xref: /illumos-gate/usr/src/cmd/auditd/doorway.c (revision 88f8b78a88cbdc6d8c1af5c3e54bc49d25095c98)
1 /*
2  * CDDL HEADER START
3  *
4  * The contents of this file are subject to the terms of the
5  * Common Development and Distribution License, Version 1.0 only
6  * (the "License").  You may not use this file except in compliance
7  * with the License.
8  *
9  * You can obtain a copy of the license at usr/src/OPENSOLARIS.LICENSE
10  * or http://www.opensolaris.org/os/licensing.
11  * See the License for the specific language governing permissions
12  * and limitations under the License.
13  *
14  * When distributing Covered Code, include this CDDL HEADER in each
15  * file and include the License file at usr/src/OPENSOLARIS.LICENSE.
16  * If applicable, add the following below this CDDL HEADER, with the
17  * fields enclosed by brackets "[]" replaced with your own identifying
18  * information: Portions Copyright [yyyy] [name of copyright owner]
19  *
20  * CDDL HEADER END
21  */
22 /*
23  * Copyright 2005 Sun Microsystems, Inc.  All rights reserved.
24  * Use is subject to license terms.
25  *
26  */
27 #pragma ident	"%Z%%M%	%I%	%E% SMI"
28 /*
29  * Threads:
30  *
31  * auditd is thread 0 and does signal handling
32  *
33  * input() is a door server that receives binary audit records and
34  * queues them for handling by an instance of process() for conversion to syslog
35  * message(s).  There is one process thread per plugin.
36  *
37  * Queues:
38  *
39  * Each plugin has a buffer pool and and queue for feeding the
40  * the process threads.  The input thread moves buffers from the pool
41  * to the queue and the process thread puts them back.
42  *
43  * Another pool, b_pool, contains buffers referenced by each of the
44  * process queues; this is to minimize the number of buffer copies
45  *
46  */
47 
48 #include <arpa/inet.h>
49 #include <assert.h>
50 #include <bsm/adt.h>
51 #include <dlfcn.h>
52 #include <errno.h>
53 #include <fcntl.h>
54 #include <libintl.h>
55 #include <pthread.h>
56 #include <secdb.h>
57 #include <security/auditd.h>
58 #include <signal.h>
59 #include <stdio.h>
60 #include <stdlib.h>
61 #include <string.h>
62 #include <syslog.h>
63 #include <sys/socket.h>
64 #include <sys/types.h>
65 #include <sys/stat.h>
66 #include <unistd.h>
67 #include <audit_plugin.h>	/* libbsm */
68 #include "plugin.h"
69 #include <bsm/audit_door_infc.h>
70 #include "audit_sig_infc.h"
71 #include "queue.h"
72 
73 #define	DEBUG		0
74 
75 #if DEBUG
76 
77 static FILE *dbfp;
78 #define	DUMP(w, x, y, z) dump_state(w, x, y, z)
79 #define	DPRINT(x) {(void) fprintf x; }
80 
81 #else
82 
83 #define	DUMP(w, x, y, z)
84 #define	DPRINT(x)
85 
86 #endif
87 
88 #define	FATAL_MESSAGE_LEN	256
89 
90 #define	MIN_RECORD_SIZE	(size_t)25
91 
92 #define	INPUT_MIN		2
93 #define	THRESHOLD_PCT		75
94 #define	DEFAULT_BUF_SZ		(size_t)250
95 #define	BASE_PRIORITY		10	/* 0 - 20 valid for user, time share */
96 #define	HIGH_PRIORITY		BASE_PRIORITY - 1
97 
98 static thr_data_t	in_thr;		/* input thread locks and data */
99 static int		doorfd = -1;
100 
101 static int		largest_queue = INPUT_MIN;
102 static au_queue_t	b_pool;
103 static int		b_allocated = 0;
104 static pthread_mutex_t	b_alloc_lock;
105 static pthread_mutex_t	b_refcnt_lock;
106 
107 static void		input(void *, void *, int, door_desc_t *, int);
108 static void		process(plugin_t *);
109 
110 static audit_q_t	*qpool_withdraw(plugin_t *);
111 static void		qpool_init(plugin_t *, int);
112 static void		qpool_return(plugin_t *, audit_q_t *);
113 static void		qpool_close(plugin_t *);
114 
115 static audit_rec_t	*bpool_withdraw(char *, size_t, size_t);
116 static void		bpool_init();
117 static void		bpool_return(audit_rec_t *);
118 
119 /*
120  * warn_or_fatal() -- log daemon error and (optionally) exit
121  */
122 static void
123 warn_or_fatal(int fatal, char *parting_shot)
124 {
125 	char	*severity;
126 	char	message[512];
127 
128 	if (fatal)
129 		severity = gettext("fatal error");
130 	else
131 		severity = gettext("warning");
132 
133 	(void) snprintf(message, 512, "%s:  %s", severity, parting_shot);
134 
135 	__audit_syslog("auditd", LOG_PID | LOG_ODELAY | LOG_CONS,
136 	    LOG_DAEMON, LOG_ALERT, message);
137 
138 	DPRINT((dbfp, "auditd warn_or_fatal %s: %s\n", severity, parting_shot));
139 	if (fatal)
140 		auditd_exit(1);
141 }
142 
143 /* Internal to doorway.c errors... */
144 #define	INTERNAL_LOAD_ERROR	-1
145 #define	INTERNAL_SYS_ERROR	-2
146 #define	INTERNAL_CONFIG_ERROR	-3
147 
148 /*
149  * report_error -- handle errors returned by plugin
150  *
151  * rc is plugin's return code if it is a non-negative value,
152  * otherwise it is a doorway.c code about a plugin.
153  */
154 static void
155 report_error(auditd_rc_t rc, char *error_text, char *plugin_path)
156 {
157 	int		warn = 0;
158 	char		rcbuf[100]; /* short error name string */
159 	char		message[FATAL_MESSAGE_LEN];
160 	int		bad_count = 0;
161 	char		*name;
162 	char		empty[] = "..";
163 
164 	static int	no_plug = 0;
165 	static int	no_load = 0;
166 	static int	no_thread;
167 	static int	no_memory = 0;
168 	static int	invalid = 0;
169 	static int	retry = 0;
170 	static int	fail = 0;
171 
172 	name = plugin_path;
173 	if (error_text == NULL)
174 		error_text = empty;
175 	if (name == NULL)
176 		name = empty;
177 
178 	switch (rc) {
179 	case INTERNAL_LOAD_ERROR:
180 		warn = 1;
181 		bad_count = ++no_load;
182 		(void) strcpy(rcbuf, "load_error");
183 		break;
184 	case INTERNAL_SYS_ERROR:
185 		warn = 1;
186 		bad_count = ++no_thread;
187 		(void) strcpy(rcbuf, "sys_error");
188 		break;
189 	case INTERNAL_CONFIG_ERROR:
190 		warn = 1;
191 		bad_count = ++no_plug;
192 		(void) strcpy(rcbuf, "config_error");
193 		name = strdup("--");
194 		break;
195 	case AUDITD_SUCCESS:
196 		break;
197 	case AUDITD_NO_MEMORY:	/* no_memory */
198 		warn = 1;
199 		bad_count = ++no_memory;
200 		(void) strcpy(rcbuf, "no_memory");
201 		break;
202 	case AUDITD_INVALID:	/* invalid */
203 		warn = 1;
204 		bad_count = ++invalid;
205 		(void) strcpy(rcbuf, "invalid");
206 		break;
207 	case AUDITD_RETRY:
208 		warn = 1;
209 		bad_count = ++retry;
210 		(void) strcpy(rcbuf, "retry");
211 		break;
212 	case AUDITD_COMM_FAIL:	/* comm_fail */
213 		(void) strcpy(rcbuf, "comm_fail");
214 		break;
215 	case AUDITD_FATAL:	/* failure */
216 		warn = 1;
217 		bad_count = ++fail;
218 		(void) strcpy(rcbuf, "failure");
219 		break;
220 	default:
221 		(void) strcpy(rcbuf, "error");
222 		break;
223 	}
224 	DPRINT((dbfp, "report_error(%d - %s): %s\n\t%s\n",
225 	    bad_count, name, rcbuf, error_text));
226 	if (warn)
227 		__audit_dowarn2("plugin", name, rcbuf, error_text, bad_count);
228 	else {
229 		(void) snprintf(message, FATAL_MESSAGE_LEN,
230 		    gettext("audit plugin %s reported error = \"%s\": %s\n"),
231 		    name, rcbuf, error_text);
232 		warn_or_fatal(0, message);
233 	}
234 }
235 
236 static size_t
237 getlen(char *buf)
238 {
239 	adr_t		adr;
240 	char		tokenid;
241 	uint32_t	len;
242 
243 	adr.adr_now = buf;
244 	adr.adr_stream = buf;
245 
246 	adrm_char(&adr, &tokenid, 1);
247 	if ((tokenid == AUT_OHEADER) || (tokenid == AUT_HEADER32) ||
248 	    (tokenid == AUT_HEADER32_EX) || (tokenid == AUT_HEADER64) ||
249 	    (tokenid == AUT_HEADER64_EX)) {
250 		adrm_u_int32(&adr, &len, 1);
251 
252 		return (len);
253 	}
254 	DPRINT((dbfp, "getlen() is not looking at a header token\n"));
255 
256 	return (0);
257 }
258 
259 /*
260  * load_function - call dlsym() to resolve the function address
261  */
262 static int
263 load_function(plugin_t *p, char *name, auditd_rc_t (**func)())
264 {
265 	*func = (auditd_rc_t (*)())dlsym(p->plg_dlptr, name);
266 	if (*func == NULL) {
267 		char message[FATAL_MESSAGE_LEN];
268 		char *errmsg = dlerror();
269 
270 		(void) snprintf(message, FATAL_MESSAGE_LEN,
271 		    gettext("dlsym failed %s: error %s"),
272 		    name, errmsg != NULL ? errmsg : gettext("Unknown error\n"));
273 
274 		warn_or_fatal(0, message);
275 		return (-1);
276 	}
277 	return (0);
278 }
279 
280 /*
281  * load the auditd plug in
282  */
283 static int
284 load_plugin(plugin_t *p)
285 {
286 	struct stat64	stat;
287 	int		fd;
288 	int		fail = 0;
289 
290 	/*
291 	 * Stat the file so we can check modes and ownerships
292 	 */
293 	if ((fd = open(p->plg_path, O_NONBLOCK | O_RDONLY)) != -1) {
294 		if ((fstat64(fd, &stat) == -1) || (!S_ISREG(stat.st_mode)))
295 			fail = 1;
296 	} else
297 		fail = 1;
298 	if (fail) {
299 		char message[FATAL_MESSAGE_LEN];
300 
301 		(void) snprintf(message, FATAL_MESSAGE_LEN,
302 		    gettext("auditd plugin: stat(%s) failed: %s\n"),
303 		    p->plg_path, strerror(errno));
304 
305 		warn_or_fatal(0, message);
306 		return (-1);
307 	}
308 	/*
309 	 * Check the ownership of the file
310 	 */
311 	if (stat.st_uid != (uid_t)0) {
312 		char message[FATAL_MESSAGE_LEN];
313 
314 		(void) snprintf(message, FATAL_MESSAGE_LEN,
315 		    gettext(
316 		    "auditd plugin: Owner of the module %s is not root\n"),
317 		    p->plg_path);
318 
319 		warn_or_fatal(0, message);
320 		return (-1);
321 	}
322 	/*
323 	 * Check the modes on the file
324 	 */
325 	if (stat.st_mode&S_IWGRP) {
326 		char message[FATAL_MESSAGE_LEN];
327 
328 		(void) snprintf(message, FATAL_MESSAGE_LEN,
329 		    gettext("auditd plugin: module %s writable by group\n"),
330 		    p->plg_path);
331 
332 		warn_or_fatal(0, message);
333 		return (-1);
334 	}
335 	if (stat.st_mode&S_IWOTH) {
336 		char message[FATAL_MESSAGE_LEN];
337 
338 		(void) snprintf(message, FATAL_MESSAGE_LEN,
339 		    gettext("auditd plugin: module %s writable by world\n"),
340 		    p->plg_path);
341 
342 		warn_or_fatal(0, message);
343 		return (-1);
344 	}
345 	/*
346 	 * Open the plugin
347 	 */
348 	p->plg_dlptr = dlopen(p->plg_path, RTLD_LAZY);
349 
350 	if (p->plg_dlptr == NULL) {
351 		char message[FATAL_MESSAGE_LEN];
352 		char *errmsg = dlerror();
353 
354 		(void) snprintf(message, FATAL_MESSAGE_LEN,
355 		    gettext("plugin load %s failed: %s\n"),
356 		    p->plg_path, errmsg != NULL ? errmsg :
357 		    gettext("Unknown error\n"));
358 
359 		warn_or_fatal(0, message);
360 		return (-1);
361 	}
362 	if (load_function(p, "auditd_plugin", &(p->plg_fplugin)))
363 		return (-1);
364 
365 	if (load_function(p, "auditd_plugin_open", &(p->plg_fplugin_open)))
366 		return (-1);
367 
368 	if (load_function(p, "auditd_plugin_close", &(p->plg_fplugin_close)))
369 		return (-1);
370 
371 	return (0);
372 }
373 
374 /*
375  * unload_plugin() unlinks and frees the plugin_t structure after
376  * freeing buffers and structures that hang off it.  It also dlcloses
377  * the referenced plugin.  The return is the next entry, which may be NULL
378  *
379  * hold plugin_mutex for this call
380  */
381 static plugin_t *
382 unload_plugin(plugin_t *p)
383 {
384 	plugin_t	*q, **r;
385 
386 	assert(pthread_mutex_trylock(&plugin_mutex) != 0);
387 
388 	DPRINT((dbfp, "unload_plugin: removing %s\n", p->plg_path));
389 
390 	_kva_free(p->plg_kvlist);	/* _kva_free accepts NULL */
391 	qpool_close(p);		/* qpool_close accepts NULL pool, queue */
392 	DPRINT((dbfp, "unload_plugin: %s structure removed\n", p->plg_path));
393 
394 	(void) dlclose(p->plg_dlptr);
395 
396 	DPRINT((dbfp, "unload_plugin: %s dlclosed\n", p->plg_path));
397 	free(p->plg_path);
398 
399 	(void) pthread_mutex_destroy(&(p->plg_mutex));
400 	(void) pthread_cond_destroy(&(p->plg_cv));
401 
402 	q = plugin_head;
403 	r = &plugin_head;
404 	while (q != NULL) {
405 		if (q == p) {
406 			*r = p->plg_next;
407 			free(p);
408 			break;
409 		}
410 		r = &(q->plg_next);
411 		q = q->plg_next;
412 	}
413 	return (*r);
414 }
415 
416 /*
417  * process return values from plugin_open
418  *
419  * presently no attribute is defined.
420  */
421 /* ARGSUSED */
422 static void
423 open_return(plugin_t *p, char *attrval)
424 {
425 }
426 
427 /*
428  * auditd_thread_init
429  *	- create threads
430  *	- load plugins
431  *
432  * auditd_thread_init is called at auditd startup with an initial list
433  * of plugins and again each time audit catches a AU_SIG_READ_CONTROL
434  * or AU_SIG_NEXT_DIR.
435  *
436  */
437 int
438 auditd_thread_init()
439 {
440 	int		threshold;
441 	auditd_rc_t	rc;
442 	plugin_t	*p;
443 	char		*open_params;
444 	char		*error_string;
445 	int		plugin_count = 0;
446 	static int	threads_ready = 0;
447 
448 	if (!threads_ready) {
449 		struct sched_param	param;
450 #if DEBUG
451 		dbfp = __auditd_debug_file_open();
452 #endif
453 		doorfd = door_create((void(*)())input, 0,
454 		    DOOR_REFUSE_DESC | DOOR_NO_CANCEL);
455 		if (doorfd < 0)
456 			return (1);	/* can't create door -> fatal */
457 
458 		param.sched_priority = BASE_PRIORITY;
459 		(void) pthread_setschedparam(pthread_self(), SCHED_OTHER,
460 		    &param);
461 
462 		/* input door server */
463 		(void) pthread_mutex_init(&(in_thr.thd_mutex), NULL);
464 		(void) pthread_cond_init(&(in_thr.thd_cv), NULL);
465 		in_thr.thd_waiting = 0;
466 
467 		bpool_init();
468 	}
469 	p = plugin_head;
470 	while (p != NULL) {
471 		if (p->plg_removed) {
472 			DPRINT((dbfp, "start removing %s\n", p->plg_path));
473 			/* tell process(p) to exit and dlclose */
474 			(void) pthread_cond_signal(&(p->plg_cv));
475 		} else if (!p->plg_initialized) {
476 			DPRINT((dbfp, "start initial load of %s\n",
477 			    p->plg_path));
478 			if (load_plugin(p)) {
479 				report_error(INTERNAL_LOAD_ERROR,
480 				    gettext("dynamic load failed"),
481 				    p->plg_path);
482 				p = unload_plugin(p);
483 				continue;
484 			}
485 			open_params = NULL;
486 			error_string = NULL;
487 			if ((rc = p->plg_fplugin_open(
488 			    p->plg_kvlist,
489 			    &open_params, &error_string)) != AUDITD_SUCCESS) {
490 				report_error(rc, error_string, p->plg_path);
491 				free(error_string);
492 				p = unload_plugin(p);
493 				continue;
494 			}
495 			open_return(p, open_params);
496 			p->plg_reopen = 0;
497 
498 			threshold = ((p->plg_qmax * THRESHOLD_PCT) + 99) / 100;
499 			p->plg_qmin = INPUT_MIN;
500 
501 			DPRINT((dbfp,
502 			    "calling qpool_init for %s with qmax=%d\n",
503 			    p->plg_path, p->plg_qmax));
504 
505 			qpool_init(p, threshold);
506 			audit_queue_init(&(p->plg_queue));
507 			p->plg_initialized = 1;
508 
509 			(void) pthread_mutex_init(&(p->plg_mutex), NULL);
510 			(void) pthread_cond_init(&(p->plg_cv), NULL);
511 			p->plg_waiting = 0;
512 
513 			if (pthread_create(&(p->plg_tid), NULL,
514 			    (void *(*)(void *))process, p)) {
515 				report_error(INTERNAL_SYS_ERROR,
516 				    gettext("thread creation failed"),
517 				    p->plg_path);
518 				p = unload_plugin(p);
519 				continue;
520 			}
521 		} else if (p->plg_reopen) {
522 			DPRINT((dbfp, "reopen %s\n", p->plg_path));
523 			error_string = NULL;
524 			if ((rc = p->plg_fplugin_open(
525 			    p->plg_kvlist,
526 			    &open_params, &error_string)) != AUDITD_SUCCESS) {
527 
528 				report_error(rc, error_string, p->plg_path);
529 				free(error_string);
530 				p = unload_plugin(p);
531 				continue;
532 			}
533 			open_return(p, open_params);
534 			p->plg_reopen = 0;
535 
536 			DPRINT((dbfp, "%s qmax=%d\n",
537 			    p->plg_path, p->plg_qmax));
538 
539 		}
540 		p->plg_q_threshold = ((p->plg_qmax * THRESHOLD_PCT) + 99) / 100;
541 
542 		p = p->plg_next;
543 		plugin_count++;
544 	}
545 	if (plugin_count == 0) {
546 		report_error(INTERNAL_CONFIG_ERROR,
547 		    gettext("No plugins are configured"), NULL);
548 		return (-1);
549 	}
550 	if (!threads_ready) {
551 		/* unleash the kernel */
552 		rc = auditdoor(doorfd);
553 
554 		DPRINT((dbfp, "%d returned from auditdoor.\n",
555 		    rc));
556 		if (rc != 0)
557 			return (1);	/* fatal */
558 
559 		threads_ready = 1;
560 	}
561 	return (0);
562 }
563 
564 /*
565  * Door invocations that are in progress during a
566  * door_revoke() invocation are allowed to complete normally.
567  * -- man page for door_revoke()
568  */
569 void
570 auditd_thread_close()
571 {
572 	if (doorfd == -1)
573 		return;
574 	(void) door_revoke(doorfd);
575 	doorfd = -1;
576 }
577 
578 /*
579  * qpool_init() sets up pool for queue entries (audit_q_t)
580  *
581  */
582 static void
583 qpool_init(plugin_t *p, int threshold)
584 {
585 	int		i;
586 	audit_q_t	*node;
587 
588 	audit_queue_init(&(p->plg_pool));
589 
590 	DPRINT((dbfp, "qpool_init(%d) max, min, threshhold = %d, %d, %d\n",
591 		p->plg_tid, p->plg_qmax, p->plg_qmin, threshold));
592 
593 	if (p->plg_qmax > largest_queue)
594 		largest_queue = p->plg_qmax;
595 
596 	p->plg_q_threshold = threshold;
597 
598 	for (i = 0; i < p->plg_qmin; i++) {
599 		node = malloc(sizeof (audit_q_t));
600 		if (node == NULL)
601 			warn_or_fatal(1, gettext("no memory\n"));
602 			/* doesn't return */
603 
604 		audit_enqueue(&p->plg_pool, node);
605 	}
606 }
607 
608 /*
609  * bpool_init() sets up pool and queue for record entries (audit_rec_t)
610  *
611  */
612 static void
613 bpool_init()
614 {
615 	int		i;
616 	audit_rec_t	*node;
617 
618 	audit_queue_init(&b_pool);
619 	(void) pthread_mutex_init(&b_alloc_lock, NULL);
620 	(void) pthread_mutex_init(&b_refcnt_lock, NULL);
621 
622 	for (i = 0; i < INPUT_MIN; i++) {
623 		node = malloc(AUDIT_REC_HEADER + DEFAULT_BUF_SZ);
624 		if (node == NULL)
625 			warn_or_fatal(1, gettext("no memory\n"));
626 			/* doesn't return */
627 
628 		node->abq_buf_len = DEFAULT_BUF_SZ;
629 
630 		node->abq_data_len = 0;
631 		audit_enqueue(&b_pool, node);
632 		(void) pthread_mutex_lock(&b_alloc_lock);
633 		b_allocated++;
634 		(void) pthread_mutex_unlock(&b_alloc_lock);
635 	}
636 }
637 
638 /*
639  * qpool_close() discard queue and pool for a discontinued plugin
640  *
641  * there is no corresponding bpool_close() since it would only
642  * be called as auditd is going down.
643  */
644 static void
645 qpool_close(plugin_t *p) {
646 	audit_q_t	*q_node;
647 	audit_rec_t	*b_node;
648 
649 	if (!p->plg_initialized)
650 		return;
651 
652 	while (audit_dequeue(&(p->plg_pool), (void *)&q_node) == 0) {
653 		free(q_node);
654 	}
655 	audit_queue_destroy(&(p->plg_pool));
656 
657 	while (audit_dequeue(&(p->plg_queue), (void *)&q_node) == 0) {
658 		b_node = audit_release(&b_refcnt_lock, q_node->aqq_data);
659 		if (b_node != NULL)
660 			audit_enqueue(&b_pool, b_node);
661 		free(q_node);
662 	}
663 	audit_queue_destroy(&(p->plg_queue));
664 }
665 
666 /*
667  * qpool_withdraw
668  */
669 static audit_q_t *
670 qpool_withdraw(plugin_t *p)
671 {
672 	audit_q_t	*node;
673 	int		rc;
674 
675 	/* get a buffer from the pool, if any */
676 	rc = audit_dequeue(&(p->plg_pool), (void *)&node);
677 	if (rc == 0)
678 		return (node);
679 
680 	/*
681 	 * the pool is empty: allocate a new element
682 	 */
683 	node = malloc(sizeof (audit_q_t));
684 
685 	if (node == NULL)
686 		warn_or_fatal(1, gettext("no memory\n"));
687 		/* doesn't return */
688 
689 	return (node);
690 }
691 
692 /*
693  * bpool_withdraw -- gets a buffer and fills it
694  *
695  */
696 static audit_rec_t *
697 bpool_withdraw(char *buffer, size_t buff_size, size_t request_size)
698 {
699 	audit_rec_t	*node;
700 	int		rc;
701 	size_t		new_length;
702 
703 	new_length = (request_size > DEFAULT_BUF_SZ) ?
704 	    request_size : DEFAULT_BUF_SZ;
705 
706 	/* get a buffer from the pool, if any */
707 	rc = audit_dequeue(&b_pool, (void *)&node);
708 
709 	DPRINT((dbfp, "bpool_withdraw buf length=%d,"
710 		" requested size=%d, dequeue rc=%d\n",
711 		new_length, request_size, rc));
712 
713 	if (rc == 0) {
714 		DPRINT((dbfp, "bpool_withdraw node=%X (pool=%d)\n", node,
715 		    audit_queue_size(&b_pool)));
716 
717 		if (new_length > node->abq_buf_len) {
718 			node = realloc(node, AUDIT_REC_HEADER + new_length);
719 			if (node == NULL)
720 				warn_or_fatal(1, gettext("no memory\n"));
721 				/* no return */
722 		}
723 	} else {
724 		/*
725 		 * the pool is empty: allocate a new element
726 		 */
727 		(void) pthread_mutex_lock(&b_alloc_lock);
728 		if (b_allocated >= largest_queue) {
729 			(void) pthread_mutex_unlock(&b_alloc_lock);
730 			DPRINT((dbfp, "bpool_withdraw is over max (pool=%d)\n",
731 			    audit_queue_size(&b_pool)));
732 			return (NULL);
733 		}
734 		(void) pthread_mutex_unlock(&b_alloc_lock);
735 
736 		node = malloc(AUDIT_REC_HEADER + new_length);
737 
738 		if (node == NULL)
739 			warn_or_fatal(1, gettext("no memory\n"));
740 		/* no return */
741 
742 		(void) pthread_mutex_lock(&b_alloc_lock);
743 		b_allocated++;
744 		(void) pthread_mutex_unlock(&b_alloc_lock);
745 		DPRINT((dbfp, "bpool_withdraw node=%X (alloc=%d, pool=%d)\n",
746 		    node, b_allocated, audit_queue_size(&b_pool)));
747 	}
748 	assert(request_size <= new_length);
749 
750 	(void) memcpy(node->abq_buffer, buffer, buff_size);
751 	node->abq_data_len = buff_size;
752 	node->abq_buf_len = new_length;
753 	node->abq_ref_count = 0;
754 
755 	return (node);
756 }
757 
758 /*
759  * qpool_return() moves queue nodes back to the pool queue.
760  *
761  * if the pool is over max, the node is discarded instead.
762  */
763 static void
764 qpool_return(plugin_t *p, audit_q_t *node)
765 {
766 	int	qpool_size;
767 	int	q_size;
768 
769 #if DEBUG
770 	uint32_t	sequence = node->aqq_sequence;
771 #endif
772 	qpool_size = audit_queue_size(&(p->plg_pool));
773 	q_size = audit_queue_size(&(p->plg_queue));
774 
775 	if (qpool_size + q_size > p->plg_qmax)
776 		free(node);
777 	else
778 		audit_enqueue(&(p->plg_pool), node);
779 
780 	DPRINT((dbfp,
781 	    "qpool_return(%d):  seq=%d, q size=%d,"
782 	    " pool size=%d (total alloc=%d), threshhold=%d\n",
783 	    p->plg_tid, sequence, q_size, qpool_size,
784 	    q_size + qpool_size, p->plg_q_threshold));
785 }
786 
787 /*
788  * bpool_return() moves queue nodes back to the pool queue.
789  */
790 static void
791 bpool_return(audit_rec_t *node)
792 {
793 #if DEBUG
794 	audit_rec_t	*copy = node;
795 #endif
796 	node = audit_release(&b_refcnt_lock, node); 	/* decrement ref cnt */
797 
798 	if (node != NULL) {	/* NULL if ref cnt is not zero */
799 		audit_enqueue(&b_pool, node);
800 		DPRINT((dbfp,
801 		    "bpool_return: requeue %X (allocated=%d,"
802 		    " pool size=%d)\n", node, b_allocated,
803 		    audit_queue_size(&b_pool)));
804 	}
805 #if DEBUG
806 	else {
807 		DPRINT((dbfp,
808 		    "bpool_return: decrement count for %X (allocated=%d,"
809 		    " pool size=%d)\n", copy, b_allocated,
810 		    audit_queue_size(&b_pool)));
811 	}
812 #endif
813 }
814 
815 #if DEBUG
816 static void
817 dump_state(char *src, plugin_t *p, int count, char *msg)
818 {
819 	struct sched_param	param;
820 	int			policy;
821 /*
822  * count is message sequence
823  */
824 	(void) pthread_getschedparam(p->plg_tid, &policy, &param);
825 	(void) fprintf(dbfp, "%7s(%d/%d) %11s:"
826 	    " input_in_wait=%d"
827 	    " priority=%d"
828 	    " queue size=%d pool size=%d"
829 	    "\n\t"
830 	    "process wait=%d"
831 	    " tossed=%d"
832 	    " queued=%d"
833 	    " written=%d"
834 	    "\n",
835 	    src, p->plg_tid, count, msg,
836 	    in_thr.thd_waiting, param.sched_priority,
837 	    audit_queue_size(&(p->plg_queue)),
838 	    audit_queue_size(&(p->plg_pool)),
839 	    p->plg_waiting, p->plg_tossed,
840 	    p->plg_queued, p->plg_output);
841 
842 	(void) fflush(dbfp);
843 }
844 #endif
845 
846 /*
847  * policy_is_block: return 1 if the continue policy is off for any active
848  * plugin, else 0
849  */
850 static int
851 policy_is_block()
852 {
853 	plugin_t *p;
854 
855 	(void) pthread_mutex_lock(&plugin_mutex);
856 	p = plugin_head;
857 
858 	while (p != NULL) {
859 		if (p->plg_cnt == 0) {
860 			(void) pthread_mutex_unlock(&plugin_mutex);
861 			DPRINT((dbfp,
862 			    "policy_is_block:  policy is to block\n"));
863 			return (1);
864 		}
865 		p = p->plg_next;
866 	}
867 	(void) pthread_mutex_unlock(&plugin_mutex);
868 	DPRINT((dbfp, "policy_is_block:  policy is to continue\n"));
869 	return (0);
870 }
871 
872 /*
873  * policy_update() -- the kernel has received a policy change.
874  * Presently, the only policy auditd cares about is AUDIT_CNT
875  */
876 static void
877 policy_update(uint32_t newpolicy)
878 {
879 	plugin_t *p;
880 
881 	DPRINT((dbfp, "policy change:  %X\n", newpolicy));
882 	(void) pthread_mutex_lock(&plugin_mutex);
883 	p = plugin_head;
884 	while (p != NULL) {
885 		p->plg_cnt = (newpolicy & AUDIT_CNT) ? 1 : 0;
886 		(void) pthread_cond_signal(&(p->plg_cv));
887 
888 		DPRINT((dbfp, "policy changed for thread %d\n", p->plg_tid));
889 		p = p->plg_next;
890 	}
891 	(void) pthread_mutex_unlock(&plugin_mutex);
892 }
893 
894 /*
895  * queue_buffer() inputs a buffer and queues for each active plugin if
896  * it represents a complete audit record.  Otherwise it builds a
897  * larger buffer to hold the record and take successive buffers from
898  * c2audit to build a complete record; then queues it for each plugin.
899  *
900  * return 0 if data is queued (or damaged and tossed).  If resources
901  * are not available, return 0 if all active plugins have the cnt
902  * policy set, else 1.  0 is also returned if the input is a control
903  * message.  (aub_buf is aligned on a 64 bit boundary, so casting
904  * it to an integer works just fine.)
905  */
906 static int
907 queue_buffer(au_dbuf_t *kl)
908 {
909 	plugin_t	*p;
910 	audit_rec_t	*b_copy;
911 	audit_q_t	*q_copy;
912 	boolean_t	referenced = 0;
913 	static char	*invalid_msg = "invalid audit record discarded";
914 	static char	*invalid_control =
915 			    "invalid audit control discarded";
916 
917 	static audit_rec_t	*alt_b_copy = NULL;
918 	static size_t		alt_length;
919 	static size_t		alt_offset;
920 
921 	/*
922 	 * the buffer may be a kernel -> auditd message.  (only
923 	 * the policy change message exists so far.)
924 	 */
925 
926 	if ((kl->aub_type & AU_DBUF_NOTIFY) != 0) {
927 		uint32_t	control;
928 
929 		control = kl->aub_type & ~AU_DBUF_NOTIFY;
930 		switch (control) {
931 		case AU_DBUF_POLICY:
932 			/* LINTED */
933 			policy_update(*(uint32_t *)kl->aub_buf);
934 			break;
935 		case AU_DBUF_SHUTDOWN:
936 			(void) kill(getpid(), AU_SIG_DISABLE);
937 			DPRINT((dbfp, "AU_DBUF_SHUTDOWN message\n"));
938 			break;
939 		default:
940 			warn_or_fatal(0, gettext(invalid_control));
941 			break;
942 		}
943 		return (0);
944 	}
945 	/*
946 	 * The test for valid continuation/completion may fail. Need to
947 	 * assume the failure was earlier and that this buffer may
948 	 * be a valid first or complete buffer after discarding the
949 	 * incomplete record
950 	 */
951 
952 	if (alt_b_copy != NULL) {
953 		if ((kl->aub_type == AU_DBUF_FIRST) ||
954 		    (kl->aub_type == AU_DBUF_COMPLETE)) {
955 			DPRINT((dbfp, "copy is not null, partial is %d\n",
956 			    kl->aub_type));
957 			bpool_return(alt_b_copy);
958 			warn_or_fatal(0, gettext(invalid_msg));
959 			alt_b_copy = NULL;
960 		}
961 	}
962 	if (alt_b_copy != NULL) { /* continue collecting a long record */
963 		if (kl->aub_size + alt_offset > alt_length) {
964 			bpool_return(alt_b_copy);
965 			alt_b_copy = NULL;
966 			warn_or_fatal(0, gettext(invalid_msg));
967 			return (0);
968 		}
969 		(void) memcpy(alt_b_copy->abq_buffer + alt_offset, kl->aub_buf,
970 		    kl->aub_size);
971 		alt_offset += kl->aub_size;
972 		if (kl->aub_type == AU_DBUF_MIDDLE)
973 			return (0);
974 		b_copy = alt_b_copy;
975 		alt_b_copy = NULL;
976 		b_copy->abq_data_len = alt_length;
977 	} else if (kl->aub_type == AU_DBUF_FIRST) {
978 		/* first buffer of a multiple buffer record */
979 		alt_length = getlen(kl->aub_buf);
980 		if ((alt_length < MIN_RECORD_SIZE) ||
981 		    (alt_length <= kl->aub_size)) {
982 			warn_or_fatal(0, gettext(invalid_msg));
983 			return (0);
984 		}
985 		alt_b_copy = bpool_withdraw(kl->aub_buf, kl->aub_size,
986 		    alt_length);
987 
988 		if (alt_b_copy == NULL)
989 			return (policy_is_block());
990 
991 		alt_offset = kl->aub_size;
992 		return (0);
993 	} else { /* one buffer, one record -- the basic case */
994 		if (kl->aub_type != AU_DBUF_COMPLETE) {
995 			DPRINT((dbfp, "copy is null, partial is %d\n",
996 			    kl->aub_type));
997 			warn_or_fatal(0, gettext(invalid_msg));
998 			return (0);	/* tossed */
999 		}
1000 		b_copy = bpool_withdraw(kl->aub_buf, kl->aub_size,
1001 		    kl->aub_size);
1002 
1003 		if (b_copy == NULL)
1004 			return (policy_is_block());
1005 	}
1006 
1007 	(void) pthread_mutex_lock(&plugin_mutex);
1008 	p = plugin_head;
1009 	while (p != NULL) {
1010 		if (!p->plg_removed) {
1011 			/*
1012 			 * Link the record buffer to the input queues.
1013 			 * To avoid a race, it is necessary to wait
1014 			 * until all reference count increments
1015 			 * are complete before queueing q_copy.
1016 			 */
1017 			audit_incr_ref(&b_refcnt_lock, b_copy);
1018 
1019 			q_copy = qpool_withdraw(p);
1020 			q_copy->aqq_sequence = p->plg_sequence++;
1021 			q_copy->aqq_data = b_copy;
1022 
1023 			p->plg_save_q_copy = q_copy;	/* enqueue below */
1024 			referenced = 1;
1025 		} else
1026 			p->plg_save_q_copy = NULL;
1027 		p = p->plg_next;
1028 	}
1029 	/*
1030 	 * now that the reference count is updated, queue it.
1031 	 */
1032 	if (referenced) {
1033 		p = plugin_head;
1034 		while ((p != NULL) && (p->plg_save_q_copy != NULL)) {
1035 			audit_enqueue(&(p->plg_queue), p->plg_save_q_copy);
1036 			(void) pthread_cond_signal(&(p->plg_cv));
1037 			p->plg_queued++;
1038 			p = p->plg_next;
1039 		}
1040 	} else
1041 		bpool_return(b_copy);
1042 
1043 	(void) pthread_mutex_unlock(&plugin_mutex);
1044 
1045 	return (0);
1046 }
1047 
1048 /*
1049  * wait_a_while() -- timed wait in the door server to allow output
1050  * time to catch up.
1051  */
1052 static void
1053 wait_a_while() {
1054 	struct timespec delay = {0, 500000000};	/* 1/2 second */;
1055 
1056 	(void) pthread_mutex_lock(&(in_thr.thd_mutex));
1057 	in_thr.thd_waiting = 1;
1058 	(void) pthread_cond_reltimedwait_np(&(in_thr.thd_cv),
1059 	    &(in_thr.thd_mutex), &delay);
1060 	in_thr.thd_waiting = 0;
1061 	(void) pthread_mutex_unlock(&(in_thr.thd_mutex));
1062 }
1063 
1064 /*
1065  * adjust_priority() -- check queue and pools and adjust the priority
1066  * for process() accordingly.  If we're way ahead of output, do a
1067  * timed wait as well.
1068  */
1069 static void
1070 adjust_priority() {
1071 	int		queue_near_full;
1072 	plugin_t	*p;
1073 	int		queue_size;
1074 	struct sched_param	param;
1075 
1076 	queue_near_full = 0;
1077 	(void) pthread_mutex_lock(&plugin_mutex);
1078 	p = plugin_head;
1079 	while (p != NULL) {
1080 		queue_size = audit_queue_size(&(p->plg_queue));
1081 		if (queue_size > p->plg_q_threshold) {
1082 			if (p->plg_priority != HIGH_PRIORITY) {
1083 				p->plg_priority =
1084 				    param.sched_priority =
1085 				    HIGH_PRIORITY;
1086 				(void) pthread_setschedparam(p->plg_tid,
1087 				    SCHED_OTHER, &param);
1088 			}
1089 			if (queue_size > p->plg_qmax - p->plg_qmin) {
1090 				queue_near_full = 1;
1091 				break;
1092 			}
1093 		}
1094 		p = p->plg_next;
1095 	}
1096 	(void) pthread_mutex_unlock(&plugin_mutex);
1097 
1098 	if (queue_near_full) {
1099 		DPRINT((dbfp,
1100 		    "adjust_priority:  input taking a short break\n"));
1101 		wait_a_while();
1102 		DPRINT((dbfp,
1103 		    "adjust_priority:  input back from my break\n"));
1104 	}
1105 }
1106 
1107 /*
1108  * input() is a door server; it blocks if any plugins have full queues
1109  * with the continue policy off. (auditconfig -policy -cnt)
1110  *
1111  * input() is called synchronously from c2audit and is NOT
1112  * reentrant due to the (unprotected) static variables in
1113  * queue_buffer().  If multiple clients are created, a context
1114  * structure will be required for queue_buffer.
1115  *
1116  * timedwait is used when input() gets too far ahead of process();
1117  * the wait terminates either when the set time expires or when
1118  * process() signals that it has nearly caught up.
1119  */
1120 /* ARGSUSED */
1121 static void
1122 input(void *cookie, void *argp, int arg_size, door_desc_t *dp,
1123     int n_descriptors)
1124 {
1125 	int		is_blocked;
1126 	plugin_t	*p;
1127 #if DEBUG
1128 	int		loop_count = 0;
1129 	static int	call_counter = 0;
1130 #endif
1131 	if (argp == NULL) {
1132 		warn_or_fatal(0,
1133 		    gettext("invalid data received from c2audit\n"));
1134 		goto input_exit;
1135 	}
1136 	DPRINT((dbfp, "%d input new buffer: length=%u, "
1137 	    "partial=%u, arg_size=%d\n",
1138 	    ++call_counter, ((au_dbuf_t *)argp)->aub_size,
1139 	    ((au_dbuf_t *)argp)->aub_type, arg_size));
1140 
1141 	if (((au_dbuf_t *)argp)->aub_size < 1) {
1142 		warn_or_fatal(0,
1143 		    gettext("invalid data length received from c2audit\n"));
1144 		goto input_exit;
1145 	}
1146 	/*
1147 	 * is_blocked is true only if one or more plugins have "no
1148 	 * continue" (-cnt) set and one of those has a full queue.
1149 	 * All plugins block until success is met.
1150 	 */
1151 	for (;;) {
1152 		DPRINT((dbfp, "%d input is calling queue_buffer\n",
1153 		    call_counter));
1154 
1155 		is_blocked = queue_buffer((au_dbuf_t *)argp);
1156 
1157 		if (!is_blocked) {
1158 			adjust_priority();
1159 			break;
1160 		} else {
1161 			DPRINT((dbfp,
1162 			    "%d input blocked (loop=%d)\n",
1163 			    call_counter, loop_count));
1164 
1165 			wait_a_while();
1166 
1167 			DPRINT((dbfp, "%d input unblocked (loop=%d)\n",
1168 			    call_counter, loop_count));
1169 		}
1170 #if DEBUG
1171 		loop_count++;
1172 #endif
1173 	}
1174 input_exit:
1175 	p = plugin_head;
1176 	while (p != NULL) {
1177 		(void) pthread_cond_signal(&(p->plg_cv));
1178 		p = p->plg_next;
1179 	}
1180 	((au_dbuf_t *)argp)->aub_size = 0;	/* return code */
1181 	(void) door_return(argp, sizeof (uint64_t), NULL, 0);
1182 }
1183 
1184 /*
1185  * process() -- pass a buffer to a plugin
1186  */
1187 static void
1188 process(plugin_t *p)
1189 {
1190 	int			rc;
1191 	audit_rec_t		*b_node;
1192 	audit_q_t		*q_node;
1193 	auditd_rc_t		plugrc;
1194 	char			*error_string;
1195 	struct timespec 	delay;
1196 	int			sendsignal;
1197 	int			queue_len;
1198 	struct sched_param	param;
1199 
1200 	DPRINT((dbfp, "%s is thread %d\n", p->plg_path, p->plg_tid));
1201 	p->plg_priority = param.sched_priority = BASE_PRIORITY;
1202 	(void) pthread_setschedparam(p->plg_tid, SCHED_OTHER, &param);
1203 
1204 	delay.tv_nsec = 0;
1205 
1206 	for (;;) {
1207 		retry_mode:
1208 
1209 		while (audit_dequeue(&(p->plg_queue), (void *)&q_node) != 0) {
1210 			DUMP("process", p, p->plg_last_seq_out, "blocked");
1211 			(void) pthread_cond_signal(&(in_thr.thd_cv));
1212 
1213 			(void) pthread_mutex_lock(&(p->plg_mutex));
1214 			p->plg_waiting++;
1215 			(void) pthread_cond_wait(&(p->plg_cv),
1216 			    &(p->plg_mutex));
1217 			p->plg_waiting--;
1218 			(void) pthread_mutex_unlock(&(p->plg_mutex));
1219 
1220 			if (p->plg_removed)
1221 				break;
1222 
1223 			DUMP("process", p, p->plg_last_seq_out, "unblocked");
1224 		}
1225 		if (p->plg_removed)
1226 			break;
1227 #if DEBUG
1228 		if (q_node->aqq_sequence != p->plg_last_seq_out + 1)
1229 			(void) fprintf(dbfp,
1230 			    "process(%d): buffer sequence=%u but prev=%u\n",
1231 			    p->plg_tid, q_node->aqq_sequence,
1232 			    p->plg_last_seq_out);
1233 #endif
1234 		error_string = NULL;
1235 
1236 		b_node = q_node->aqq_data;
1237 		plugrc = p->plg_fplugin(b_node->abq_buffer,
1238 			b_node->abq_data_len,
1239 			q_node->aqq_sequence, &error_string);
1240 #if DEBUG
1241 		p->plg_last_seq_out = q_node->aqq_sequence;
1242 #endif
1243 		switch (plugrc) {
1244 		case AUDITD_RETRY:
1245 			report_error(plugrc, error_string, p->plg_path);
1246 			free(error_string);
1247 			error_string = NULL;
1248 
1249 			DPRINT((dbfp, "process(%d) AUDITD_RETRY returned."
1250 			    " cnt=%d (if 1, enter retry)\n",
1251 			    p->plg_tid, p->plg_cnt));
1252 
1253 			if (p->plg_cnt)	/* if cnt is on, lose the buffer */
1254 				break;
1255 
1256 			delay.tv_sec = p->plg_retry_time;
1257 			(void) pthread_mutex_lock(&(p->plg_mutex));
1258 			p->plg_waiting++;
1259 			(void) pthread_cond_reltimedwait_np(&(p->plg_cv),
1260 				&(p->plg_mutex), &delay);
1261 			p->plg_waiting--;
1262 			(void) pthread_mutex_unlock(&(p->plg_mutex));
1263 
1264 			DPRINT((dbfp, "left retry mode for %d\n", p->plg_tid));
1265 			goto retry_mode;
1266 
1267 		case AUDITD_SUCCESS:
1268 			p->plg_output++;
1269 			break;
1270 		default:
1271 			report_error(plugrc, error_string, p->plg_path);
1272 			free(error_string);
1273 			error_string = NULL;
1274 			break;
1275 		}	/* end switch */
1276 		bpool_return(b_node);
1277 		qpool_return(p, q_node);
1278 
1279 		sendsignal = 0;
1280 		queue_len = audit_queue_size(&(p->plg_queue));
1281 
1282 		(void) pthread_mutex_lock(&(in_thr.thd_mutex));
1283 		if (in_thr.thd_waiting && (queue_len > p->plg_qmin) &&
1284 		    (queue_len < p->plg_q_threshold))
1285 			sendsignal = 1;
1286 
1287 		(void) pthread_mutex_unlock(&(in_thr.thd_mutex));
1288 
1289 		if (sendsignal) {
1290 			(void) pthread_cond_signal(&(in_thr.thd_cv));
1291 			/*
1292 			 * sched_yield(); does not help
1293 			 * performance and in artificial tests
1294 			 * (high sustained volume) appears to
1295 			 * hurt by adding wide variability in
1296 			 * the results.
1297 			 */
1298 		} else if ((p->plg_priority < BASE_PRIORITY) &&
1299 		    (queue_len < p->plg_q_threshold)) {
1300 			p->plg_priority = param.sched_priority =
1301 			    BASE_PRIORITY;
1302 			(void) pthread_setschedparam(p->plg_tid, SCHED_OTHER,
1303 			    &param);
1304 		}
1305 	}	/* end for (;;) */
1306 	DUMP("process", p, p->plg_last_seq_out, "exit");
1307 	error_string = NULL;
1308 	if ((rc = p->plg_fplugin_close(&error_string)) !=
1309 	    AUDITD_SUCCESS)
1310 		report_error(rc, error_string, p->plg_path);
1311 
1312 	free(error_string);
1313 
1314 	(void) pthread_mutex_lock(&plugin_mutex);
1315 	(void) unload_plugin(p);
1316 	(void) pthread_mutex_unlock(&plugin_mutex);
1317 }
1318