS attributes
1003  *   (including the readonly bit) so subsequent opens will see it.
1004  *
1005  * Both are stored "pending" rather than in the file system.
1006  *
1007  * Returns: errno
1008  */
1009 static int
1010 smb_set_open_attributes(smb_request_t *sr, smb_ofile_t *of)
1011 {
1012 	smb_attr_t	attr;
1013 	smb_arg_open_t	*op = &sr->sr_open;
1014 	smb_node_t	*node = of->f_node;
1015 	int		rc = 0;
1016 
1017 	bzero(&attr, sizeof (smb_attr_t));
1018 
1019 	if (op->created_readonly) {
1020 		attr.sa_dosattr = op->dattr | FILE_ATTRIBUTE_READONLY;
1021 		attr.sa_mask |= SMB_AT_DOSATTR;
1022 	}
1023 
1024 	if ((op->mtime.tv_sec != 0) && (op->mtime.tv_sec != UINT_MAX)) {
1025 		attr.sa_vattr.va_mtime = op->mtime;
1026 		attr.sa_mask |= SMB_AT_MTIME;
1027 	}
1028 
1029 	/*
1030 	 * Used to have code here to set mtime, ctime, atime
1031 	 * when the open op->create_disposition is any of:
1032 	 * FILE_SUPERSEDE, FILE_OVERWRITE_IF, FILE_OVERWRITE.
1033 	 * We know that in those cases we will have set the
1034 	 * file size, in which case the file system will
1035 	 * update those times, so we don't have to.
1036 	 *
1037 	 * However, keep track of the fact that we modified
1038 	 * the file via this handle, so we can do the evil,
1039 	 * gratuitious mtime update on close that Windows
1040 	 * clients appear to expect.
1041 	 */
1042 	if (op->action_taken == SMB_OACT_TRUNCATED)
1043 		of->f_written = B_TRUE;
1044 
1045 	if (attr.sa_mask != 0)
1046 		rc = smb_node_setattr(sr, node, of->f_cr, of, &attr);
1047 
1048 	return (rc);
1049 }
1050 
1051 /*
1052  * This function is used to delete a newly created object (file or
1053  * directory) if an error occurs after creation of the object.
1054  */
1055 static void
1056 smb_delete_new_object(smb_request_t *sr)
1057 {
1058 	smb_arg_open_t	*op = &sr->sr_open;
1059 	smb_fqi_t	*fqi = &(op->fqi);
1060 	uint32_t	flags = 0;
1061 
1062 	if (SMB_TREE_IS_CASEINSENSITIVE(sr))
1063 		flags |= SMB_IGNORE_CASE;
1064 	if (SMB_TREE_SUPPORTS_CATIA(sr))
1065 		flags |= SMB_CATIA;
1066 
1067 	if (op->create_options & FILE_DIRECTORY_FILE)
1068 		(void) smb_fsop_rmdir(sr, sr->user_cr, fqi->fq_dnode,
1069 		    fqi->fq_last_comp, flags);
1070 	else
1071 		(void) smb_fsop_remove(sr, sr->user_cr, fqi->fq_dnode,
1072 		    fqi->fq_last_comp, flags);
1073 }
1074